0001123292-15-000488.txt : 20150306 0001123292-15-000488.hdr.sgml : 20150306 20150306183533 ACCESSION NUMBER: 0001123292-15-000488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150306 FILED AS OF DATE: 20150306 DATE AS OF CHANGE: 20150306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Financial, Inc. CENTRAL INDEX KEY: 0001467076 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270419483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O COLONY FINANCIAL, INC. STREET 2: 2450 BROADWAY, 6TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: C/O COLONY FINANCIAL, INC. STREET 2: 2450 BROADWAY, 6TH FLOOR CITY: SANTA MONICA STATE: CA ZIP: 90404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRACK THOMAS JR CENTRAL INDEX KEY: 0001076343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34456 FILM NUMBER: 15683022 MAIL ADDRESS: STREET 1: PO BOX 358 CITY: SANTA YNEZ STATE: CA ZIP: 93460 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-03-06 0001467076 Colony Financial, Inc. CLNY 0001076343 BARRACK THOMAS JR C/O COLONY FINANCIAL, INC. 2450 BROADWAY, 6TH FLOOR SANTA MONICA CA 90404 1 1 0 0 Executive Chairman Common Stock 2015-03-06 4 J 0 24662 0 D 0 I By Colony Financial Manager, LLC Common Stock 501429 I By Family Trust Colony Financial Manager, LLC (the "Manager") is the direct owner of the 24,662 reported securities. Colony Capital, LLC ("Colony Capital") is the managing member of the Manager, and Thomas J. Barrack, Jr. ("Mr. Barrack") is the sole managing member of Colony Capital. Accordingly, Mr. Barrack may be deemed to beneficially own all of the reported securities. This filing shall not be deemed an admission that Mr. Barrack is the beneficial owner of any securities beneficially owned by the Manager except to the extent of his pecuniary interest therein. The Manager distributed such shares to certain persons for services provided by each such person to the Manager for the benefit of the Manager and Colony Financial, Inc. /s/ David A. Palame, as Attorney-in-fact 2015-03-06