0001077183-19-000016.txt : 20190228 0001077183-19-000016.hdr.sgml : 20190228 20190228194206 ACCESSION NUMBER: 0001077183-19-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARDOZA GEORGE CENTRAL INDEX KEY: 0001518734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 19646158 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_155140091066370.xml FORM 4 X0306 4 2019-02-27 0 0001077183 NEOGENOMICS INC NEO 0001518734 CARDOZA GEORGE 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 President, Pharma Services Common Stock 2019-02-27 4 M 0 30000 3.45 A 244089 D Common Stock 20000 I Trust by Self Stock Option (Right to Buy) 3.45 2019-02-27 4 M 0 30000 3.45 D 2015-03-05 2019-03-05 Common Stock 30000.0 0 D Stock Option (Right to Buy) 7.15 2017-04-20 2021-04-20 Common Stock 200000.0 200000 D Stock Option (Right to Buy) 4.78 2016-05-04 2020-05-04 Common Stock 200000.0 200000 D Stock Option (Right to Buy) 7.52 2018-04-28 2022-04-28 Common Stock 200000.0 200000 D Stock Options (Right to Buy) 8.03 2019-02-26 2023-02-26 Common Stock 192500.0 192500 D The total includes 16,667 shares of unvested restricted stock that were previously reported in Table II. On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably over the first three anniversary dates of the grant. On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. On May 4, 2015 Mr. Cardoza was granted an option to purchase 200,000 shares. These options vest ratably over the first three anniversary dates of the grant. On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vest ratably over the first three anniversary dates of the grant date. /s/ George Cardoza 2019-02-28