0001144204-12-053841.txt : 20121001
0001144204-12-053841.hdr.sgml : 20121001
20121001064223
ACCESSION NUMBER: 0001144204-12-053841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120926
FILED AS OF DATE: 20121001
DATE AS OF CHANGE: 20121001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASPEN SELECT HEALTHCARE LP
CENTRAL INDEX KEY: 0001519599
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 121118267
BUSINESS ADDRESS:
STREET 1: 1740 PERSIMMON DRIVE
STREET 2: SUITE 100
CITY: NAPLES
STATE: FL
ZIP: 34109
BUSINESS PHONE: 239 325 2001
MAIL ADDRESS:
STREET 1: 1740 PERSIMMON DRIVE
STREET 2: SUITE 100
CITY: NAPLES
STATE: FL
ZIP: 34109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES STEVEN C
CENTRAL INDEX KEY: 0001518732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 121118268
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
form453217_20121001064154-.xml
X0306
4
2012-09-26
0
0001077183
NEOGENOMICS INC
NGNM.OB
0001518732
JONES STEVEN C
12701 COMMONWEALTH DRIVE
SUITE 9
FORT MYERS
FL
US 33913
1
1
1
0
Executive VP of Finance
0001519599
ASPEN SELECT HEALTHCARE LP
1740 PERSIMMON DRIVE
NAPLES
FL
US 33913
1
1
1
0
Executive VP of Finance
Common Stock
2012-09-26
4
S
0
25000
3.05
D
405055
D
Common Stock
2012-09-28
4
S
0
4000
3.02
D
401055
D
Common Stock
2012-09-28
4
S
0
31800
3.01
D
369255
D
Common Stock
8008123
I
By Aspen Select Healthcare, LP
Common Stock
190000
I
By Self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust
Common Stock
129412
I
By Aspen Opportunity Fund
Common Stock
50476
I
By Jones Network, LP
Common Stock
34857
I
Shares owned in IRA and custodian accounts for the immediate family of Steven Jones
Warrants (Right to Buy)
1.5
2010-05-03
2017-05-03
Common Stock
0
450000
D
Warrants (Right to Buy)
0.75
2009-02-09
2014-02-09
Common Stock
0
83333
I
By Gulf Pointe Capital, LLC
Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
An investment partnership entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.
Steven Jones and Aspen Select Healthcare, LP are joint filers, as permitted under Rule 16(a)-3(j) of the Securities Exchange
Act of 1934, as amended.
/s/ Steven C. Jones
2012-10-01