0001514128-14-000018.txt : 20140515 0001514128-14-000018.hdr.sgml : 20140515 20140515143241 ACCESSION NUMBER: 0001514128-14-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140513 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-934-5200 MAIL ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARASCH RICHARD A CENTRAL INDEX KEY: 0001076341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 14846151 MAIL ADDRESS: STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP STREET 2: SIX INTERNATIONAL DRIVE SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 4 1 f4forrba.xml PRIMARY DOCUMENT X0306 4 2014-05-13 0 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001076341 BARASCH RICHARD A C/O UNIVERSAL AMERICAN CORP. 44 SOUTH BROADWAY WHITE PLAINS NY 10601 1 1 0 0 Chairman & CEO Common Stock 2014-05-13 4 P 0 205622. 6.03 A 2298449. D Common Stock 2014-05-13 4 P 0 41459. 6.03 A 65835. I Tara Acquisition LLC Common Stock 2014-05-13 4 P 0 82919. 6.03 A 220768. I Barasch Family Trust #1 Common Stock 28180. I By Son (Benjamin) Common Stock 392097. I By Wife Common Stock 23080. I By Daughter (Natalie) Common Stock 30124. I By Daughter (Emily) Common Stock 67744. I Norman Barasch Trust #1 Represents acquisition of shares pursuant to transaction announced by Universal American Corp. on March 31, 2014 Represents common stock including 318,022 shares of unvested restricted stock. /s/ Tony L. Wolk, (POA) 2014-05-15