0001144204-12-009512.txt : 20120216 0001144204-12-009512.hdr.sgml : 20120216 20120216091534 ACCESSION NUMBER: 0001144204-12-009512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120215 FILED AS OF DATE: 20120216 DATE AS OF CHANGE: 20120216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN OORT DOUGLAS M CENTRAL INDEX KEY: 0001518733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54384 FILM NUMBER: 12617833 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 form448280_20120216091516-.xml X0304 4 2012-02-15 0 0001077183 NEOGENOMICS INC NGNM.OB 0001518733 VAN OORT DOUGLAS M C/O NEOGENOMICS, INC. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 1 1 0 0 Chairman and CEO Common Stock 803956 I Trust by Self Common Stock 8600 D Stock options ( Right to Buy) 1.71 2012-02-14 4 A 0 800000 0 A 2013-02-14 2017-02-14 Common Stock 0 800000 D Stock options ( Right to Buy) 0.8 2009-12-31 2016-03-15 Common Stock 0 1000000 D Warrants (Right to Buy) 1.05 2009-03-16 2014-03-15 Common Stock 0 625000 D On February 14, 2012 Mr. VanOort was granted options to purchase 800,000 shares. There shares vest equally over each of the first four anniversaries of the grant date. On March 15, 2009 Mr. VanOort was granted options to purchase 1,000,000 shares. The grant was comprised of 500,000 time based options and 500,000 peformance based options. The first date that vesting became available was December 31, 2009. On March 16, 2009 Mr. VanOort was granted a warrant to purchase 625,000 shares. Of this total 125,000 warrants wer immediately exercisable and vested. The remaining 500,000 of warrants vest based on the performance of the Company's stock price and are not exercisable or vested at the present time. /s/ Douglas M VanOort 2012-02-16