0001104659-18-022201.txt : 20180403 0001104659-18-022201.hdr.sgml : 20180403 20180403165731 ACCESSION NUMBER: 0001104659-18-022201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARASCH RICHARD A CENTRAL INDEX KEY: 0001076341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38399 FILM NUMBER: 18734228 MAIL ADDRESS: STREET 1: C/O UNIVERSAL AMERICAN FINANCIAL CORP STREET 2: SIX INTERNATIONAL DRIVE SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DFB Healthcare Acquisitions Corp. CENTRAL INDEX KEY: 0001725255 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 823677704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CENTRAL PARK WEST STREET 2: 7G CITY: NEW YORK STATE: NY ZIP: 10024 BUSINESS PHONE: 917-359-3042 MAIL ADDRESS: STREET 1: 300 CENTRAL PARK WEST STREET 2: 7G CITY: NEW YORK STATE: NY ZIP: 10024 4 1 a4.xml 4 X0306 4 2018-04-02 0 0001725255 DFB Healthcare Acquisitions Corp. DFBH 0001076341 BARASCH RICHARD A C/O DFB HEALTHCARE ACQUISITIONS CORP. 780 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017 1 1 1 0 President and CEO Common Stock 2018-04-02 4 J 0 921848 D 6045652 I See Footnote 921,848 shares were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1, as amended (File No. 333-222376). The shares are held directly by Deerfield/RAB Ventures, LLC and indirectly by Deerfield Private Design Fund IV, L.P., as member of Deerfield/RAB Ventures, LLC, Richard Barasch, as member and manager of Deerfield/RAB Ventures, LLC, and Steven Hochberg, as manager of Deerfield/RAB Ventures, LLC. Each of Deerfield Private Design Fund IV, L.P. and Messrs. Barasch and Hochberg disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. /s/ Alan I. Annex, Attorney-in-Fact 2018-04-03