0001593968-16-000534.txt : 20160208 0001593968-16-000534.hdr.sgml : 20160208 20160208190543 ACCESSION NUMBER: 0001593968-16-000534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160204 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-597-2900 MAIL ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARASCH RICHARD A CENTRAL INDEX KEY: 0001076341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 161396839 MAIL ADDRESS: STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP STREET 2: SIX INTERNATIONAL DRIVE SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-02-04 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001076341 BARASCH RICHARD A 44 SOUTH BROADWAY SUITE 1200 WHITE PLAINS NY 10601-4411 true true false false Chief Executive Officer Common Stock 2016-02-04 4 A false 184236 0 A 2513473 D Stock Option (Right to Buy) 6.09 2016-02-04 4 A false 172522 0 A 2021-02-04 Common Stock 172522 172522 D Represents grant of restricted stock which vests upon the consummation of certain change in control transactions. Represents common stock including 502,533 shares of unvested restricted stock. Represents grant of stock options which vests upon the consummation of certain change in control transactions. /s/ Tony L. Wolk, (POA) 2016-02-08