0001127602-23-000876.txt : 20230105 0001127602-23-000876.hdr.sgml : 20230105 20230105163523 ACCESSION NUMBER: 0001127602-23-000876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mauricio Maxine Lum CENTRAL INDEX KEY: 0001663011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35083 FILM NUMBER: 23511951 MAIL ADDRESS: STREET 1: 301 MERRITT SEVEN CORPORATE PARK, 6TH FL STREET 2: C/O EMCOR GROUP INC. CITY: NORWALK STATE: CT ZIP: 06851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVANTA INC CENTRAL INDEX KEY: 0001076930 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 980110412 STATE OF INCORPORATION: A3 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 MIDDLESEX TURNPIKE STREET 2: . CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-266-5618 MAIL ADDRESS: STREET 1: 125 MIDDLESEX TURNPIKE STREET 2: . CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: GSI GROUP INC DATE OF NAME CHANGE: 20050622 FORMER COMPANY: FORMER CONFORMED NAME: GSI LUMONICS INC DATE OF NAME CHANGE: 19990401 FORMER COMPANY: FORMER CONFORMED NAME: GSI LUMONICS DATE OF NAME CHANGE: 19990331 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-01-03 0001076930 NOVANTA INC NOVT 0001663011 Mauricio Maxine Lum C/O NOVANTA INC. 125 MIDDLESEX TURNPIKE BEDFORD MA 01730 1 Common Stock 2023-01-03 4 M 0 359 A 1264 D Restricted Stock Units 2023-01-03 4 M 0 359 D Common Stock 359 0 D Deferred Stock Units 2023-01-03 4 A 0 501 A Common Stock 501 1790 D Restricted Stock Units 2023-01-03 4 A 0 461 0 A Common Stock 461 461 D Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 3, 2023, the RSUs were settled in Novanta Inc. common shares. As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date. Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date. Power of Attorney on file /s/ John Burke, Attorney-in-Fact 2023-01-05