0001144204-14-075089.txt : 20141219
0001144204-14-075089.hdr.sgml : 20141219
20141219170421
ACCESSION NUMBER: 0001144204-14-075089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141217
FILED AS OF DATE: 20141219
DATE AS OF CHANGE: 20141219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAJESCO ENTERTAINMENT CO
CENTRAL INDEX KEY: 0001076682
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 061529524
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 160 RARITAN CENTER PARKWAY
STREET 2: SUITE 1
CITY: EDISON
STATE: NJ
ZIP: 08837
BUSINESS PHONE: 7328727490
MAIL ADDRESS:
STREET 1: PO BOX 6570
CITY: EDISON
STATE: NJ
ZIP: 08818
FORMER COMPANY:
FORMER CONFORMED NAME: MAJESCO HOLDINGS INC
DATE OF NAME CHANGE: 20040416
FORMER COMPANY:
FORMER CONFORMED NAME: CONNECTIVCORP
DATE OF NAME CHANGE: 20010815
FORMER COMPANY:
FORMER CONFORMED NAME: SPINROCKET COM INC
DATE OF NAME CHANGE: 20000502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS TRENT D
CENTRAL INDEX KEY: 0001217815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51128
FILM NUMBER: 141300409
MAIL ADDRESS:
STREET 1: 811 SW NAITO PARKWAY
STREET 2: SUITE 200
CITY: PORTLAND
STATE: OR
ZIP: 97204
4
1
v397134_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-12-17
0
0001076682
MAJESCO ENTERTAINMENT CO
COOL
0001217815
DAVIS TRENT D
1331 NW LOVEJOY STREET, SUITE 720
PORTLAND
OR
97209
1
0
0
0
Restricted Common Stock
2014-12-17
4
A
0
6470
0
A
6470
D
Stock Options
0.68
2014-12-17
4
A
0
56030
0
A
Common Stock
56030
56030
D
Shares of Restricted Common Stock were granted under the terms of the Issuer's Amended and Restated 2004 Employee, Director and Consultant Incentive Plan and vesting is contingent on the occurrence of (i) one or more acquisitions by the Issuer of any business, assets, stock licenses, interests or properties approved by the stockholders of the Issuer or any acquisition involving assets, shares of capital stock, any purchase, merger, consolidation, recapitalization, or reorganization or involving any licensing, royalties, sharing arrangement or otherwise, which value of such transaction is in excess of $25,000,000 for the Issuer's interest therein, (ii) a public or private financing in which the Issuer receives gross proceeds of at least $7,500,000 in one or more transactions or (iii) a change of control (such events listed in (i) through (iii), a "Triggering Event").
The Stock Options were granted under the Issuer's 2014 Equity Incentive Plan (the "2014 Plan") and vesting is contingent on shareholder approval of the 2014 Plan and upon the occurrence of a Triggering Event.
The expiration date of the Stock Options shall be five years from the date of a Triggering Event.
/s/ Trent D. Davis
2014-12-19