0001077183-19-000059.txt : 20190506 0001077183-19-000059.hdr.sgml : 20190506 20190506173300 ACCESSION NUMBER: 0001077183-19-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190502 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLIET JENNIFER CENTRAL INDEX KEY: 0001640500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 19800514 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_155717836502995.xml FORM 4 X0306 4 2019-05-02 0 0001077183 NEOGENOMICS INC NEO 0001640500 BALLIET JENNIFER 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 VP and Chief Culture Officer Common Stock 2019-05-02 4 M 0 16667 7.15 A 39529 D Common Stock 2019-05-02 4 M 0 13333 7.52 A 52862 D Common Stock 2019-05-03 4 S 0 16667 22.74 D 36195 D Common Stock 2019-05-03 4 S 0 13333 22.74 D 22862 D Stock Option (Right to Buy) 7.15 2019-05-02 4 M 0 16667 7.15 D 2017-04-20 2021-04-20 Common Stock 16667.0 0 D Stock Option (Right to Buy) 19.6 2020-03-01 2024-03-01 Common Stock 17496.0 17496 D Stock Option (Right to Buy) 8.03 2019-02-26 2023-02-26 Common Stock 48500.0 48500 D Stock Option (Right to Buy) 7.52 2019-05-02 4 M 0 13333 7.52 D 2018-04-28 2022-04-28 Common Stock 13333.0 26667 D On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. On March 1, 2019, Ms. Balliet was granted 17,496 stock options which vested ratably over the first four anniversary dates of the grant date. On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date. On April 28, 2017, Jennifer Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversaries of the grant date. /s/Jennifer Balliet 2019-05-06