0001077183-23-000144.txt : 20231211
0001077183-23-000144.hdr.sgml : 20231211
20231211195454
ACCESSION NUMBER: 0001077183-23-000144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231211
DATE AS OF CHANGE: 20231211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sherman Jeffrey Scott
CENTRAL INDEX KEY: 0001463145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 231479719
MAIL ADDRESS:
STREET 1: 103 POWELL COURT
STREET 2: SUITE 200
CITY: BRENTWOOD
STATE: TN
ZIP: 37027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9490 NEOGENOMICS WAY
CITY: FORT MYERS
STATE: FL
ZIP: 33912
BUSINESS PHONE: 2397680600
MAIL ADDRESS:
STREET 1: 9490 NEOGENOMICS WAY
CITY: FORT MYERS
STATE: FL
ZIP: 33912
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
4
1
wk-form4_1702342485.xml
FORM 4
X0508
4
2023-12-07
0
0001077183
NEOGENOMICS INC
NEO
0001463145
Sherman Jeffrey Scott
9490 NEOGENOMICS WAY
FORT MYERS
FL
33912
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-12-07
4
F
0
8147
0
D
125662
D
Stock Option (Right to Buy)
11.62
2029-12-05
Common Stock
249169
249169
D
Stock Option (Right to Buy)
19.65
2030-05-11
Common Stock
73016
73016
D
Restricted Stock Unit
0
Common Stock
39016
39016
D
Performance Stock Unit
0
2026-05-11
Common Stock
39016
39016
D
Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the December 7, 2023 vesting of restricted stock.
On December 5, 2022, Mr. Sherman was granted 249,169 stock options. These awards vest ratably over four years with the first tranche vesting on December 7, 2023.
On May 11, 2023, Mr. Sherman was granted 73,016 stock options. These options vest ratably over the first three anniversary dates of the grant date.
On May 11, 2023, Mr. Sherman was granted 39,016 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
Once vested, the shares of common stock are not subject to expiration.
On May 11, 2023, Mr. Sherman was granted 39,016 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 58,524. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
/s/ Ali Olivo, Attorney-in-Fact
2023-12-11