0001144204-14-013544.txt : 20140305 0001144204-14-013544.hdr.sgml : 20140305 20140305165906 ACCESSION NUMBER: 0001144204-14-013544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140207 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASPEN SELECT HEALTHCARE LP CENTRAL INDEX KEY: 0001519599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 14670049 BUSINESS ADDRESS: STREET 1: 1740 PERSIMMON DRIVE STREET 2: SUITE 100 CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 239 325 2001 MAIL ADDRESS: STREET 1: 1740 PERSIMMON DRIVE STREET 2: SUITE 100 CITY: NAPLES STATE: FL ZIP: 34109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES STEVEN C CENTRAL INDEX KEY: 0001518732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 14670050 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 form466647_20140305045804-.xml X0306 4 2014-02-07 0 0001077183 NEOGENOMICS INC NEO 0001518732 JONES STEVEN C 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 1 1 0 0 Executive VP of Finance 0001519599 ASPEN SELECT HEALTHCARE LP 1740 PERSIMMON DRIVE NAPLES FL US 33913 1 1 0 0 Executive VP of Finance Common Stock 2014-02-07 4 A 0 83333 0.75 A 212745 I By Aspen Opportunity Fund Common Stock 3500000 I By Aspen Select Healthcare, LP Common Stock 50476 I By Jones Network, LP Common Stock 34857 I Shares owned in IRA and custodian accounts for the immediate family of Steven Jones Common Stock 190000 I By self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust Common Stock 346615 D Warrants (Right to Buy) 0.75 2014-02-07 4 A 0 83333 0.75 A 2009-02-09 2014-02-09 Common Stock 0 0 I By Aspen Opportunity Fund Warrants (Right to Buy) 1.5 2010-05-03 2017-05-03 Common Stock 0 450000 D Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein. An investment partnershsip entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein. Such warrants were issued in connection with a consulting agreement, dated 5/3/2010. /s/ Steven C. Jones 2014-03-05