0001077183-24-000071.txt : 20240514 0001077183-24-000071.hdr.sgml : 20240514 20240514213809 ACCESSION NUMBER: 0001077183-24-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240511 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Melody CENTRAL INDEX KEY: 0001880847 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 24946815 MAIL ADDRESS: STREET 1: 4801 WEST BYRON PLACE CITY: DENVER STATE: CO ZIP: 80211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 BUSINESS PHONE: 2397680600 MAIL ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wk-form4_1715737076.xml FORM 4 X0508 4 2024-05-11 0 0001077183 NEOGENOMICS INC NEO 0001880847 Harris Melody 9490 NEOGENOMICS WAY FORT MYERS FL 33912 0 1 0 0 Chf Ops Off, Pres, Informatics 0 Common Stock 2024-05-11 4 M 0 7068 0 A 110023 D Common Stock 2024-05-11 4 F 0 1722 14.86 D 108301 D Restricted Stock Unit 0 2024-05-11 4 M 0 7068 0 D Common Stock 7068 14136 D Stock Option (Right to Buy) 9.24 2030-01-01 Common Stock 201613 201613 D Stock Option (Right to Buy) 19.65 2030-05-11 Common Stock 39683 39683 D Performance Stock Unit 0 2026-05-11 Common Stock 21204 21204 D Stock Option (Right to Buy) 16.45 2034-02-23 Common Stock 42344 42344 D Restricted Stock Unit 0 Common Stock 25329 25329 D Performance Stock Unit 0 2027-02-23 Common Stock 25330 25330 D Stock Option (Right to Buy) 13.96 2034-05-02 Common Stock 19984 19984 D Performance Stock Unit 0 2027-05-02 Common Stock 11939 11939 D Restricted Stock Unit 0 Common Stock 11939 11939 D Each restricted stock unit is the economic equivalent of one share of NeoGenomics common stock and is converted into common stock upon vesting. Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units. On May 11, 2023, Ms. Harris was granted 21,204 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date. Once vested, the shares of common stock are not subject to expiration. On January 1, 2023, Ms. Harris was granted 201,613 stock options. These options vest ratably over the first four anniversary dates of the grant date. On May 11, 2023, Ms. Harris was granted 39,683 stock options. These options vest ratably over the first three anniversary dates of the grant date. On May 11, 2023, Ms. Harris was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. On February 23, 2024, Ms. Harris was granted 42,344 stock options. These options vest ratably over the first three anniversary dates of the grant date. On February 23, 2024, Ms. Harris was granted 25,329 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date. On February 23, 2024, Ms. Harris was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 37,996. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company. On May 2, 2024, Ms. Harris was granted 19,984 stock options. These options vest ratably over the first three anniversary dates of the grant date. On May 2, 2024, Ms. Harris was granted 11,939 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 17,909. 50% of the number of performance stock units that may vest is based on the achievements of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of the cumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company. On May 2, 2024, Ms. Harris was granted 11,939 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date. /s/ Ali Olivo, Attorney-in-Fact 2024-05-14