0001104659-18-022201.txt : 20180403
0001104659-18-022201.hdr.sgml : 20180403
20180403165731
ACCESSION NUMBER: 0001104659-18-022201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180402
FILED AS OF DATE: 20180403
DATE AS OF CHANGE: 20180403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARASCH RICHARD A
CENTRAL INDEX KEY: 0001076341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38399
FILM NUMBER: 18734228
MAIL ADDRESS:
STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP
STREET 2: SIX INTERNATIONAL DRIVE SUITE 190
CITY: RYE BROOK
STATE: NY
ZIP: 10573
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DFB Healthcare Acquisitions Corp.
CENTRAL INDEX KEY: 0001725255
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 823677704
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CENTRAL PARK WEST
STREET 2: 7G
CITY: NEW YORK
STATE: NY
ZIP: 10024
BUSINESS PHONE: 917-359-3042
MAIL ADDRESS:
STREET 1: 300 CENTRAL PARK WEST
STREET 2: 7G
CITY: NEW YORK
STATE: NY
ZIP: 10024
4
1
a4.xml
4
X0306
4
2018-04-02
0
0001725255
DFB Healthcare Acquisitions Corp.
DFBH
0001076341
BARASCH RICHARD A
C/O DFB HEALTHCARE ACQUISITIONS CORP.
780 THIRD AVENUE, 37TH FLOOR
NEW YORK
NY
10017
1
1
1
0
President and CEO
Common Stock
2018-04-02
4
J
0
921848
D
6045652
I
See Footnote
921,848 shares were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1, as amended (File No. 333-222376).
The shares are held directly by Deerfield/RAB Ventures, LLC and indirectly by Deerfield Private Design Fund IV, L.P., as member of Deerfield/RAB Ventures, LLC, Richard Barasch, as member and manager of Deerfield/RAB Ventures, LLC, and Steven Hochberg, as manager of Deerfield/RAB Ventures, LLC. Each of Deerfield Private Design Fund IV, L.P. and Messrs. Barasch and Hochberg disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
/s/ Alan I. Annex, Attorney-in-Fact
2018-04-03