0001123292-15-000311.txt : 20150205
0001123292-15-000311.hdr.sgml : 20150205
20150205175244
ACCESSION NUMBER: 0001123292-15-000311
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150204
FILED AS OF DATE: 20150205
DATE AS OF CHANGE: 20150205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Financial, Inc.
CENTRAL INDEX KEY: 0001467076
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270419483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O COLONY FINANCIAL, INC.
STREET 2: 2450 BROADWAY, 6TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: C/O COLONY FINANCIAL, INC.
STREET 2: 2450 BROADWAY, 6TH FLOOR
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARRACK THOMAS JR
CENTRAL INDEX KEY: 0001076343
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34456
FILM NUMBER: 15581379
MAIL ADDRESS:
STREET 1: PO BOX 358
CITY: SANTA YNEZ
STATE: CA
ZIP: 93460
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-04
0001467076
Colony Financial, Inc.
CLNY
0001076343
BARRACK THOMAS JR
C/O COLONY FINANCIAL, INC.
2450 BROADWAY, 6TH FLOOR
SANTA MONICA
CA
90404
1
1
0
0
Executive Chairman
Common Stock
2015-02-04
4
J
0
24662
0
A
24662
I
By Colony Financial Manager, LLC
Common Stock
501429
I
By Family Trust
Colony Financial Manager, LLC (the "Manager") is the direct owner of these reported securities. Colony Capital, LLC ("Colony Capital") is the managing member of the Manager, and Thomas J. Barrack, Jr. ("Mr. Barrack") is the sole managing member of Colony Capital. Accordingly, Mr. Barrack may be deemed to beneficially own all of the reported securities. This filing shall not be deemed an admission that Mr. Barrack is the beneficial owner of any securities beneficially owned by the Manager except to the extent of his pecuniary interest therein. The reported securities acquired represent the automatic return of unvested securities to the Manager in accordance with the forfeiture terms in the Restricted Stock Agreement of a Colony Capital employee whose employment with Colony Capital ceased on February 4, 2015.
/s/ David A. Palame, as Attorney-in-fact
2015-02-05