0001077183-20-000185.txt : 20200910 0001077183-20-000185.hdr.sgml : 20200910 20200910181634 ACCESSION NUMBER: 0001077183-20-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200910 DATE AS OF CHANGE: 20200910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES STEVEN C CENTRAL INDEX KEY: 0001518732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 201169491 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_159977617760663.xml FORM 4 X0306 4 2020-09-08 0 0001077183 NEOGENOMICS INC NEO 0001518732 JONES STEVEN C 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 1 0 0 0 Common Stock 2020-09-08 4 S 0 10426 36.13 D 1489574 I By Aspen Select Opportunity Fund Common Stock 2020-09-09 4 S 0 71583 36.98 D 1417991 I By Aspen Select Opportunity Fund Common Stock 2020-09-10 4 S 0 37991 37.13 D 1380000 I By Aspen Select Opportunity Fund Common Stock 40757 I Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones Common Stock 125000 I By self as Trustee for Steven and Carisa Jones 401k and Trust Common Stock 30476 I By Jones Network, LP Common Stock 197932 D Stock Option (Right to Buy) 7.15 2021-04-20 Common Stock 100000.0 100000 I By Aspen Select Opportunity Fund Stock Option (Right to Buy) 7.27 2022-05-25 Common Stock 10000.0 10000 D Stock Option (Right to Buy) 11.6 2019-06-01 2023-06-01 Common Stock 3017.0 3017 D Stock Option (Right to Buy) 22.52 2020-06-06 2026-06-06 Common Stock 4269.0 4269 D Stock Option (Right to Buy) 28.54 2021-05-28 2027-05-28 Common Stock 3448.0 3448 D Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein. On April 20, 2016, Mr. Jones was granted 100,000 stock options. The options vested ratably over the first three anniversary dates of the grant date. On May 25, 2017, Mr. Jones was granted 10,000 stock options. The options vested ratably over the first three anniversary dates of the grant date. /s/ Steven Jones 2020-09-10