0001077183-21-000274.txt : 20211230 0001077183-21-000274.hdr.sgml : 20211230 20211230180344 ACCESSION NUMBER: 0001077183-21-000274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211230 FILED AS OF DATE: 20211230 DATE AS OF CHANGE: 20211230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLIET JENNIFER CENTRAL INDEX KEY: 0001640500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 211533920 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 BUSINESS PHONE: 2397680600 MAIL ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_164090540384967.xml FORM 4 X0306 4 2021-12-30 0 0001077183 NEOGENOMICS INC NEO 0001640500 BALLIET JENNIFER 9490 NEOGENOMICS WAY FORT MYERS FL 33912 0 1 0 0 VP and Chief Culture Officer Common Stock 2021-12-30 4 A 0 21400 0 A 48615 D Stock Option (Right to Buy) 7.52 2022-04-28 Common Stock 7000.0 7000 D Stock Option (Right to Buy) 8.03 2023-02-26 Common Stock 33334.0 33334 D Stock Option (Right to Buy) 19.6 2024-03-01 Common Stock 17496.0 17496 D Stock Option (Right to Buy) 28.33 2027-03-02 Common Stock 15006.0 15006 D Stock Option (Right to Buy) 53.17 2028-03-02 Common Stock 10551.0 10551 D Stock Option (Right to Buy) 43.95 2028-07-05 Common Stock 4050.0 4050 D On December 30, 2021, Ms. Balliet was granted 21,400 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022. On April 28, 2017, Ms. Balliet was granted 60,000 stock options. These options vested ratably over the first three anniversaries of the grant date. On February 26, 2018, Ms. Balliet was granted 72,500 stock options. These options vested ratably over the first three anniversary dates of the grant date. On March 1, 2019, Ms. Balliet was granted 17,496 stock options. These options vest ratably over the first four anniversary dates of the grant date. On March 2, 2020, Ms. Balliet was granted 15,006 stock options. These options vest ratably over the first four anniversary dates of the grant date. On March 2, 2021, Ms. Balliet was granted 10,551 stock options. These options vest ratably over the first four anniversary dates of the grant date. On July 5, 2021, Ms. Balliet was granted 4,050 stock options. These options vest ratably over the first four anniversary dates of the grant date. /s/Jennifer Balliet 2021-12-30