0001593968-17-000221.txt : 20170207 0001593968-17-000221.hdr.sgml : 20170207 20170207164039 ACCESSION NUMBER: 0001593968-17-000221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170204 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-597-2900 MAIL ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARASCH RICHARD A CENTRAL INDEX KEY: 0001076341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 17579544 MAIL ADDRESS: STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP STREET 2: SIX INTERNATIONAL DRIVE SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-02-04 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001076341 BARASCH RICHARD A 44 SOUTH BROADWAY SUITE 1200 WHITE PLAINS NY 10601-4411 true true false false Chief Executive Officer Common Stock 2017-02-04 4 F false 12855 9.98 D 2105522 D Common Stock 2017-02-04 4 F false 12855 9.98 D 2092667 D Common Stock 2017-02-06 4 M false 400000 7.87 A 2492667 D Common Stock 2017-02-06 4 F false 362872 9.96 D 2129795 D Common Stock 2017-02-06 4 F false 20317 9.96 D 2109478 D Stock Option (Right to Buy) 7.87 2017-02-06 4 M false 400000 7.87 D 2017-02-09 Common Stock 400000 0 D Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock. Represents common stock including 520,907 shares of unvested restricted stock. Shares withheld by issuer to satisfy statutory tax withholding on vesting of performance shares. Represents common stock including 497,878 shares of unvested restricted stock. Represents common stock including 461,481 shares of unvested restricted stock. Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise. Options are fully vested. /s/ Tony L. Wolk, (POA) 2017-02-07