0001077183-21-000187.txt : 20210707 0001077183-21-000187.hdr.sgml : 20210707 20210707190206 ACCESSION NUMBER: 0001077183-21-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210705 FILED AS OF DATE: 20210707 DATE AS OF CHANGE: 20210707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARDOZA GEORGE CENTRAL INDEX KEY: 0001518734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 211078566 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_162569890401981.xml FORM 4 X0306 4 2021-07-05 0 0001077183 NEOGENOMICS INC NEO 0001518734 CARDOZA GEORGE 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 President & COO, Lab Ops Common Stock 20000 I Trust by Self Common Stock 2021-07-05 4 A 0 7584 0 A 184356 D Stock Option (Right to Buy) 7.52 2022-04-28 Common Stock 50000.0 50000 D Stock Option (Right to Buy) 8.03 2023-02-26 Common Stock 192500.0 192500 D Stock Option (Right to Buy) 19.6 2024-03-01 Common Stock 51459.0 51459 D Stock Option (Right to Buy) 28.33 2027-03-02 Common Stock 48768.0 48768 D Stock Option (Right to Buy) 53.17 2028-03-02 Common Stock 35171.0 35171 D Stock Option (Right to Buy) 43.95 2021-07-05 4 A 0 40502 43.95 A 2028-07-05 Common Stock 40502.0 40502 D On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date. On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vested ratably over the first three anniversary dates of the grant date. On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date. On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date. On March 2, 2021, Mr. Cardoza was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date. On July 5, 2021, Mr. Cardoza was granted 40,502 stock options. These options vest ratably over the first four anniversary dates of the grant date. /s/ George Cardoza 2021-07-07