The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | COM | 68245V103 | 2,201 | 222,594 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | RIGHT 07/21/2016 | 68245V111 | 24 | 72,150 | SH | SOLE | 0 | 0 | 0 | ||
1347 CAP CORP | W EXP 07/15/202 | 68245V129 | 26 | 135,000 | SH | SOLE | 0 | 0 | 0 | ||
AFFYMETRIX INC | COM | 00826T108 | 18,182 | 1,298,686 | SH | SOLE | 0 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 38,966 | 769,922 | SH | SOLE | 0 | 0 | 0 | ||
ALERE INC | NOTE 3.000% 5/1 | 01449JAA3 | 14,603 | 12,593,000 | PRN | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | COM | 00191R109 | 16,070 | 1,631,816 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORp | W EXP 10/06/201 | 00191R117 | 213 | 2,135,664 | SH | SOLE | 0 | 0 | 0 | ||
AR CAP ACQUISITION CORP | UNIT 10/06/2019 | 00191R208 | 1,778 | 179,728 | SH | SOLE | 0 | 0 | 0 | ||
AROWANA INC | SHS | G05011104 | 10 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
AROWANA INC | UNIT 99/99/9999 | G05011138 | 1,030 | 100,445 | SH | SOLE | 0 | 0 | 0 | ||
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 365 | 35,027 | SH | SOLE | 0 | 0 | 0 | ||
ATMEL CORP | COM | 049513104 | 34,281 | 4,221,787 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 1,644 | 165,520 | SH | SOLE | 0 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 793 | 78,031 | SH | SOLE | 0 | 0 | 0 | ||
BLOUNT INTL INC NEW | COM | 095180105 | 19,569 | 1,960,834 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 889 | 91,172 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | W EXP 09/25/202 | 10157Q110 | 3 | 9,296 | SH | SOLE | 0 | 0 | 0 | ||
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 13,387 | 1,345,415 | SH | SOLE | 0 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 2,416 | 239,211 | SH | SOLE | 0 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | W EXP 12/17/202 | G2029P118 | 2 | 21,824 | SH | SOLE | 0 | 0 | 0 | ||
C B PHARMA ACQUISITION CORP | RIGHT 06/17/2016 | G2029P134 | 2 | 21,824 | SH | SOLE | 0 | 0 | 0 | ||
CAMERON INTERNATIONAL CORP | COM | 13342B105 | 112,481 | 1,677,568 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 6,442 | 662,104 | SH | SOLE | 0 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 5,129 | 520,733 | SH | SOLE | 0 | 0 | 0 | ||
CHECKPOINT SYS INC | COM | 162825103 | 1,243 | 122,780 | SH | SOLE | 0 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 276 | 5,000 | SH | SOLE | 0 | 0 | 0 | ||
COLUMBIA PIPELINE GROUP INC | COM | 198280109 | 9,674 | 385,438 | SH | SOLE | 0 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668116 | 0 | 76,569 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 2,538 | 253,793 | SH | SOLE | 0 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 449 | 46,200 | SH | SOLE | 0 | 0 | 0 | ||
E COMPASS ACQUISITION CORP | UNIT 99/99/9999 | G2920Y200 | 673 | 65,944 | SH | SOLE | 0 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 14,823 | 556,199 | SH | SOLE | 0 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 3,491 | 359,900 | SH | SOLE | 0 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | UNIT 99/99/9999 | 27616L201 | 5,674 | 572,576 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 4,768 | 494,134 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | W EXP 99/99/999 | G3105C112 | 13 | 65,734 | SH | SOLE | 0 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 4,229 | 432,401 | SH | SOLE | 0 | 0 | 0 | ||
FAIRCHILD SEMICONDUCTOR INTL | COM | 303726103 | 36 | 1,800 | SH | SOLE | 0 | 0 | 0 | ||
FINTECH ACQUISITION CORP | COM | 31809H100 | 101 | 10,041 | SH | SOLE | 0 | 0 | 0 | ||
FINTECH ACQUISITION CORP | W EXP 02/19/202 | 31809H118 | 3 | 5,000 | SH | SOLE | 0 | 0 | 0 | ||
FRESH MKT INC | COM | 35804H106 | 18,502 | 648,500 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | SHS | G5866L108 | 9,237 | 930,235 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | W EXP 06/24/201 | G5866L116 | 70 | 824,397 | SH | SOLE | 0 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | RIGHT 06/25/2016 | G5866L132 | 82 | 482,069 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 922 | 93,900 | SH | SOLE | 0 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 5,062 | 516,571 | SH | SOLE | 0 | 0 | 0 | ||
