0001514128-14-000001.txt : 20140210
0001514128-14-000001.hdr.sgml : 20140210
20140210161602
ACCESSION NUMBER: 0001514128-14-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140206
FILED AS OF DATE: 20140210
DATE AS OF CHANGE: 20140210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP.
CENTRAL INDEX KEY: 0001514128
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 274683816
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190
CITY: RYE BROOK
STATE: NY
ZIP: 10573
BUSINESS PHONE: 914-934-5200
MAIL ADDRESS:
STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190
CITY: RYE BROOK
STATE: NY
ZIP: 10573
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP.
DATE OF NAME CHANGE: 20110228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARASCH RICHARD A
CENTRAL INDEX KEY: 0001076341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35149
FILM NUMBER: 14588856
MAIL ADDRESS:
STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP
STREET 2: SIX INTERNATIONAL DRIVE SUITE 190
CITY: RYE BROOK
STATE: NY
ZIP: 10573
4
1
f4forrba.xml
PRIMARY DOCUMENT
X0306
4
2014-02-06
0
0001514128
UNIVERSAL AMERICAN CORP.
UAM
0001076341
BARASCH RICHARD A
C/O UNIVERSAL AMERICAN CORP.
44 SOUTH BROADWAY
WHITE PLAINS
NY
10601
1
1
0
0
Chairman & CEO
Common Stock
2014-02-06
4
A
0
145588.
0
A
2117721.
D
Common Stock
2014-02-09
4
F
0
13730.
6.81
D
2103991.
D
Common Stock
28180.
I
By Son (Benjamin)
Common Stock
392097.
I
By Wife
Common Stock
23080.
I
By Daughter (Natalie)
Common Stock
30124.
I
By Daughter (Emily)
Common Stock
24376.
I
Tara Acquisition LLC
Common Stock
67744.
I
Norman Barasch Trust #1
Common Stock
137849.
I
Barasch Family Trust #1
Stock Option (Right to Buy)
6.80
2014-02-06
4
A
0
312797.
0
A
2019-02-06
Common Stock
312797.
312797.
D
Represents common stock including 363,022 shares of unvested restricted stock.
Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock.
Represents common stock including 338,022 shares of unvested restricted stock.
Represents grant of stock options which vests in four equal annual installments beginning February 6, 2015.
/s/ Tony L. Wolk, (POA)
2014-02-10