-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OtQ1KSL77NN2zUYAaWKY54/bZ/+XancCTZNdnpJnuE70ly0VKy1xo/chZaIvWF+/ zsSSKhH4odLAwum6LFQMeA== 0000932471-98-000293.txt : 19981216 0000932471-98-000293.hdr.sgml : 19981216 ACCESSION NUMBER: 0000932471-98-000293 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19981031 FILED AS OF DATE: 19981215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC CENTRAL INDEX KEY: 0000107606 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510082711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-00834 FILM NUMBER: 98769653 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106696289 MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS DATE OF NAME CHANGE: 19851031 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUND INC DATE OF NAME CHANGE: 19850424 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 10/31/98 000 C000000 0000107606 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 VANGUARD WINDSOR FUNDS 001 B000000 811-834 001 C000000 6106691000 002 A000000 100 VANGUARD BOULEVARD 002 B000000 MALVERN 002 C000000 PA 002 D010000 19355 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 VANGUARD WINDSOR FUND 007 C030100 N 007 C010200 2 007 C020200 VANGUARD WINDSOR II FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 THE VANGUARD GROUP, INC. 010 B00AA01 801-11953 010 C01AA01 MALVERN 010 C02AA01 PA 010 C03AA01 19355 012 A00AA01 THE VANGUARD GROUP, INC. 012 B00AA01 84-772 012 C01AA01 MALVERN 012 C02AA01 PA 012 C03AA01 19355 013 A00AA01 PRICEWATERHOUSE COOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 015 A00AA01 STATE STREET BANK AND TRUST COMPANY PAGE 2 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02110 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 96 019 C00AA00 VANGUARDGR 020 A000001 FRANK RUSSELL SECURITIES, INC. 020 B000001 91-0604934 020 C000001 10621 020 A000002 DONALDSON,LUFKIN, & JENRETTE SECURITIES CORP. 020 B000002 13-2741729 020 C000002 2951 020 A000003 SMITH BARNEY INC. 020 B000003 13-3082694 020 C000003 2828 020 A000004 GOLDMAN SACHS & CO. 020 B000004 13-5108880 020 C000004 2677 020 A000005 LEHMAN BROTHERS INC. 020 B000005 13-2518466 020 C000005 2328 020 A000006 CREDIT SUISSE FIRST BOSTON CORP. 020 B000006 13-5659485 020 C000006 2118 020 A000007 BEAR STERNS SECURITIES CORP. 020 B000007 13-3299429 020 C000007 1770 020 A000008 MORGAN STANLEY & CO., INC. 020 B000008 13-2655998 020 C000008 1304 020 A000009 J.P. MORGAN SECURITIES, INC. 020 B000009 13-3224016 020 C000009 1117 020 A000010 SANFORD C. BERNSTEIN & CO. INC. 020 B000010 13-2625874 020 C000010 1040 021 000000 48249 022 A000001 THE VANGUARD GROUP, INC./POOLED CASH ACCT. 022 B000001 23-1945930 022 C000001 15884218 022 D000001 16009933 022 A000002 LEHMAN BROTHERS INC. 022 B000002 13-2518466 022 C000002 11540717 022 D000002 195950 022 A000003 J.P. MORGAN SECURITIES INC. 022 B000003 13-3224016 022 C000003 3778583 PAGE 3 022 D000003 67769 022 A000004 CREDIT SUISSE FIRST BOSTON CORP. 022 B000004 13-5659485 022 C000004 3813474 022 D000004 5531 022 A000005 MERILL LYNCH, PIERCE, FENNER, & SMITH 022 B000005 13-5674085 022 C000005 871448 022 D000005 213909 022 A000006 GOLDMAN SACHS & CO. 022 B000006 13-5108880 022 C000006 748737 022 D000006 76735 022 A000007 SMITH BARNEY INC 022 B000007 13-3082694 022 C000007 389357 022 D000007 66948 022 A000008 PAINEWEBBER INC. 022 B000008 13-2638166 022 C000008 324257 022 D000008 8482 022 A000009 GENERAL ELECTRIC CAPITAL CORP. 022 B000009 13-1500700 022 C000009 198605 022 D000009 99597 022 A000010 FIRST CHICAGO