0001474506-22-000062.txt : 20220531 0001474506-22-000062.hdr.sgml : 20220531 20220531161554 ACCESSION NUMBER: 0001474506-22-000062 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20220531 DATE AS OF CHANGE: 20220531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILKS LEWIS CENTRAL INDEX KEY: 0001076463 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39933 FILM NUMBER: 22983422 MAIL ADDRESS: STREET 1: 555 SEVENTEENTH STREET STREET 2: 7TH FLOOR CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: urban-gro, Inc. CENTRAL INDEX KEY: 0001706524 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 465158469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 BUSINESS PHONE: 720-390-3880 MAIL ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-08-31 0 0001706524 urban-gro, Inc. UGRO 0001076463 WILKS LEWIS 1751 PANORAMA POINT SUITE G LAFAYETTE CO 80026 1 0 0 0 Common Stock Options 7.2 2019-08-31 2021-08-31 Common Stock 16667 D Reporting Person was granted an option by the Issuer to acquire up to 100,000 shares (16,667 shares after giving effect to the 1-for-6 reverse stock split effected December 31, 2020 (the "Reverse Stock Split")) of the Common Stock of the Issuer, one-third exercisable on the anniversary date of the Reporting Person's appointment as a Director of the Issuer (or 33,333 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2019, 33,333 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2020 and 33,334 shares (5,556 shares after giving effect to the Reverse Stock Split) on August 31, 2021), at an exercise price of $1.20 per share ($7.20 per share after giving effect to the Reverse Stock Split), provided Reporting Person remains and is a Director of the Issuer on each such anniversary date. /s/ Lewis Wilks, by Nelson Mullins Riley & Scarborough LLP with Power of Attorney 2022-05-31