-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUmn9c9QqVpOHIkhQTKdu0qmorfZkU6JJH7a1JlRgsqZFyw/l04Cz+VLo4qdS6y7 SjFsPTR8Fy5Z5auNP9Cbjw== 0000932471-99-000400.txt : 19990624 0000932471-99-000400.hdr.sgml : 19990624 ACCESSION NUMBER: 0000932471-99-000400 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19990430 FILED AS OF DATE: 19990623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC CENTRAL INDEX KEY: 0000107606 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510082711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-00834 FILM NUMBER: 99650528 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106696289 MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS DATE OF NAME CHANGE: 19851031 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUND INC DATE OF NAME CHANGE: 19850424 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 04/30/99 000 C000000 0000107606 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 VANGUARD WINDSOR FUNDS 001 B000000 811-834 001 C000000 6106691000 002 A000000 100 VANGUARD BOULEVARD 002 B000000 MALVERN 002 C000000 PA 002 D010000 19355 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 VANGUARD WINDSOR FUND 007 C030100 N 007 C010200 2 007 C020200 VANGUARD WINDSOR II FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 THE VANGUARD GROUP, INC. 010 B00AA01 801-11953 010 C01AA01 MALVERN 010 C02AA01 PA 010 C03AA01 19355 012 A00AA01 THE VANGUARD GROUP, INC. 012 B00AA01 84-772 012 C01AA01 MALVERN 012 C02AA01 PA 012 C03AA01 19355 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 015 A00AA01 STATE STREET BANK AND TRUST COMPANY PAGE 2 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02110 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 102 019 C00AA00 VANGUARDGR 020 A000001 FRANK RUSSELL SECURITIES, INC. 020 B000001 91-0604934 020 C000001 3976 020 A000002 SMITH BARNEY INC. 020 B000002 13-3082694 020 C000002 1021 020 A000003 FRANCIS P. MAGLIO 020 B000003 22-2854776 020 C000003 995 020 A000004 GORDON CAPITAL CORPORATION 020 C000004 925 020 A000005 GOLDMAN SACHS & CO. 020 B000005 13-5108880 020 C000005 921 020 A000006 MERRILL LYNCH PIERCE FENNER & SMITH 020 B000006 13-5674085 020 C000006 734 020 A000007 LEHMAN BROTHERS INC. 020 B000007 13-2518466 020 C000007 654 020 A000008 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 020 B000008 13-2741729 020 C000008 588 020 A000009 BEAR STERNS SECURITIES CORP. 020 B000009 13-3299429 020 C000009 574 020 A000010 CREDIT SUISSE, FIRST BOSTON CORP. 020 B000010 13-5659485 020 C000010 561 021 000000 17927 022 A000001 THE VANGUARD GROUP, INC./POOLED CASH ACCT. 022 B000001 23-1945930 022 C000001 4404772 022 D000001 4264108 022 A000002 LEHMAN BROTHERS INC. 022 B000002 13-2518466 022 C000002 6076505 022 D000002 81324 022 A000003 CREDIT SUISSE FIRST BOSTON CORP. 022 B000003 13-5659485 022 C000003 4147471 022 D000003 4736 PAGE 3 022 A000004 J.P. MORGAN SECURITIES INC. 022 B000004 13-3224016 022 C000004 766078 022 D000004 6961 022 A000005 JEFFERIES & CO., INC. 022 B000005 95-2622900 022 C000005 106813 022 D000005 331579 022 A000006 MERRILL LYNCH PIERCE FENNER & SMITH 022 B000006 13-5674085 022 C000006 224314 022 D000006 0 022 A000007 FIRST CHICAGO CAPITAL MARKETS 022 B000007 36-3595942 022 C000007 176550 022 D000007 0 022 A000008 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 022 B000008 13-2741729 022 C000008 27798 022 D000008 146721 022 A000009 MORGAN STANLEY & CO. INC. 022 B000009 13-2655998 022 C000009 78804 022 D000009 45731 022 A000010 