0001077183-19-000210.txt : 20191114 0001077183-19-000210.hdr.sgml : 20191114 20191114171113 ACCESSION NUMBER: 0001077183-19-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191112 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARDOZA GEORGE CENTRAL INDEX KEY: 0001518734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 191221539 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_157376945753382.xml FORM 4 X0306 4 2019-11-12 0 0001077183 NEOGENOMICS INC NEO 0001518734 CARDOZA GEORGE 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 President, Pharma Services Common Stock 2019-11-12 4 M 0 44444 7.15 A 345275 D Common Stock 2019-11-12 4 S 0 19444 23.15 D 325831 D Stock Option (Right to Buy) 7.15 2019-11-12 4 M 0 44444 0 D 2017-04-20 2021-04-20 Common Stock 44444.0 100000 D Stock Option (Right to Buy) 7.52 2018-04-28 2022-04-28 Common Stock 200000.0 200000 D Stock Options (Right to Buy) 8.03 2019-02-26 2023-02-26 Common Stock 192500.0 192500 D Stock Option (Right to Buy) 19.6 2020-03-01 2024-03-01 Common Stock 51459.0 51459 D On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vest ratably over the first three anniversary dates of the grant date. On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant. /s/ George Cardoza 2019-11-14