0001706524-23-000053.txt : 20230522 0001706524-23-000053.hdr.sgml : 20230522 20230522061029 ACCESSION NUMBER: 0001706524-23-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILKS LEWIS CENTRAL INDEX KEY: 0001076463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39933 FILM NUMBER: 23942348 MAIL ADDRESS: STREET 1: 555 SEVENTEENTH STREET STREET 2: 7TH FLOOR CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: urban-gro, Inc. CENTRAL INDEX KEY: 0001706524 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 465158469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 BUSINESS PHONE: 720-390-3880 MAIL ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 4 1 wk-form4_1684750220.xml FORM 4 X0407 4 2019-04-01 0 0001706524 urban-gro, Inc. UGRO 0001076463 WILKS LEWIS 1751 PANORAMA POINT SUITE G LAFAYETTE CO 80026 1 0 0 0 1 Restricted Common Stock Award ("RSA") (subject to vesting) 2022-06-15 4 A 0 17204 0 A 50751 D Restricted Common Stock Award ("RSA") (subject to vesting) 2021-05-27 4 A 0 8520 0 A 32547 D Common Stock 2021-02-17 4 P 0 2500 10 A 24027 D Restricted Common Stock Award ("RSA") (subject to vesting) 2020-05-28 4 A 0 16250 0 A 21527 D Restricted Common Stock Award ("RSA") (subject to vesting) 2020-01-01 4 A 0 5277 0 A 5277 D Common Stock Options 7.20 2019-04-19 4 A 0 5000 0 A 2019-04-01 2029-04-01 Common Stock 5000 21667 D BOD Compensation 2022. The restricted stock will vest on June 15, 2023. BOD Compensation 2021. The restricted stock will vest on May 27, 2022. BOD Compensation 2020. The restricted stock will vest on May 28, 2021. BOD Compensation 2019. The restricted stock will vest on April 30, 2020. The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance. /s/ Lewis O. Wilks 2023-05-19