0001144204-14-071543.txt : 20141201
0001144204-14-071543.hdr.sgml : 20141201
20141201160328
ACCESSION NUMBER: 0001144204-14-071543
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141126
FILED AS OF DATE: 20141201
DATE AS OF CHANGE: 20141201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARDOZA GEORGE
CENTRAL INDEX KEY: 0001518734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 141257853
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
form471765_20141201040144-.xml
X0306
4
2014-11-26
0
0001077183
NEOGENOMICS INC
NEO
0001518734
CARDOZA GEORGE
C/O NEOGENOMICS, INC.
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
US 33913
0
1
0
0
Chief Financial Officer
Common Stock
2014-11-26
4
M
0
130000
1.55
A
181089
D
Common Stock
2014-11-26
4
S
0
60000
4.2795
D
121089
D
Common Stock
20000
I
Trust by Self
Stock Option (Right to Buy)
1.55
2014-11-26
4
X
0
130000
1.55
A
2010-11-30
2014-11-29
Common Stock
0
0
D
Stock Option (Right to buy)
1.46
2012-04-14
2016-04-13
Common Stock
0
100000
D
Stock Option (Right to buy)
3.45
2015-03-05
2019-03-05
Common Stock
0
30000
D
Exercise of stock options expiring on November 29, 2014, sale to effect cash-less exercise (net of tax).
On November 30, 2009 Mr. Cardoza was granted an option to purchase 150,000 shares. The options were all time based and vested ratably over each of Mr. Cardoza's first four anniversaries with the Company.
On April 14, 2011 Mr. Cardoza was granted an option to purchase 100,000 shares. These options vest ratably at the first four anniversary dates of the grant.
On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably at the first three anniversary dates of the grant.
/s/ George Cardoza
2014-12-01