0001474506-22-000062.txt : 20220531
0001474506-22-000062.hdr.sgml : 20220531
20220531161554
ACCESSION NUMBER: 0001474506-22-000062
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180831
FILED AS OF DATE: 20220531
DATE AS OF CHANGE: 20220531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILKS LEWIS
CENTRAL INDEX KEY: 0001076463
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39933
FILM NUMBER: 22983422
MAIL ADDRESS:
STREET 1: 555 SEVENTEENTH STREET
STREET 2: 7TH FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: urban-gro, Inc.
CENTRAL INDEX KEY: 0001706524
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080]
IRS NUMBER: 465158469
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1751 PANORAMA PT
STREET 2: UNIT G
CITY: LAFAYETTE
STATE: CO
ZIP: 80026
BUSINESS PHONE: 720-390-3880
MAIL ADDRESS:
STREET 1: 1751 PANORAMA PT
STREET 2: UNIT G
CITY: LAFAYETTE
STATE: CO
ZIP: 80026
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2018-08-31
0
0001706524
urban-gro, Inc.
UGRO
0001076463
WILKS LEWIS
1751 PANORAMA POINT
SUITE G
LAFAYETTE
CO
80026
1
0
0
0
Common Stock Options
7.2
2019-08-31
2021-08-31
Common Stock
16667
D
Reporting Person was granted an option by the Issuer to acquire up to 100,000 shares (16,667 shares after giving effect to the 1-for-6 reverse stock split effected December 31, 2020 (the "Reverse Stock Split")) of the Common Stock of the Issuer, one-third exercisable on the anniversary date of the Reporting Person's appointment as a Director of the Issuer (or 33,333 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2019, 33,333 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2020 and 33,334 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2021), at an exercise price of $1.20 per share ($7.20 per share after giving effect to the Reverse Stock Split), provided Reporting Person remains and is a Director of the Issuer on each such anniversary date.
/s/ Lewis Wilks, by Nelson Mullins Riley & Scarborough LLP with Power of Attorney
2022-05-31