0001144204-12-035702.txt : 20120620 0001144204-12-035702.hdr.sgml : 20120620 20120620211310 ACCESSION NUMBER: 0001144204-12-035702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120515 FILED AS OF DATE: 20120620 DATE AS OF CHANGE: 20120620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINDERHOOK GP LLC CENTRAL INDEX KEY: 0001266402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54384 FILM NUMBER: 12918299 BUSINESS ADDRESS: STREET 1: 1 EXECUTIVE DRIVE STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 2124808421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEARMAN STEPHEN J CENTRAL INDEX KEY: 0001032874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54384 FILM NUMBER: 12918298 MAIL ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Tushar CENTRAL INDEX KEY: 0001487632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54384 FILM NUMBER: 12918295 MAIL ADDRESS: STREET 1: ONE EXECUTIVE DRIVE STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINDERHOOK, LP CENTRAL INDEX KEY: 0001220338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54384 FILM NUMBER: 12918300 BUSINESS ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-461-0955 MAIL ADDRESS: STREET 1: ONE EXECUTIVE DRIVE, SUITE 160 STREET 2: SUITE 160 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER NAME: FORMER CONFORMED NAME: KINDERHOOK PARTNERS, LP DATE OF NAME CHANGE: 20100217 FORMER NAME: FORMER CONFORMED NAME: KINDERHOOK PARTNERS L P DATE OF NAME CHANGE: 20030224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KINDERHOOK PARTNERS, LLC CENTRAL INDEX KEY: 0001542439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54384 FILM NUMBER: 12918296 BUSINESS ADDRESS: STREET 1: 2 EXECUTIVE DRIVE STREET 2: SUITE 585 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-882-0081 MAIL ADDRESS: STREET 1: 2 EXECUTIVE DRIVE STREET 2: SUITE 585 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER NAME: FORMER CONFORMED NAME: KINDERHOOK CAPITAL MANAGEMENT, LLC DATE OF NAME CHANGE: 20120214 4 1 v316588_4.xml OWNERSHIP DOCUMENT X0305 4 2012-05-15 0 0001077183 NEOGENOMICS INC NGNM 0001220338 KINDERHOOK, LP 2 EXECUTIVE DRIVE, SUITE 585 FORT LEE NJ 07024 0 0 1 0 0001266402 KINDERHOOK GP LLC 2 EXECUTIVE DRIVE, SUITE 585 FORT LEE NJ 07024 0 0 1 0 0001542439 KINDERHOOK PARTNERS, LLC 2 EXECUTIVE DRIVE, SUITE 585 FORT LEE NJ 07024 0 0 1 0 0001487632 Shah Tushar 2 EXECUTIVE DRIVE, SUITE 585 FORT LEE NJ 07024 0 0 1 0 0001032874 CLEARMAN STEPHEN J 2 EXECUTIVE DRIVE, SUITE 585 FORT LEE NJ 07024 0 0 1 0 Common Stock, par value $0.001 2012-06-18 4 P 0 11600 1.6409 A 4775897 D Common Stock, par value $0.001 2012-06-19 4 P 0 5000 1.6500 A 4780897 D Common Stock, par value $0.001 2012-06-20 4 P 0 67437 1.6990 A 4848334 D Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of Kinderhook GP, LLC (the "General Partner"), which is responsible for making investment decisions with respect to Kinderhook, LP (the "Partnership") as its general partner. In addition, Mr. Shah and Mr. Clearman are the co-managing members of Kinderhook Partners, LLC (the "Investment Adviser"), which serves as the Partnership's investment adviser, and are responsible for making investment recommendations on behalf of the Investment Adviser. As a result, Mr. Shah and Mr. Clearman may be deemed to control the Partnership, the General Partner, and the Investment Adviser, and may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's, and the Investment Adviser's power to vote and/or dispose of the shares of Common Stock. Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Partners, LLC and Kinderhook GP, LLC specifically disclaim beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, if any. By: /s/ Tushar Shah, Managing Member of Kinderhook, LP's General Partner 2012-06-20 By: /s/ Tushar Shah, Managing Member of Kinderhook GP, LLC 2012-06-20 By: /s/ Tushar Shah, Managing Member of Kinderhook Partners, LLC 2012-06-20 By: /s/ Tushar Shah 2012-06-20 By: /s/ Stephen J. Clearman 2012-06-20