0001144204-12-035702.txt : 20120620
0001144204-12-035702.hdr.sgml : 20120620
20120620211310
ACCESSION NUMBER: 0001144204-12-035702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120515
FILED AS OF DATE: 20120620
DATE AS OF CHANGE: 20120620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINDERHOOK GP LLC
CENTRAL INDEX KEY: 0001266402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 12918299
BUSINESS ADDRESS:
STREET 1: 1 EXECUTIVE DRIVE
STREET 2: SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
BUSINESS PHONE: 2124808421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLEARMAN STEPHEN J
CENTRAL INDEX KEY: 0001032874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 12918298
MAIL ADDRESS:
STREET 1: ONE EXECUTIVE DRIVE, SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shah Tushar
CENTRAL INDEX KEY: 0001487632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 12918295
MAIL ADDRESS:
STREET 1: ONE EXECUTIVE DRIVE
STREET 2: SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINDERHOOK, LP
CENTRAL INDEX KEY: 0001220338
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 12918300
BUSINESS ADDRESS:
STREET 1: ONE EXECUTIVE DRIVE, SUITE 160
STREET 2: SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
BUSINESS PHONE: 201-461-0955
MAIL ADDRESS:
STREET 1: ONE EXECUTIVE DRIVE, SUITE 160
STREET 2: SUITE 160
CITY: FORT LEE
STATE: NJ
ZIP: 07024
FORMER NAME:
FORMER CONFORMED NAME: KINDERHOOK PARTNERS, LP
DATE OF NAME CHANGE: 20100217
FORMER NAME:
FORMER CONFORMED NAME: KINDERHOOK PARTNERS L P
DATE OF NAME CHANGE: 20030224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KINDERHOOK PARTNERS, LLC
CENTRAL INDEX KEY: 0001542439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 12918296
BUSINESS ADDRESS:
STREET 1: 2 EXECUTIVE DRIVE
STREET 2: SUITE 585
CITY: FORT LEE
STATE: NJ
ZIP: 07024
BUSINESS PHONE: 201-882-0081
MAIL ADDRESS:
STREET 1: 2 EXECUTIVE DRIVE
STREET 2: SUITE 585
CITY: FORT LEE
STATE: NJ
ZIP: 07024
FORMER NAME:
FORMER CONFORMED NAME: KINDERHOOK CAPITAL MANAGEMENT, LLC
DATE OF NAME CHANGE: 20120214
4
1
v316588_4.xml
OWNERSHIP DOCUMENT
X0305
4
2012-05-15
0
0001077183
NEOGENOMICS INC
NGNM
0001220338
KINDERHOOK, LP
2 EXECUTIVE DRIVE, SUITE 585
FORT LEE
NJ
07024
0
0
1
0
0001266402
KINDERHOOK GP LLC
2 EXECUTIVE DRIVE, SUITE 585
FORT LEE
NJ
07024
0
0
1
0
0001542439
KINDERHOOK PARTNERS, LLC
2 EXECUTIVE DRIVE, SUITE 585
FORT LEE
NJ
07024
0
0
1
0
0001487632
Shah Tushar
2 EXECUTIVE DRIVE, SUITE 585
FORT LEE
NJ
07024
0
0
1
0
0001032874
CLEARMAN STEPHEN J
2 EXECUTIVE DRIVE, SUITE 585
FORT LEE
NJ
07024
0
0
1
0
Common Stock, par value $0.001
2012-06-18
4
P
0
11600
1.6409
A
4775897
D
Common Stock, par value $0.001
2012-06-19
4
P
0
5000
1.6500
A
4780897
D
Common Stock, par value $0.001
2012-06-20
4
P
0
67437
1.6990
A
4848334
D
Mr. Tushar Shah and Mr. Stephen J. Clearman are the co-managing members of Kinderhook GP, LLC (the "General Partner"), which is responsible for making investment decisions with respect to Kinderhook, LP (the "Partnership") as its general partner. In addition, Mr. Shah and Mr. Clearman are the co-managing members of Kinderhook Partners, LLC (the "Investment Adviser"), which serves as the Partnership's investment adviser, and are responsible for making investment recommendations on behalf of the Investment Adviser. As a result, Mr. Shah and Mr. Clearman may be deemed to control the Partnership, the General Partner, and the Investment Adviser, and may be deemed to have a beneficial interest in the shares of Common Stock by virtue of their indirect control of the Partnership's, the General Partner's, and the Investment Adviser's power to vote and/or dispose of the shares of Common Stock.
Mr. Shah and Mr. Clearman disclaim beneficial ownership of the shares of Common Stock except to the extent of his respective pecuniary interest, if any, therein. Kinderhook Partners, LLC and Kinderhook GP, LLC specifically disclaim beneficial ownership in the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, if any.
By: /s/ Tushar Shah, Managing Member of Kinderhook, LP's General Partner
2012-06-20
By: /s/ Tushar Shah, Managing Member of Kinderhook GP, LLC
2012-06-20
By: /s/ Tushar Shah, Managing Member of Kinderhook Partners, LLC
2012-06-20
By: /s/ Tushar Shah
2012-06-20
By: /s/ Stephen J. Clearman
2012-06-20