0001077183-18-000066.txt : 20180801
0001077183-18-000066.hdr.sgml : 20180801
20180801195634
ACCESSION NUMBER: 0001077183-18-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180730
FILED AS OF DATE: 20180801
DATE AS OF CHANGE: 20180801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES STEVEN C
CENTRAL INDEX KEY: 0001518732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 18986247
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
4
1
wf-form4_153316777961269.xml
FORM 4
X0306
4
2018-07-30
0
0001077183
NEOGENOMICS INC
NEO
0001518732
JONES STEVEN C
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
1
1
0
0
Executive Vice President
Common Stock
2018-07-30
4
S
0
3500
14
D
48657
I
Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones
Common Stock
190000
I
By self as Trustee for Steven and Carisa Jones 401k and Trust
Common Stock
2018-07-30
4
S
0
41100
14.01
D
2458900
I
By Aspen Select Oppurtunity Fund
Common Stock
2018-07-31
4
S
0
38952
14
D
2419948
I
By Aspen Select Oppurtunity Fund
Common Stock
2018-08-01
4
S
0
119948
14
D
2300000
I
By Aspen Select Oppurtunity Fund
Common Stock
241815
D
Common Stock
50476
I
By Jones Network, LP
Stock Option (Right to Buy)
11.6
2019-06-01
2023-06-01
Common Stock
3017.0
3017
D
Stock Option (Right to Buy)
4.78
2016-05-04
2020-05-04
Common Stock
225000.0
225000
D
Stock Option (Right to Buy)
7.27
2018-05-25
2022-05-25
Common Stock
10000.0
10000
D
Stock Option (Right to Buy)
7.15
2017-04-20
2021-04-20
Common Stock
100000.0
100000
D
Aspen Select Opportunity Fund is a private investment fund of which Aspen Capital Group, LLC is the sole general partner. Mr. Jones is a Managing Member of Aspen Capital Group, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On May 25, 2017, Mr. Jones was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
On April 20, 2016, Mr. Jones was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
/s/ Steven Jones
2018-08-01