0001077183-19-000164.txt : 20190903
0001077183-19-000164.hdr.sgml : 20190903
20190903172514
ACCESSION NUMBER: 0001077183-19-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190828
FILED AS OF DATE: 20190903
DATE AS OF CHANGE: 20190903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VAN OORT DOUGLAS M
CENTRAL INDEX KEY: 0001518733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 191072787
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
4
1
wf-form4_156754589955907.xml
FORM 4
X0306
4
2019-08-28
0
0001077183
NEOGENOMICS INC
NEO
0001518733
VAN OORT DOUGLAS M
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
1
1
0
0
Chairman and CEO
Common Stock
187500
I
Conundrum Capital Partners
Common Stock
2019-08-28
5
G
0
E
30000
0
D
2036589
D
Common Stock
2019-08-28
5
G
0
E
10000
0
D
2026589
D
Common Stock
2019-08-28
5
G
0
E
10000
0
A
10000
I
Custodial Account for Child
Common Stock
2019-08-29
5
G
0
E
10000
0
D
2016589
D
Stock Option (Right to Buy
7.15
2017-04-20
2021-04-20
Common Stock
472527.0
472527
D
Stock Option (Right to Buy)
7.52
2018-04-28
2022-04-28
Common Stock
500000.0
500000
D
Stock Option (Right to Buy)
8.03
2019-02-26
2023-02-26
Common Stock
500000.0
500000
D
Stock Option (Right to Buy)
19.6
2020-03-01
2024-03-01
Common Stock
231567.0
231567
D
Conundrum Capital Partners, LLC is a limited liability partnership 50% owned by Mr. VanOort. Mr.VanOort is a managing partner of Conundrum Capital Partners, LLC.
Mr. VanOort transferred these shares as a bona fide gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
Bona fide gift to an account held by Mr. VanOort's child for which Mr. VanOort is the custodian.
On April 20, 2016, Mr. VanOort was granted 472,527 stock options. These options vest ratably over the first three anniversary dates of the grant date.
On April 28, 2017, Mr. VanOort was granted 500,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
On February 26, 2018, Mr. VanOort was granted 636,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
On March 1, 2019, Mr. VanOort was granted 231,567 stock options. The options vest ratably over the first four anniversary dates of the grant date.
/s/ Douglas M. VanOort
2019-09-03