0001144204-13-040364.txt : 20130719 0001144204-13-040364.hdr.sgml : 20130719 20130719210534 ACCESSION NUMBER: 0001144204-13-040364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130513 FILED AS OF DATE: 20130719 DATE AS OF CHANGE: 20130719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEARMAN STEPHEN J CENTRAL INDEX KEY: 0001032874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 13978009 MAIL ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Tushar CENTRAL INDEX KEY: 0001487632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 13978010 MAIL ADDRESS: STREET 1: ONE EXECUTIVE DRIVE STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINDERHOOK PARTNERS, LLC CENTRAL INDEX KEY: 0001542439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 13978011 BUSINESS ADDRESS: STREET 1: 2 EXECUTIVE DRIVE STREET 2: SUITE 585 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-882-0081 MAIL ADDRESS: STREET 1: 2 EXECUTIVE DRIVE STREET 2: SUITE 585 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER NAME: FORMER CONFORMED NAME: KINDERHOOK CAPITAL MANAGEMENT, LLC DATE OF NAME CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINDERHOOK GP LLC CENTRAL INDEX KEY: 0001266402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 13978012 BUSINESS ADDRESS: STREET 1: 1 EXECUTIVE DRIVE STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 2124808421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINDERHOOK, LP CENTRAL INDEX KEY: 0001220338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 13978013 BUSINESS ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-461-0955 MAIL ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER NAME: FORMER CONFORMED NAME: KINDERHOOK PARTNERS, LP DATE OF NAME CHANGE: 20100217 FORMER NAME: FORMER CONFORMED NAME: KINDERHOOK PARTNERS L P DATE OF NAME CHANGE: 20030224 4 1 v350455_4.xml OWNERSHIP DOCUMENT X0306 4 2013-05-13 1 0001077183 NEOGENOMICS INC NGNM 0001220338 KINDERHOOK, LP TWO EXECUTIVE DRIVE SUITE 585 FORT LEE NJ 07024 0 0 0 1 See Remarks 0001266402 KINDERHOOK GP LLC TWO EXECUTIVE DRIVE SUITE 585 FORT LEE NJ 07024 0 0 0 1 See Remarks 0001542439 KINDERHOOK PARTNERS, LLC TWO EXECUTIVE DRIVE SUITE 585 FORT LEE NJ 07024 0 0 0 1 See Remarks 0001487632 Shah Tushar TWO EXECUTIVE DRIVE SUITE 585 FORT LEE NJ 07024 0 0 0 1 See Remarks 0001032874 CLEARMAN STEPHEN J TWO EXECUTIVE DRIVE SUITE 585 FORT LEE NJ 07024 0 0 0 1 See Remarks On May 13, 2013, Neogenomics, Inc. filed Form 10-Q for the quarter ending March 31, 2013, which reported that as of May 6, 2013, Neogenomics had 48,704,038 shares of Common Stock with a par value $0.001 per share outstanding. Based on Neogenomic's reported shares outstanding as of May 13, 2013, Kinderhook, LP; Kinderhook GP, LLC; Kinderhook Partners, LLC; Tushar Shah; and Stephen J. Clearman were no longer the beneficial owners, directly or indirectly, of more than ten percent of any class of Neogenomic's equity securities registered pursuant to Section 12 of the U.S. Securities Exchange Act of 1934. Mr. Tushar Shah; Mr. Stephen J. Clearman, Kinderhook Partners, LLC; Kinderhook GP, LLC; and Kinderhook, LP disclaim beneficial ownership of the shares of Neogenomics Common Stock except to the extent of his or its respective pecuniary interest, if any, therein. /s/ Tushar Shah, Managing Member of Kinderhook, LP's General Partner 2013-07-19 /s/ Tushar Shah, Managing Member of Kinderhook GP, LLC 2013-07-19 /s/ Tushar Shah, Managing Member of Kinderhook Partners, LLC 2013-07-19 /s/ Tushar Shah 2013-07-19 /s/ Stephen J. Clearman 2013-07-19