0001144204-12-033687.txt : 20120607 0001144204-12-033687.hdr.sgml : 20120607 20120607122815 ACCESSION NUMBER: 0001144204-12-033687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120606 FILED AS OF DATE: 20120607 DATE AS OF CHANGE: 20120607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES STEVEN C CENTRAL INDEX KEY: 0001518732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54384 FILM NUMBER: 12894160 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 form451168_20120607122709-.xml X0305 4 2012-06-06 0 0001077183 NEOGENOMICS INC NGNM.OB 0001518732 JONES STEVEN C 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 1 1 1 0 Executive VP of Finance Common Stock 2012-06-06 4 A 0 26251 1.5 A 430055 D Common Stock 2012-06-06 4 A 0 100000 1.5 A 190000 I By Self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust Common Stock 8038123 I By Aspen Select Healthcare, LP Common Stock 129412 I By Aspen Opportunity Fund, LP Common Stock 50476 I By Jones Network, LP Common Stock 34857 I Shares owned in IRA and custodian accounts for the immediate family of Steven Jones Warrant (Right to Buy) 1.5 2010-05-03 2017-05-03 Common Stock 0 450000 D Warrant (Right to Buy) 0.75 2009-02-09 2014-02-09 Common Stock 0 83333 I By Gulf Pointe Capital, LLC Mr. Jones did a cashless net exercise of 250,000 warrants which resulted in him receiving 26,251 shares of common stock. Mr. Jones, the trustee of Steven and Carisa Jones Defined Benefit Plan exercised 100,000 warrants for $150,000 in cash which resulted in the Plan receiving 100,000 shares of common stock. Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein. An investment partnership entity controlled by Steven Jones and Peter Peterson.. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein. Such warrants were issued in connection with a consulting agreement, dated 5/3/2010. As of the date of this Form 4 all of such warrants were vested. /s/ Steven C. Jones 2012-06-07