0001077183-20-000183.txt : 20200813 0001077183-20-000183.hdr.sgml : 20200813 20200813162133 ACCESSION NUMBER: 0001077183-20-000183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN OORT DOUGLAS M CENTRAL INDEX KEY: 0001518733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 201099637 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_159735006197932.xml FORM 4 X0306 4 2020-08-11 0 0001077183 NEOGENOMICS INC NEO 0001518733 VAN OORT DOUGLAS M 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 1 1 0 0 Chairman and CEO Common Stock 2020-08-11 5 G 0 E 10000 0 D 2277790 D Common Stock 2020-08-11 5 G 0 E 5000 0 D 2272790 D Common Stock 2020-08-11 5 G 0 E 5000 0 A 15000 I Custodial Account for Child Common Stock 2020-08-12 5 G 0 E 10000 0 D 2262790 D Stock Option (Right to Buy) 7.52 2022-04-28 Common Stock 500000.0 500000 D Stock Option (Right to Buy) 8.03 2023-02-26 Common Stock 500000.0 500000 D Stock Option (Right to Buy) 19.6 2024-03-01 Common Stock 231567.0 231567 D Stock Option (Right to Buy) 28.33 2027-03-02 Common Stock 225084.0 225084 D Mr. VanOort transferred these shares as a bona fide gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5. Bona fide gift to an account held by Mr. VanOort's child for which Mr. VanOort is the custodian. On April 28, 2017, Mr. VanOort was granted 500,000 stock options. These options vested ratably over the first three anniversary dates of the grant date. On February 26, 2018, Mr. VanOort was granted 500,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. On March 1, 2019, Mr. VanOort was granted 231,567 stock options. These options vest ratably over the first four anniversary dates of the grant date. On March 2, 2020, Mr. VanOort was granted 225,084 stock options. These options vest ratably over the first four anniversary dates of the grant date. /s/ Douglas M. VanOort 2020-08-13