0001415889-16-007548.txt : 20161206
0001415889-16-007548.hdr.sgml : 20161206
20161206060020
ACCESSION NUMBER: 0001415889-16-007548
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161201
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAJESCO ENTERTAINMENT CO
CENTRAL INDEX KEY: 0001076682
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 061529524
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 4041-T HADLEY ROAD
CITY: S. PLAINFIELD
STATE: NJ
ZIP: 07080
BUSINESS PHONE: (732) 225-8910
MAIL ADDRESS:
STREET 1: 4041-T HADLEY ROAD
CITY: S. PLAINFIELD
STATE: NJ
ZIP: 07080
FORMER COMPANY:
FORMER CONFORMED NAME: MAJESCO HOLDINGS INC
DATE OF NAME CHANGE: 20040416
FORMER COMPANY:
FORMER CONFORMED NAME: CONNECTIVCORP
DATE OF NAME CHANGE: 20010815
FORMER COMPANY:
FORMER CONFORMED NAME: SPINROCKET COM INC
DATE OF NAME CHANGE: 20000502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stetson John
CENTRAL INDEX KEY: 0001553316
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51128
FILM NUMBER: 162035104
MAIL ADDRESS:
STREET 1: 347 N. NEW RIVER DRIVE EAST #2904
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301
4
1
form4-12062016_061201.xml
X0306
4
2016-12-01
0001076682
MAJESCO ENTERTAINMENT CO
COOL
0001553316
Stetson John
4041-T HADLEY ROAD
S. PLAINFIELD
NJ
07080
true
true
false
false
CHIEF FINANCIAL OFFICER
Common stock, par value $0.001 per share
2016-12-01
4
A
0
175000
A
320801
D
Common stock, par value $0.001 per share
2016-12-02
4
P
0
11621
A
332422
D
Common stock, par value $0.001 per share
2016-12-02
4
P
0
5555
A
19444
I
See footnote
Common stock, par value $0.001 per share
2016-12-02
4
P
0
5555
A
19444
I
See footnote
Series A Convertible Preferred Stock
2016-12-02
4
C
0
11621
D
0
D
Series D Convertible Preferred Stock
2016-12-02
4
C
0
555.5
D
0
I
See footnote
Series D Convertible Preferred Stock
2016-12-02
4
C
0
555.5
D
0
I
See footnote
Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval.
Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 50,000 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 87,500 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 8,301 shares of the Issuer's common stock.
On December 2, 2016, the Reporting Person converted 11,621 shares of the Issuer's Series A Convertible Preferred Stock at a conversion rate of one share of common stock for one share of Series A Convertible Preferred Stock.
On December 2, 2016, Stetson Capital Investments, Inc. converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the President of Stetson Capital Investments, Inc. and in such capacity has voting and dispositive control over the securities held by such entity.
On December 2, 2016, Stetson Capital Investments, Inc. Retirement Plan converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the Trustee of Stetson Capital Investments, Inc. Retirement Plan and in such capacity has voting and dispositive control over the securities held by such entity.
/s/ John Stetson
2016-12-06