0001593968-21-000124.txt : 20210112
0001593968-21-000124.hdr.sgml : 20210112
20210112164602
ACCESSION NUMBER: 0001593968-21-000124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210108
FILED AS OF DATE: 20210112
DATE AS OF CHANGE: 20210112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRAZIADIO G LOUIS III
CENTRAL INDEX KEY: 0001077131
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38093
FILM NUMBER: 21523998
MAIL ADDRESS:
STREET 1: 149 PALOS VERDES BLVD., SUITE G
CITY: REDONDO BEACH
STATE: CA
ZIP: 90277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Veritone, Inc.
CENTRAL INDEX KEY: 0001615165
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 471161641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 575 ANTON BOULEVARD
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 888-507-1737
MAIL ADDRESS:
STREET 1: 575 ANTON BOULEVARD
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2021-01-08
0001615165
Veritone, Inc.
VERI
0001077131
GRAZIADIO G LOUIS III
149 PALOS VERDES BLVD.
SUITE G
REDONDO BEACH
CA
90277
true
false
false
false
Common Stock
2021-01-08
4
S
false
982
36.4
D
134283
D
Common Stock
2021-01-08
4
S
false
6333
36.4
D
315166
I
By Graziadio Family Trust
Common Stock
2021-01-08
4
S
false
1066
36.4
D
7134
I
By Annuity Trust
Common Stock
2021-01-08
4
S
false
166
36.4
D
6434
I
By Ginarra
Common Stock
2021-01-08
4
S
false
132
36.4
D
3368
I
By spouse
Common Stock
2021-01-08
4
S
false
166
36.4
D
4534
I
By son
Common Stock
2021-01-08
4
S
false
166
36.4
D
4534
I
By daughter
Common Stock
2021-01-08
4
S
false
545
36.4
D
16091
I
By Ginmarra
Common Stock
2021-01-08
4
S
false
258
36.4
D
4517
I
By Gino Trust
Common Stock
2021-01-08
4
S
false
258
36.4
D
4517
I
By Marianna Trust
Common Stock
2021-01-08
4
S
false
166
36.4
D
2334
I
By Foundation
Common Stock
2021-01-08
4
S
false
2135
36.4
D
59271
I
By Boss Holdings, Inc.
Common Stock
2021-01-08
4
S
false
596
36.4
D
3693
I
By Western Metals Corporation
Common Stock
2021-01-08
4
S
false
1666
36.4
D
13034
I
By Graziadio Dynasty Trust II
Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020.
These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares.
These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares.
These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares.
These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.
These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares.
These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares.
These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.
These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.
These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.
These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.
/s/Jeffrey B. Coyne, as attorney-in-fact for reporting person
2021-01-12