CAPITAL MARKETS 022 B000010 36-3595942 022 C000010 158943 022 D000010 0 023 C000000 39809210 023 D000000 17466223 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 Y 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 PAGE 4 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 066 A00AA00 Y 066 B00AA00 N 066 C00AA00 N 066 D00AA00 N 066 E00AA00 Y 066 F00AA00 N 066 G00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 077 A000000 Y 077 B000000 Y 077 C000000 Y 077 Q010000 Y 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 C00AA00 350000 081 A00AA00 Y 081 B00AA00 147 082 A00AA00 N 082 B00AA00 0 PAGE 5 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 WELLINGTON MANAGEMENT COMPANY 008 B000101 A 008 C000101 801-11908 008 D010101 BOSTON 008 D020101 MA 008 D030101 02109 024 000100 N 025 A000101 DELETE 025 D000101 0 025 A000102 DELETE 025 D000102 0 025 A000103 DELETE 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 138360 028 A020100 15 028 A030100 0 028 A040100 187139 028 B010100 139852 028 B020100 133059 028 B030100 0 028 B040100 257766 028 C010100 144712 028 C020100 0 028 C030100 0 028 C040100 410054 028 D010100 209234 028 D020100 14 028 D030100 0 PAGE 6 028 D040100 515459 028 E010100 85733 028 E020100 0 028 E030100 0 028 E040100 298229 028 F010100 95118 028 F020100 1 028 F030100 0 028 F040100 370468 028 G010100 813009 028 G020100 133089 028 G030100 0 028 G040100 2039115 028 H000100 0 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 0 044 000100 0 045 000100 Y 046 000100 N 047 000100 N 048 000100 0.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N PAGE 7 050 000100 N 051 000100 Y 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 054 A000100 N 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 0 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 N PAGE 8 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 9642670 071 B000100 10958700 071 C000100 20194188 071 D000100 48 072 A000100 12 072 B000100 26319 072 C000100 293508 072 D000100 0 072 E000100 1533 072 F000100 9470 072 G000100 23688 072 H000100 0 072 I000100 16832 072 J000100 293 072 K000100 0 072 L000100 311 072 M000100 39 072 N000100 0 072 O000100 1073 072 P000100 0 072 Q000100 0 072 R000100 17 072 S000100 0 072 T000100 4218 072 U000100 0 072 V000100 179 072 W000100 0 072 X000100 56120 072 Y000100 4859 072 Z000100 270099 072AA000100 2517312 072BB000100 1171275 072CC010100 0 072CC020100 1700942 072DD010100 268858 072DD020100 0 072EE000100 3045000 073 A010100 0.2400 073 A020100 0.0000 073 B000100 2.8800 PAGE 9 073 C000100 0.0000 074 A000100 0 074 B000100 42181 074 C000100 0 074 D000100 0 074 E000100 469186 074 F000100 17972300 074 G000100 0 074 H000100 0 074 I000100 3375 074 J000100 49679 074 K000100 0 074 L000100 34270 074 M000100 0 074 N000100 18570991 074 O000100 84595 074 P000100 7936 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 123062 074 S000100 0 074 T000100 18355398 074 U010100 1123024 074 U020100 0 074 V010100 16.34 074 V020100 0.00 074 W000100 0.0000 074 X000100 506277 074 Y000100 0 075 A000100 0 075 B000100 20637493 076 000100 0.00 008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC. 008 B000201 A 008 C000201 801-14861 008 D010201 DALLAS 008 D020201 TX 008 D030201 75201 008 A000202 EQUINOX CAPITAL MANAGEMENT, INC. 008 B000202 A 008 C000202 801-34524 008 D010202 NEW YORK 008 D020202 NY 008 D030202 10022 008 A000203 TUKMAN CAPITAL MANAGEMENT, INC. 008 B000203 A 008 C000203 801-15279 008 D010203 LARKSPUR 008 D020203 CA PAGE 10 008 D030203 94939 024 000200 Y 025 A000201 