0001514128-15-000006.txt : 20150210 0001514128-15-000006.hdr.sgml : 20150210 20150210141407 ACCESSION NUMBER: 0001514128-15-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150206 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-934-5200 MAIL ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARASCH RICHARD A CENTRAL INDEX KEY: 0001076341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 15592830 MAIL ADDRESS: STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP STREET 2: SIX INTERNATIONAL DRIVE SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 4 1 f4forrba.xml PRIMARY DOCUMENT X0306 4 2015-02-06 0 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001076341 BARASCH RICHARD A C/O UNIVERSAL AMERICAN CORP. 44 SOUTH BROADWAY WHITE PLAINS NY 10601 1 1 0 0 Chairman & CEO Common Stock 2015-02-06 4 F 0 20240. 9.32 D 2272684. D Common Stock 2015-02-09 4 F 0 13955. 9.21 D 2258729. D Common Stock 28180. I By Son (Benjamin) Common Stock 392097. I By Wife Common Stock 23080. I By Daughter (Natalie) Common Stock 30124. I By Daughter (Emily) Common Stock 65835. I Tara Acquisition LLC Common Stock 67744. I Norman Barasch Trust #1 Common Stock 220768. I Barasch Family Trust #1 Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock. Represents common stock including 281,625 shares of unvested restricted stock. Represents common stock including 256,625 shares of unvested restricted stock. /s/ Tony L. Wolk, (POA) 2015-02-10