0001415889-16-005660.txt : 20160427
0001415889-16-005660.hdr.sgml : 20160427
20160427165123
ACCESSION NUMBER: 0001415889-16-005660
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141217
FILED AS OF DATE: 20160427
DATE AS OF CHANGE: 20160427
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAJESCO ENTERTAINMENT CO
CENTRAL INDEX KEY: 0001076682
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 061529524
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 4041-T HADLEY ROAD
CITY: S. PLAINFIELD
STATE: NJ
ZIP: 07080
BUSINESS PHONE: (732) 225-8910
MAIL ADDRESS:
STREET 1: 4041-T HADLEY ROAD
CITY: S. PLAINFIELD
STATE: NJ
ZIP: 07080
FORMER COMPANY:
FORMER CONFORMED NAME: MAJESCO HOLDINGS INC
DATE OF NAME CHANGE: 20040416
FORMER COMPANY:
FORMER CONFORMED NAME: CONNECTIVCORP
DATE OF NAME CHANGE: 20010815
FORMER COMPANY:
FORMER CONFORMED NAME: SPINROCKET COM INC
DATE OF NAME CHANGE: 20000502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bhansali Mohit
CENTRAL INDEX KEY: 0001427320
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51128
FILM NUMBER: 161596008
BUSINESS ADDRESS:
BUSINESS PHONE: (212) 918-8968
MAIL ADDRESS:
STREET 1: HAYNES AND BOONE, LLP
STREET 2: 153 E.53RD ST, SUITE 4900
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form4-04272016_010412.xml
X0306
4
2014-12-17
0001076682
MAJESCO ENTERTAINMENT CO
COOL
0001427320
Bhansali Mohit
4041 T HADLEY ROAD
S. PLAINFIELD
NJ
07080
true
false
false
false
Common Stock, par value $0.001
2014-12-17
4
A
0
6740
A
6740
D
Common Stock, par value $0.001
2016-04-25
4
A
0
150000
A
181640
D
Option
0.80
2016-04-25
4
A
0
150000
A
2026-04-25
Common Stock
150000
150000
D
Represents a restricted stock award (the "2014 RSA") under the Issuer's Amended and Restated 2004 Employee, Director and Consultant Incentive Plan. The vesting of these shares was subject to a trigger event that occurred on September 30, 2015, which vested the shares in full.
Represents a restricted stock award (the "2016 RSA") under the Issuer's 2016 Equity Incentive Plan. The Restricted Stock Award vests as follows: 50% vested on the grant date of April 25, 2016, and 50% will vest upon the occurrence of a Qualified Acquisition, as defined in the 2016 RSA.
Represents (i) the 2014 RSA, (ii) 2016 RSA and (ii) a restricted stock award of 25,000 shares granted pursuant to the 2014 Equity Incentive Plan, which vest at a rate of 1/24 award shares per month beginning September 30, 2015, or upon a Qualified Transaction, as defined in the award.
Excludes 50,000 shares of common stock held by US Commonwealth Life A.I. ("USCL"), of which Mohit Bhansali is Investment Manager and over whose securities he holds voting and dispositive power. USCL acquired these shares in a registered offering by the Issuer that closed on April 13, 2016.
Represents an option award under the Issuer's 2016 Equity Incentive Plan. The options vest as follows: 50% vested on the grant date of April 25, 2016, and 50% vest upon the occurrence of a Qualified Acquisition, as defined in the award.
/s/ Mohit Bhansali
2016-04-27