0001415889-16-007548.txt : 20161206 0001415889-16-007548.hdr.sgml : 20161206 20161206060020 ACCESSION NUMBER: 0001415889-16-007548 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161201 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAJESCO ENTERTAINMENT CO CENTRAL INDEX KEY: 0001076682 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061529524 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 4041-T HADLEY ROAD CITY: S. PLAINFIELD STATE: NJ ZIP: 07080 BUSINESS PHONE: (732) 225-8910 MAIL ADDRESS: STREET 1: 4041-T HADLEY ROAD CITY: S. PLAINFIELD STATE: NJ ZIP: 07080 FORMER COMPANY: FORMER CONFORMED NAME: MAJESCO HOLDINGS INC DATE OF NAME CHANGE: 20040416 FORMER COMPANY: FORMER CONFORMED NAME: CONNECTIVCORP DATE OF NAME CHANGE: 20010815 FORMER COMPANY: FORMER CONFORMED NAME: SPINROCKET COM INC DATE OF NAME CHANGE: 20000502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stetson John CENTRAL INDEX KEY: 0001553316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51128 FILM NUMBER: 162035104 MAIL ADDRESS: STREET 1: 347 N. NEW RIVER DRIVE EAST #2904 CITY: FORT LAUDERDALE STATE: FL ZIP: 33301 4 1 form4-12062016_061201.xml X0306 4 2016-12-01 0001076682 MAJESCO ENTERTAINMENT CO COOL 0001553316 Stetson John 4041-T HADLEY ROAD S. PLAINFIELD NJ 07080 true true false false CHIEF FINANCIAL OFFICER Common stock, par value $0.001 per share 2016-12-01 4 A 0 175000 A 320801 D Common stock, par value $0.001 per share 2016-12-02 4 P 0 11621 A 332422 D Common stock, par value $0.001 per share 2016-12-02 4 P 0 5555 A 19444 I See footnote Common stock, par value $0.001 per share 2016-12-02 4 P 0 5555 A 19444 I See footnote Series A Convertible Preferred Stock 2016-12-02 4 C 0 11621 D 0 D Series D Convertible Preferred Stock 2016-12-02 4 C 0 555.5 D 0 I See footnote Series D Convertible Preferred Stock 2016-12-02 4 C 0 555.5 D 0 I See footnote Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval. Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 50,000 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 87,500 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 8,301 shares of the Issuer's common stock. On December 2, 2016, the Reporting Person converted 11,621 shares of the Issuer's Series A Convertible Preferred Stock at a conversion rate of one share of common stock for one share of Series A Convertible Preferred Stock. On December 2, 2016, Stetson Capital Investments, Inc. converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the President of Stetson Capital Investments, Inc. and in such capacity has voting and dispositive control over the securities held by such entity. On December 2, 2016, Stetson Capital Investments, Inc. Retirement Plan converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the Trustee of Stetson Capital Investments, Inc. Retirement Plan and in such capacity has voting and dispositive control over the securities held by such entity. /s/ John Stetson 2016-12-06