0001593968-17-000221.txt : 20170207
0001593968-17-000221.hdr.sgml : 20170207
20170207164039
ACCESSION NUMBER: 0001593968-17-000221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170204
FILED AS OF DATE: 20170207
DATE AS OF CHANGE: 20170207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP.
CENTRAL INDEX KEY: 0001514128
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 274683816
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-597-2900
MAIL ADDRESS:
STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP.
DATE OF NAME CHANGE: 20110228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARASCH RICHARD A
CENTRAL INDEX KEY: 0001076341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35149
FILM NUMBER: 17579544
MAIL ADDRESS:
STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP
STREET 2: SIX INTERNATIONAL DRIVE SUITE 190
CITY: RYE BROOK
STATE: NY
ZIP: 10573
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2017-02-04
0001514128
UNIVERSAL AMERICAN CORP.
UAM
0001076341
BARASCH RICHARD A
44 SOUTH BROADWAY
SUITE 1200
WHITE PLAINS
NY
10601-4411
true
true
false
false
Chief Executive Officer
Common Stock
2017-02-04
4
F
false
12855
9.98
D
2105522
D
Common Stock
2017-02-04
4
F
false
12855
9.98
D
2092667
D
Common Stock
2017-02-06
4
M
false
400000
7.87
A
2492667
D
Common Stock
2017-02-06
4
F
false
362872
9.96
D
2129795
D
Common Stock
2017-02-06
4
F
false
20317
9.96
D
2109478
D
Stock Option (Right to Buy)
7.87
2017-02-06
4
M
false
400000
7.87
D
2017-02-09
Common Stock
400000
0
D
Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock.
Represents common stock including 520,907 shares of unvested restricted stock.
Shares withheld by issuer to satisfy statutory tax withholding on vesting of performance shares.
Represents common stock including 497,878 shares of unvested restricted stock.
Represents common stock including 461,481 shares of unvested restricted stock.
Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise.
Options are fully vested.
/s/ Tony L. Wolk, (POA)
2017-02-07