0001144204-14-071543.txt : 20141201 0001144204-14-071543.hdr.sgml : 20141201 20141201160328 ACCESSION NUMBER: 0001144204-14-071543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141126 FILED AS OF DATE: 20141201 DATE AS OF CHANGE: 20141201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARDOZA GEORGE CENTRAL INDEX KEY: 0001518734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 141257853 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 form471765_20141201040144-.xml X0306 4 2014-11-26 0 0001077183 NEOGENOMICS INC NEO 0001518734 CARDOZA GEORGE C/O NEOGENOMICS, INC. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 0 1 0 0 Chief Financial Officer Common Stock 2014-11-26 4 M 0 130000 1.55 A 181089 D Common Stock 2014-11-26 4 S 0 60000 4.2795 D 121089 D Common Stock 20000 I Trust by Self Stock Option (Right to Buy) 1.55 2014-11-26 4 X 0 130000 1.55 A 2010-11-30 2014-11-29 Common Stock 0 0 D Stock Option (Right to buy) 1.46 2012-04-14 2016-04-13 Common Stock 0 100000 D Stock Option (Right to buy) 3.45 2015-03-05 2019-03-05 Common Stock 0 30000 D Exercise of stock options expiring on November 29, 2014, sale to effect cash-less exercise (net of tax). On November 30, 2009 Mr. Cardoza was granted an option to purchase 150,000 shares. The options were all time based and vested ratably over each of Mr. Cardoza's first four anniversaries with the Company. On April 14, 2011 Mr. Cardoza was granted an option to purchase 100,000 shares. These options vest ratably at the first four anniversary dates of the grant. On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably at the first three anniversary dates of the grant. /s/ George Cardoza 2014-12-01