DELETE 025 D000201 0 025 A000202 LEHMAN BROTHERS INC. 025 B000202 13-2518466 025 C000202 E 025 D000202 773 025 A000203 MERRILL LYNCH PIERCE FENNER & SMITH INC. 025 B000203 13-5674085 025 C000203 E 025 D000203 10878 025 A000204 MORGAN STANLEY & CO. INC. 025 B000204 13-2655998 025 C000204 E 025 D000204 109350 025 A000205 J.P.MORGAN SECURITIES INC. 025 B000205 13-3224016 025 C000205 E 025 D000205 2545 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 580250 028 A020200 17 028 A030200 0 028 A040200 227147 028 B010200 615092 028 B020200 175779 028 B030200 0 028 B040200 267890 028 C010200 814010 028 C020200 150 028 C030200 0 028 C040200 332682 028 D010200 637098 028 D020200 17 028 D030200 0 028 D040200 619559 028 E010200 515482 028 E020200 0 028 E030200 0 028 E040200 365541 028 F010200 481360 028 F020200 20 028 F030200 0 028 F040200 575475 028 G010200 3643292 028 G020200 175983 028 G030200 0 028 G040200 2388294 PAGE 11 028 H000200 0 045 000200 Y 046 000200 N 047 000200 N 048 000200 0.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 Y 052 000200 N 053 A000200 N 054 A000200 N 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 N 054 H000200 N 054 I000200 N 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 3000 PAGE 12 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 Y 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 11250884 071 B000200 7665012 071 C000200 25083200 071 D000200 31 072 A000200 12 072 B000200 119513 072 C000200 577026 072 D000200 0 072 E000200 477 072 F000200 39333 072 G000200 35866 072 H000200 0 072 I000200 26922 072 J000200 69 072 K000200 0 PAGE 13 072 L000200 493 072 M000200 52 072 N000200 0 072 O000200 1298 072 P000200 0 072 Q000200 0 072 R000200 27 072 S000200 0 072 T000200 6017 072 U000200 0 072 V000200 267 072 W000200 0 072 X000200 110344 072 Y000200 2549 072 Z000200 589221 072AA000200 2786071 072BB000200 328443 072CC010200 694834 072CC020200 0 072DD010200 541835 072DD020200 0 072EE000200 1694611 073 A010200 0.6600 073 A020200 0.0000 073 B000200 2.1900 073 C000200 0.0000 074 A000200 556 074 B000200 2030287 074 C000200 100777 074 D000200 0 074 E000200 0 074 F000200 27547276 074 G000200 0 074 H000200 0 074 I000200 5440 074 J000200 2636 074 K000200 0 074 L000200 102756 074 M000200 0 074 N000200 29789728 074 O000200 87811 074 P000200 8729 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 54527 074 S000200 0 074 T000200 29638661 074 U010200 953895 074 U020200 0 PAGE 14 074 V010200 31.07 074 V020200 0.00 074 W000200 0.0000 074 X000200 958263 074 Y000200 100777 075 A000200 0 075 B000200 27220561 076 000200 0.00 SIGNATURE GARY P. SOURA TITLE MANAGER EX-27 2
6 0000107606 VANGUARD WINDSOR FUNDS 01 VANGUARD WINDSOR FUND 1000 US YEAR OCT-31-1998 NOV-01-1997 OCT-31-1998 1 16457099 18483667 83949 3375 0 18570991 84595 0 130998 215593 0 14915527 1123024 1057855 71199 0 1342104 0 2026568 18355398 293508 26319 1533 51261 270099 1346037 (1700942) (84806) 0 268858 3045000 0 92583 214952 187538 (2322671) 69958 3046162 0 0 9470 0 56120 20637493 19.55 0.23 (0.32) 0.24 2.88 0 16.34 0.27 0 0

EX-27 3
6 0000107606 VANGUARD WINDSOR FUNDS 02 VANGUARD WINDSOR II FUND 1000 US YEAR OCT-31-1998 NOV-01-1997 OCT-31-1998 1 22417129 29678340 105392 5996 0 29789728 87811 0 63256 151067 0 19526890 953895 768686 294824 0 2458251 0 7358696 29638661 577026 119513 477 107795 589221 2457628 694834 3741683 0 541835 1694611 0 243421 133672 75460 7070801 247438 1695234 0 0 39333 0 110344 27220561 29.36 0.65 3.91 0.66 2.19 0 31.07 0.41 0 0

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