0001144204-12-033687.txt : 20120607
0001144204-12-033687.hdr.sgml : 20120607
20120607122815
ACCESSION NUMBER: 0001144204-12-033687
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120606
FILED AS OF DATE: 20120607
DATE AS OF CHANGE: 20120607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES STEVEN C
CENTRAL INDEX KEY: 0001518732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54384
FILM NUMBER: 12894160
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201
STREET 2: SUITE 201
CITY: NAPLES
STATE: FL
ZIP: 34108
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
4
1
form451168_20120607122709-.xml
X0305
4
2012-06-06
0
0001077183
NEOGENOMICS INC
NGNM.OB
0001518732
JONES STEVEN C
12701 COMMONWEALTH DRIVE
SUITE 9
FORT MYERS
FL
US 33913
1
1
1
0
Executive VP of Finance
Common Stock
2012-06-06
4
A
0
26251
1.5
A
430055
D
Common Stock
2012-06-06
4
A
0
100000
1.5
A
190000
I
By Self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust
Common Stock
8038123
I
By Aspen Select Healthcare, LP
Common Stock
129412
I
By Aspen Opportunity Fund, LP
Common Stock
50476
I
By Jones Network, LP
Common Stock
34857
I
Shares owned in IRA and custodian accounts for the immediate family of Steven Jones
Warrant (Right to Buy)
1.5
2010-05-03
2017-05-03
Common Stock
0
450000
D
Warrant (Right to Buy)
0.75
2009-02-09
2014-02-09
Common Stock
0
83333
I
By Gulf Pointe Capital, LLC
Mr. Jones did a cashless net exercise of 250,000 warrants which resulted in him receiving 26,251 shares of common stock.
Mr. Jones, the trustee of Steven and Carisa Jones Defined Benefit Plan exercised 100,000 warrants for $150,000 in cash which resulted in the Plan receiving 100,000 shares of common stock.
Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
An investment partnership entity controlled by Steven Jones and Peter Peterson.. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
Such warrants were issued in connection with a consulting agreement, dated 5/3/2010. As of the date of this Form 4 all of such warrants were vested.
/s/ Steven C. Jones
2012-06-07