0001077183-21-000274.txt : 20211230
0001077183-21-000274.hdr.sgml : 20211230
20211230180344
ACCESSION NUMBER: 0001077183-21-000274
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211230
FILED AS OF DATE: 20211230
DATE AS OF CHANGE: 20211230
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALLIET JENNIFER
CENTRAL INDEX KEY: 0001640500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 211533920
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9490 NEOGENOMICS WAY
CITY: FORT MYERS
STATE: FL
ZIP: 33912
BUSINESS PHONE: 2397680600
MAIL ADDRESS:
STREET 1: 9490 NEOGENOMICS WAY
CITY: FORT MYERS
STATE: FL
ZIP: 33912
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
4
1
wf-form4_164090540384967.xml
FORM 4
X0306
4
2021-12-30
0
0001077183
NEOGENOMICS INC
NEO
0001640500
BALLIET JENNIFER
9490 NEOGENOMICS WAY
FORT MYERS
FL
33912
0
1
0
0
VP and Chief Culture Officer
Common Stock
2021-12-30
4
A
0
21400
0
A
48615
D
Stock Option (Right to Buy)
7.52
2022-04-28
Common Stock
7000.0
7000
D
Stock Option (Right to Buy)
8.03
2023-02-26
Common Stock
33334.0
33334
D
Stock Option (Right to Buy)
19.6
2024-03-01
Common Stock
17496.0
17496
D
Stock Option (Right to Buy)
28.33
2027-03-02
Common Stock
15006.0
15006
D
Stock Option (Right to Buy)
53.17
2028-03-02
Common Stock
10551.0
10551
D
Stock Option (Right to Buy)
43.95
2028-07-05
Common Stock
4050.0
4050
D
On December 30, 2021, Ms. Balliet was granted 21,400 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.
On April 28, 2017, Ms. Balliet was granted 60,000 stock options. These options vested ratably over the first three anniversaries of the grant date.
On February 26, 2018, Ms. Balliet was granted 72,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
On March 1, 2019, Ms. Balliet was granted 17,496 stock options. These options vest ratably over the first four anniversary dates of the grant date.
On March 2, 2020, Ms. Balliet was granted 15,006 stock options. These options vest ratably over the first four anniversary dates of the grant date.
On March 2, 2021, Ms. Balliet was granted 10,551 stock options. These options vest ratably over the first four anniversary dates of the grant date.
On July 5, 2021, Ms. Balliet was granted 4,050 stock options. These options vest ratably over the first four anniversary dates of the grant date.
/s/Jennifer Balliet
2021-12-30