0001144204-13-040364.txt : 20130719
0001144204-13-040364.hdr.sgml : 20130719
20130719210534
ACCESSION NUMBER: 0001144204-13-040364
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130513
FILED AS OF DATE: 20130719
DATE AS OF CHANGE: 20130719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLEARMAN STEPHEN J
CENTRAL INDEX KEY: 0001032874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 13978009
MAIL ADDRESS:
STREET 1: ONE EXECUTIVE DRIVE, SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shah Tushar
CENTRAL INDEX KEY: 0001487632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 13978010
MAIL ADDRESS:
STREET 1: ONE EXECUTIVE DRIVE
STREET 2: SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINDERHOOK PARTNERS, LLC
CENTRAL INDEX KEY: 0001542439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 13978011
BUSINESS ADDRESS:
STREET 1: 2 EXECUTIVE DRIVE
STREET 2: SUITE 585
CITY: FORT LEE
STATE: NJ
ZIP: 07024
BUSINESS PHONE: 201-882-0081
MAIL ADDRESS:
STREET 1: 2 EXECUTIVE DRIVE
STREET 2: SUITE 585
CITY: FORT LEE
STATE: NJ
ZIP: 07024
FORMER NAME:
FORMER CONFORMED NAME: KINDERHOOK CAPITAL MANAGEMENT, LLC
DATE OF NAME CHANGE: 20120214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINDERHOOK GP LLC
CENTRAL INDEX KEY: 0001266402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 13978012
BUSINESS ADDRESS:
STREET 1: 1 EXECUTIVE DRIVE
STREET 2: SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
BUSINESS PHONE: 2124808421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINDERHOOK, LP
CENTRAL INDEX KEY: 0001220338
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 13978013
BUSINESS ADDRESS:
STREET 1: ONE EXECUTIVE DRIVE, SUITE 160
STREET 2: SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
BUSINESS PHONE: 201-461-0955
MAIL ADDRESS:
STREET 1: ONE EXECUTIVE DRIVE, SUITE 160
STREET 2: SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
FORMER NAME:
FORMER CONFORMED NAME: KINDERHOOK PARTNERS, LP
DATE OF NAME CHANGE: 20100217
FORMER NAME:
FORMER CONFORMED NAME: KINDERHOOK PARTNERS L P
DATE OF NAME CHANGE: 20030224
4
1
v350455_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-05-13
1
0001077183
NEOGENOMICS INC
NGNM
0001220338
KINDERHOOK, LP
TWO EXECUTIVE DRIVE
SUITE 585
FORT LEE
NJ
07024
0
0
0
1
See Remarks
0001266402
KINDERHOOK GP LLC
TWO EXECUTIVE DRIVE
SUITE 585
FORT LEE
NJ
07024
0
0
0
1
See Remarks
0001542439
KINDERHOOK PARTNERS, LLC
TWO EXECUTIVE DRIVE
SUITE 585
FORT LEE
NJ
07024
0
0
0
1
See Remarks
0001487632
Shah Tushar
TWO EXECUTIVE DRIVE
SUITE 585
FORT LEE
NJ
07024
0
0
0
1
See Remarks
0001032874
CLEARMAN STEPHEN J
TWO EXECUTIVE DRIVE
SUITE 585
FORT LEE
NJ
07024
0
0
0
1
See Remarks
On May 13, 2013, Neogenomics, Inc. filed Form 10-Q for the quarter ending March 31, 2013, which reported that as of May 6, 2013, Neogenomics had 48,704,038 shares of Common Stock with a par value $0.001 per share outstanding. Based on Neogenomic's reported shares outstanding as of May 13, 2013, Kinderhook, LP; Kinderhook GP, LLC; Kinderhook Partners, LLC; Tushar Shah; and Stephen J. Clearman were no longer the beneficial owners, directly or indirectly, of more than ten percent of any class of Neogenomic's equity securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934. Mr. Tushar Shah; Mr. Stephen J. Clearman, Kinderhook Partners, LLC; Kinderhook GP, LLC; and Kinderhook, LP disclaim beneficial ownership of the shares of Neogenomics Common Stock except to the extent of his or its respective pecuniary interest, if any, therein.
/s/ Tushar Shah, Managing Member of Kinderhook, LP's General Partner
2013-07-19
/s/ Tushar Shah, Managing Member of Kinderhook GP, LLC
2013-07-19
/s/ Tushar Shah, Managing Member of Kinderhook Partners, LLC
2013-07-19
/s/ Tushar Shah
2013-07-19
/s/ Stephen J. Clearman
2013-07-19