0001593968-18-000573.txt : 20180315
0001593968-18-000573.hdr.sgml : 20180315
20180315193628
ACCESSION NUMBER: 0001593968-18-000573
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180315
DATE AS OF CHANGE: 20180315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRAZIADIO G LOUIS III
CENTRAL INDEX KEY: 0001077131
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38093
FILM NUMBER: 18693882
MAIL ADDRESS:
STREET 1: 149 PALOS VERDES BLVD., SUITE G
CITY: REDONDO BEACH
STATE: CA
ZIP: 90277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Veritone, Inc.
CENTRAL INDEX KEY: 0001615165
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 471161641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 575 ANTON BOULEVARD
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 888-507-1737
MAIL ADDRESS:
STREET 1: 575 ANTON BOULEVARD
CITY: COSTA MESA
STATE: CA
ZIP: 92626
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2018-03-13
0001615165
Veritone, Inc.
VERI
0001077131
GRAZIADIO G LOUIS III
149 PALOS VERDES BLVD.
SUITE G
REDONDO BEACH
CA
90277
true
false
false
false
Common Stock
2018-03-13
4
P
false
1000
14.64
A
83349
D
Common Stock
2018-03-14
4
P
false
500
14.527
A
83849
D
Common Stock
2018-03-13
4
P
false
4000
14.64
A
135000
I
By Graziadio Family Trust
Common Stock
2018-03-14
4
P
false
2200
14.527
A
137200
I
By Graziadio Family Trust
Common Stock
2018-03-13
4
P
false
3000
14.64
A
3000
I
By Graziadio Dynasty Trust
Common Stock
2018-03-14
4
P
false
1700
14.527
A
4700
I
By Graziadio Dynasty Trust
Common Stock
8200
I
By Annuity Trust
Common Stock
3300
I
By Ginarra
Common Stock
1800
I
By spouse
Common Stock
2700
I
By minor child
Common Stock
2700
I
By minor child
Common Stock
16636
I
By Ginmarra
Common Stock
4775
I
By Gino Trust
Common Stock
4775
I
By Marianna Trust
Common Stock
2500
I
By Foundation
Common Stock
61406
I
By Boss Holdings, Inc.
Common Stock
4289
I
By Western Metals Corporation
Reflects the weighted-average purchase price for an aggregate of 1,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted-average purchase price for an aggregate of 500 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted-average purchase price for an aggregate of 4,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his minor children in such shares.
Reflects the weighted-average purchase price for an aggregate of 2,200 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted-average purchase price for an aggregate of 3,000 shares purchased in multiple transactions at prices ranging from $14.52 to $14.75 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.
Reflects the weighted-average purchase price for an aggregate of 1,700 shares purchased in multiple transactions at prices ranging from $14.39 to $14.70 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the minor children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his minor children in such shares.
These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his minor children in such shares.
These shares are held by reporting person as custodian for his minor child, George L. Graziadio IV.
These shares are held by reporting person as custodian for his minor child, Marianna R. Graziadio.
These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.
These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the minor child of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his minor child in such shares.
These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the minor child of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his minor child in such shares.
These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.
These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.
These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.
The Gina-Carra Partnership, a limited partnership of which Mr. Graziadio was the trustee of each of the general partners (trusts for the benefit of his adult children), previously owned 10,500 shares of common stock of the issuer. Such shares were previously reported as indirectly owned by Mr. Graziadio, who disclaimed beneficial ownership of such shares as he had no pecuniary interest therein. The partnership and respective trusts have been dissolved such that Mr. Graziadio no longer has any reportable beneficial interest in those shares, and they no longer will be included in his Form 4 or Form 5 filings.
/s/Jeffrey B. Coyne, as attorney-in-fact for reporting person
2018-03-15