0000899243-17-009606.txt : 20170405
0000899243-17-009606.hdr.sgml : 20170405
20170405211541
ACCESSION NUMBER: 0000899243-17-009606
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170403
FILED AS OF DATE: 20170405
DATE AS OF CHANGE: 20170405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony NorthStar, Inc.
CENTRAL INDEX KEY: 0001679688
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 464591526
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 SOUTH FLOWER STREET
STREET 2: 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: 515 SOUTH FLOWER STREET
STREET 2: 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARRACK THOMAS JR
CENTRAL INDEX KEY: 0001076343
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37980
FILM NUMBER: 17744282
MAIL ADDRESS:
STREET 1: C/O COLONY NORTHSTAR, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-03
0
0001679688
Colony NorthStar, Inc.
CLNS
0001076343
BARRACK THOMAS JR
C/O COLONY NORTHSTAR, INC.
515 S. FLOWER ST., 44TH FLOOR
LOS ANGELES
CA
90071
1
1
0
0
Executive Chairman
Class A Common Stock
2017-04-03
4
C
0
607841
A
1945165
I
See Footnote
Class A Common Stock
2017-04-03
4
J
0
607841
D
1337324
I
See Footnote
Class B Common Stock
2017-04-03
4
J
0
28166
0.00
D
741874
I
By Family Trust
Class A Common Stock
2017-04-03
4
J
0
28166
0.00
A
1365490
I
By Family Trust
OP Units
2017-04-03
4
C
0
607841
0.00
D
Class A Common Stock
607841
26728630
I
See footnote
OP Units
2017-04-03
4
D
0
392044
12.97
D
Class A Common Stock
392044
26336586
I
See footnote
The acquisition represents the acquisition of shares of Class A Common Stock by the reporting person upon the redemption of OP units held by limited liability companies controlled by the reporting person. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock. The reporting person disclaims beneficial ownership of the securities acquired except to the extent of his pecuniary interest therein.
The disposition represents the disposition of shares of Class A Common Stock, received upon the redemption of OP units held by limited liability companies controlled by the reporting person, to members of the limited liability companies who were allocated indirect interests in the units in connection with the issuer's acquisition of substantially all of its former manager's real estate and investment management and business operations in April 2015. The OP Units were redeemed for an equal number of shares of the issuer's Class A Common Stock. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.
In connection with the redemption of 999,885 OP Units as reported in this Form, in accordance with the terms of the Class B Common Stock, 28,166 shares of Class B Common Stock were required to be converted to Class A Common Stock.
The OP Units were redeemed for shares of Class A Common Stock, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates.
The OP Units are held by limited liability companies controlled by the reporting person. The reporting person disclaims beneficial ownership of the securities disposed of except to the extent of his pecuniary interest therein.
The OP Units were redeemed for cash, at the discretion of the issuer, upon the request of limited liability companies controlled by the reporting person. The OP Units do not have expiration dates.
/s/ David A. Palame, as Attorney-in-fact
2017-04-05