0000899243-21-013691.txt : 20210326 0000899243-21-013691.hdr.sgml : 20210326 20210326163025 ACCESSION NUMBER: 0000899243-21-013691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210324 FILED AS OF DATE: 20210326 DATE AS OF CHANGE: 20210326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRACK THOMAS JR CENTRAL INDEX KEY: 0001076343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37980 FILM NUMBER: 21777861 MAIL ADDRESS: STREET 1: C/O COLONY NORTHSTAR, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Capital, Inc. CENTRAL INDEX KEY: 0001679688 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 464591526 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 PARK OF COMMERCE DRIVE STREET 2: SUITE 210 CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 561-544-7475 MAIL ADDRESS: STREET 1: 750 PARK OF COMMERCE DRIVE STREET 2: SUITE 210 CITY: BOCA RATON STATE: FL ZIP: 33487 FORMER COMPANY: FORMER CONFORMED NAME: Colony NorthStar, Inc. DATE OF NAME CHANGE: 20160714 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-24 0 0001679688 Colony Capital, Inc. CLNY 0001076343 BARRACK THOMAS JR C/O COLONY CAPITAL, INC., 750 PARK OF COMMERCE DRIVE, SUITE 210 BOCA RATON FL 33487 1 1 0 0 Executive Chairman Class A Common Stock 2021-03-24 4 A 0 189183 0.00 A 4515312 I By Family Trust Class A Common Stock 2021-03-24 4 F 0 83051 6.23 D 4432261 I By Family Trust Acquired upon the settlement of relative total shareholder return (TSR) performance units granted on March 15, 2018 under the Issuer's 2014 Omnibus Stock Incentive Plan as a result of the satisfaction, at the 60% payout level, of the performance criteria underlying the award. The shares were withheld by the Issuer in satisfaction of withholding taxes incurred in connection with the vesting of the relative TSR performance units referred to in Footnote 1. /s/ Jenny B. Neslin, as Attorney-in-fact 2021-03-26