0001209191-16-155657.txt : 20161216
0001209191-16-155657.hdr.sgml : 20161216
20161216163714
ACCESSION NUMBER: 0001209191-16-155657
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161216
DATE AS OF CHANGE: 20161216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northern Power Systems Corp.
CENTRAL INDEX KEY: 0001605997
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 826503088
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
BUSINESS PHONE: 802-461-2955
MAIL ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOKIN RICHARD N
CENTRAL INDEX KEY: 0001076418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55184
FILM NUMBER: 162056726
MAIL ADDRESS:
STREET 1: 800 POST RD
CITY: DARIEN
STATE: CT
ZIP: 06820
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-14
0
0001605997
Northern Power Systems Corp.
NPS
0001076418
HOKIN RICHARD N
800 POST RD
DARIEN
CT
06820
1
0
0
0
Common Shares
2016-12-14
4
P
0
10000
0.2471
A
333883
D
Common Shares
1870260
I
BY CWE LLC
Price reported is in Canadian dollars.
Shares are held directly by CWE LLC. Mr. Hokin is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Mr. Hokin disclaims beneficial ownership of the shares held by CWE LLC.
/s/ June Marie Morris, Attorney-in-Fact
2016-12-16