BEAR STERNS SECURITIES CORP. 022 B000010 13-3299429 022 C000010 40198 022 D000010 64147 023 C000000 16384816 023 D000000 5179949 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 Y 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 PAGE 4 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 066 A00AA00 Y 066 B00AA00 N 066 C00AA00 N 066 D00AA00 N 066 E00AA00 Y 066 F00AA00 N 066 G00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 077 A000000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 C00AA00 350000 081 A00AA00 Y 081 B00AA00 147 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 PAGE 5 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 WELLINGTON MANAGEMENT COMPANY 008 B000101 A 008 C000101 801-11908 008 D010101 BOSTON 008 D020101 MA 008 D030101 02109 024 000100 N 025 A000101 DELETE 025 D000101 0 025 A000102 DELETE 025 D000102 0 025 A000103 DELETE 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 85954 028 A020100 0 028 A030100 0 028 A040100 425611 028 B010100 95391 028 B020100 1399219 028 B030100 0 028 B040100 559312 028 C010100 92781 028 C020100 0 028 C030100 0 028 C040100 710966 028 D010100 76535 028 D020100 0 028 D030100 0 028 D040100 691432 028 E010100 96186 028 E020100 0 028 E030100 0 PAGE 6 028 E040100 613078 028 F010100 112268 028 F020100 7 028 F030100 0 028 F040100 314262 028 G010100 559115 028 G020100 1399226 028 G030100 0 028 G040100 3314661 028 H000100 0 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 0 044 000100 0 045 000100 Y 046 000100 N 047 000100 N 048 000100 0.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 Y 052 000100 N 053 A000100 Y PAGE 7 053 B000100 Y 053 C000100 N 054 A000100 N 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 0 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y PAGE 8 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 2461579 071 B000100 5807738 071 C000100 17700356 071 D000100 14 072 A000100 6 072 B000100 2500 072 C000100 153239 072 D000100 0 072 E000100 431 072 F000100 3067 072 G000100 8631 072 H000100 0 072 I000100 10924 072 J000100 606 072 K000100 0 072 L000100 218 072 M000100 14 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 9 072 S000100 0 072 T000100 1469 072 U000100 0 072 V000100 0 072 W000100 0 072 X000100 24938 072 Y000100 2396 072 Z000100 133628 072AA000100 1154427 072BB000100 451885 072CC010100 2705595 072CC020100 0 072DD010100 141766 072DD020100 0 072EE000100 1341488 073 A010100 0.1300 073 A020100 0.0000 073 B000100 1.2300 073 C000100 0.0000 074 A000100 0 074 B000100 356368 074 C000100 14833 PAGE 9 074 D000100 0 074 E000100 498122 074 F000100 18009785 074 G000100 0 074 H000100 0 074 I000100 2724 074 J000100 286635 074 K000100 0 074 L000100 42313 074 M000100 0 074 N000100 19210780 074 O000100 119813 074 P000100 9453 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 23925 074 S000100 0 074 T000100 19057589 074 U010100 1044327 074 U020100 0 074 V010100 18.25 074 V020100 0.00 074 W000100 0.0000 074 X000100 460502 074 Y000100 14833 075 A000100 0 075 B000100 17863802 076 000100 0.00 008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC. 008 B000201 A 008 C000201 801-14861 008 D010201 DALLAS 008 D020201 TX 008 D030201 75201 008 A000202 EQUINOX CAPITAL MANAGEMENT, INC. 008 B000202 A 008 C000202 801-34524 008 D010202 NEW YORK 008 D020202 NY 008 D030202 10022 008 A000203 TUKMAN CAPITAL MANAGEMENT, INC. 008 B000203 A 008 C000203 801-15279 008 D010203 LARKSPUR 008 D020203 CA 008 D030203 94939 024 000200 Y 025 A000201 J.P. MORGAN