0001077183-18-000115.txt : 20181113 0001077183-18-000115.hdr.sgml : 20181113 20181113204654 ACCESSION NUMBER: 0001077183-18-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181109 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLIET JENNIFER CENTRAL INDEX KEY: 0001640500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 181180056 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_154215999703386.xml FORM 4 X0306 4 2018-11-09 0 0001077183 NEOGENOMICS INC NEO 0001640500 BALLIET JENNIFER 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 VP and Chief Culture Officer Common Stock 2018-11-09 4 M 0 35000 4.78 A 55000 D Common Stock 2018-11-09 4 M 0 33333 0 A 88333 D Common Stock 2018-11-09 4 S 0 39828 17 D 48505 D Common Stock 2018-11-12 4 S 0 28505 16.73 D 20000 D Stock Option (Right to Buy) 4.78 2018-11-09 4 M 0 35000 0 D 2016-05-04 2020-05-04 Common Stock 35000.0 0 D Stock Option (Right to Buy) 7.15 2018-11-09 4 M 0 33333 0 D 2017-04-20 2021-04-20 Common Stock 33333.0 16667 D Stock Option (Right to Buy) 7.52 2018-04-28 2022-04-28 Common Stock 60000.0 60000 D Stock Option (Right to Buy) 8.03 2019-02-26 2023-02-26 Common Stock 72500.0 72500 D On May 4, 2015, Jennifer Balliet was granted 120,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. On April 28, 2017, Jennifer Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversaries of the grant date. On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date. /s/Jennifer Balliet 2018-11-13