0001144204-12-051274.txt : 20120913
0001144204-12-051274.hdr.sgml : 20120913
20120913171707
ACCESSION NUMBER: 0001144204-12-051274
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110502
FILED AS OF DATE: 20120913
DATE AS OF CHANGE: 20120913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GASPARINI ROBERT P
CENTRAL INDEX KEY: 0001518647
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 121090761
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
3/A
1
form3a25258_20120913051559-.xml
X0206
3/A
2011-05-02
2011-05-02
0
0001077183
NEOGENOMICS INC
NGNM.OB
0001518647
GASPARINI ROBERT P
C/O NEOGENOMICS, INC.
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
US 33913
1
1
0
0
Chief Scientific Officer
Common Stock
33155
D
Stock Option (right to buy)
0.25
2005-01-03
2015-01-03
Common Stock
575000
D
Stock Option (right to buy)
1.47
2007-02-13
2017-02-12
Common Stock
100000
D
Stock Option (right to buy)
0.8
2008-03-12
2015-03-12
Common Stock
584000
D
Stock Option (right to buy)
0.62
2009-12-31
2016-02-01
Common Stock
150000
D
On March 12, 2008 Mr. Gasparini was granted an option to purchase 784,000 shares. The first vesting and exercisable date was March 12, 2008. On this date 24,000 options vested and then there was to be 45 additional monthly vesting of 8,000 shares for a total of 384,000 options. Included in this grant were 400,000 non-qualified options with an initial vesting on March 12, 2008. From this grant 200,000 options were cancelled. In terms of the remaining 200,000 non-qualified options, 100,000 options are vested and exercisable.
On February 2, 2009 Mr. Gasparini was granted an option to purchase 200,000 shares. These were performance options which vest based on various milestones. To date 50,000 shares are vested and exercisable, 50,000 shares have been cancelled and 100,000 shares are unvested.
The initial Form 3 filing was misstated and there were certain directly owned shares which should have not been included on the initial ownership filing. Therefore their were 33,155 shares on May 2, 2011.
/s/ Robert P Gasparini
2012-09-13