UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
POLARITYTE, INC.
(Exact name of registrant as specified in its charter)
Delaware | 06-1529524 | |
(State or other jurisdiction of incorporation or organization) |
(IRS Employer Identification No.) | |
123 Wright Brothers Drive Salt Lake City, Utah (Address of principal executive offices) |
84116 (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be registered |
Name of each exchange on which each class is to be registered | |
Preferred Stock Purchase Rights | NASDAQ Capital Markets |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ]
Securities Act registration statement file number to which this form relates: N/A
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. Description of Registrant’s Securities to be Registered
A description of the Registrant’s Series A Junior Participating Preferred Stock Purchase Rights is set forth under “Entry into a Material Definitive Agreement” in the Registrant’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on November 7, 2019, which description is incorporated herein by reference.
Item 2. Exhibits.
3.1 | Certificate of Designation of Series A Junior Participating Preferred Stock of PolarityTE, Inc. (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed by PolarityTE, Inc. with the United States Securities and Exchange Commission on November 7, 2019). |
4.1 | Rights Agreement, dated as of November 7, 2019, between PolarityTE, Inc. and Equity Stock Transfer, LLC, as Rights Agent (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed by PolarityTE, Inc. with the United States Securities and Exchange Commission on November 7, 2019). |
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
POLARITYTE, INC. | |
/s/ Paul Mann | |
Paul Mann | |
Chief Financial Officer |
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