GORES HLDGS INC | CL A | 382866101 | 2,226 | 228,273 | SH | SOLE | 0 | 0 | 0 | ||
GP INVTS ACQUISITION COR | UNIT 99/99/9999 | G40357116 | 2,813 | 284,755 | SH | SOLE | 0 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 5,088 | 523,489 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 7,222 | 729,500 | SH | SOLE | 0 | 0 | 0 | ||
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 689 | 67,207 | SH | SOLE | 0 | 0 | 0 | ||
HEARTLAND PMT SYS INC | COM | 42235N108 | 21,340 | 220,984 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 15,597 | 1,611,247 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | W EXP 07/28/202 | 42588J118 | 4 | 26,952 | SH | SOLE | 0 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 3,585 | 365,042 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | COM | 448740100 | 1,258 | 127,213 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | W EXP 10/20/202 | 448740118 | 6 | 24,401 | SH | SOLE | 0 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | RIGHT 99/99/9999 | 448740126 | 6 | 24,401 | SH | SOLE | 0 | 0 | 0 | ||
ICONIX BRAND GROUP INC | NOTE 2.500% 6/0 | 451055AE7 | 13,756 | 13,895,000 | PRN | SOLE | 0 | 0 | 0 | ||
INGRAM MICRO INC | CL A | 457153104 | 970 | 27,000 | SH | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | UNIT 99/99/9999 | 47632B201 | 3,208 | 320,519 | SH | SOLE | 0 | 0 | 0 | ||
JM GLOBAL HLDG CO | UNIT 99/99/9999 | 46590H200 | 2,318 | 235,378 | SH | SOLE | 0 | 0 | 0 | ||
KLA-TENCOR CORP | COM | 482480100 | 6,043 | 82,998 | SH | SOLE | 0 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | CL A | 49877M108 | 494 | 49,600 | SH | SOLE | 0 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | W EXP 09/16/202 | 49877M116 | 5 | 25,000 | SH | SOLE | 0 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | UNIT 12/31/2020 | 49877M207 | 3,923 | 389,986 | SH | SOLE | 0 | 0 | 0 | ||
LAKE SHORE GOLD CORP | COM | 510728108 | 2,629 | 1,809,000 | SH | SOLE | 0 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 4 | 100 | SH | SOLE | 0 | 0 | 0 | ||
NEWPORT CORP | COM | 651824104 | 575 | 25,000 | SH | SOLE | 0 | 0 | 0 | ||
NUVEEN DIVID ADV MUN FD 3 | COM SH BEN INT | 67070X101 | 269 | 18,000 | SH | SOLE | 0 | 0 | 0 | ||
PACE HLDGS CORP | CL A | G6865N103 | 1,264 | 129,000 | SH | SOLE | 0 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | UNIT 99/99/9999 | G68588139 | 636 | 62,539 | SH | SOLE | 0 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 2,214 | 29,300 | SH | SOLE | 0 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 2.500% 9/1 | 74734MAB5 | 6,857 | 6,900,000 | PRN | SOLE | 0 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 0.500% 8/1 | 74734MAE9 | 12,943 | 13,140,000 | PRN | SOLE | 0 | 0 | 0 | ||
QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 8,383 | 8,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 6,130 | 626,789 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | W EXP 01/01/202 | 74874U119 | 2 | 9,025 | SH | SOLE | 0 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 7,645 | 769,858 | SH | SOLE | 0 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 1 | 100 | SH | SOLE | 0 | 0 | 0 | ||
ROUSE PPTYS INC | COM | 779287101 | 2 | 100 | SH | SOLE | 0 | 0 | 0 | ||
SANDISK CORP | COM | 80004C101 | 72,995 | 959,456 | SH | SOLE | 0 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | COM CL | 88104P104 | 991 | 100,100 | SH | SOLE | 0 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | W EXP 06/27/201 | 88104P112 | 23 | 75,100 | SH | SOLE | 0 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | UNIT 06/27/2019 | 88104P203 | 7,170 | 709,937 | SH | SOLE | 0 | 0 | 0 | ||
THE ADT CORPORATION | COM | 00101J106 | 51,131 | 1,239,248 | SH | SOLE | 0 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 1,070 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
WEX INC | COM | 96208T104 | 8 | 100 | SH | SOLE | 0 | 0 | 0 | ||
YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 998 | 36,288 | SH | SOLE | 0 | 0 | 0 |