SECURITIES INC. 025 B000201 13-3224016 PAGE 10 025 C000201 E 025 D000201 1887 025 A000202 DELETE 025 D000202 0 025 A000203 DELETE 025 D000203 0 025 A000204 DELETE 025 D000204 0 025 A000205 DELETE 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 503030 028 A020200 0 028 A030200 0 028 A040200 349581 028 B010200 523632 028 B020200 2845366 028 B030200 0 028 B040200 580790 028 C010200 691041 028 C020200 0 028 C030200 0 028 C040200 718502 028 D010200 577377 028 D020200 0 028 D030200 0 028 D040200 516412 028 E010200 565504 028 E020200 22 028 E030200 0 028 E040200 645799 028 F010200 695026 028 F020200 0 028 F030200 0 028 F040200 616471 028 G010200 3555610 028 G020200 2845388 028 G030200 0 028 G040200 3427555 028 H000200 0 045 000200 Y 046 000200 N 047 000200 N 048 000200 0.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 PAGE 11 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 Y 052 000200 N 053 A000200 N 054 A000200 N 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 N 054 H000200 N 054 I000200 N 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 3000 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N PAGE 12 070 F010200 Y 070 F020200 Y 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 3803513 071 B000200 3100529 071 C000200 29733184 071 D000200 10 072 A000200 6 072 B000200 48902 072 C000200 336480 072 D000200 0 072 E000200 103 072 F000200 19876 072 G000200 17500 072 H000200 0 072 I000200 20223 072 J000200 45 072 K000200 0 072 L000200 480 072 M000200 25 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 14 072 S000200 0 072 T000200 2909 072 U000200 0 PAGE 13 072 V000200 0 072 W000200 0 072 X000200 61072 072 Y000200 1233 072 Z000200 325646 072AA000200 1364905 072BB000200 78773 072CC010200 3511200 072CC020200 0 072DD010200 421807 072DD020200 0 072EE000200 2559633 073 A010200 0.4400 073 A020200 0.0000 073 B000200 2.6700 073 C000200 0.0000 074 A000200 0 074 B000200 1866972 074 C000200 77188 074 D000200 0 074 E000200 0 074 F000200 32779034 074 G000200 0 074 H000200 0 074 I000200 5167 074 J000200 73776 074 K000200 0 074 L000200 103971 074 M000200 0 074 N000200 34906108 074 O000200 71886 074 P000200 11996 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 68584 074 S000200 0 074 T000200 34753642 074 U010200 1057678 074 U020200 0 074 V010200 32.86 074 V020200 0.00 074 W000200 0.0000 074 X000200 998280 074 Y000200 77188 075 A000200 0 075 B000200 31729330 076 000200 0.00 SIGNATURE GARY P. SOURA TITLE MANAGER EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000107606 VANGUARD WINDSOR FUNDS 01 VANGUARD WINDSOR FUND 1000 US 6-MOS OCT-31-1999 NOV-01-1998 APR-30-1999 1 14142487 18879108 328948 2724 0 19210780 119813 0 33378 153191 0 13559207 1044327 1123024 63061 0 703158 0 4732163 19057589 153239 2500 431 22542 133628 702542 2705595 3541765 0 141766 1341488 0 34608 208297 94992 702191 71199 1342104 0 0 3067 0 24938 17863802 16.34 .13 3.14 .13 1.23 0 18.25 .28 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000107606 VANGUARD WINDSOR FUNDS 02 VANGUARD WINDSOR II FUND 1000 US 6-MOS OCT-31-1999 NOV-01-1998 APR-30-1999 1 23916040 34723194 177747 5167 0 34906108 71886 0 80580 152466 0 22500333 1057678 953895 198663 0 1184750 0 10869896 34753642 336480 48902 103 59839 325646 1286132 3511200 5122978 0 421807 2559633 0 115727 111502 99559 5114981 294824 2458251 0 0 19876 0 61072 31729330 31.07 .32 4.58 .44 2.67 0 32.86 .39 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0

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