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Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0000932471-17-004823
Filing Date
2017-08-22
Accepted
2017-08-22 15:35:19
Documents
27

Document Format Files

Seq Description Document Type Size
1 activeetfapplicationseconda2.htm 40-APP/A 188887
3 responsetoseccommentsonfx1x1.jpg GRAPHIC 2852
4 activeetfapplicationsecox1x1.jpg GRAPHIC 2020
5 activeetfapplicationsecox5x1.jpg GRAPHIC 1184
6 activeetfapplicationsecox7x1.jpg GRAPHIC 1192
7 activeetfapplicationsecox8x1.jpg GRAPHIC 1150
8 activeetfapplicationsecx11x1.jpg GRAPHIC 1208
9 activeetfapplicationsecx12x1.jpg GRAPHIC 1174
10 activeetfapplicationsecx13x1.jpg GRAPHIC 1329
11 activeetfapplicationsecx14x1.jpg GRAPHIC 1067
12 activeetfapplicationsecx15x1.jpg GRAPHIC 1091
13 activeetfapplicationsecx17x1.jpg GRAPHIC 1508
14 activeetfapplicationsecx18x1.jpg GRAPHIC 1198
15 activeetfapplicationsecx19x1.jpg GRAPHIC 1226
16 activeetfapplicationsecx21x1.jpg GRAPHIC 1209
17 activeetfapplicationsecx23x1.jpg GRAPHIC 1226
18 activeetfapplicationsecx24x1.jpg GRAPHIC 1141
19 activeetfapplicationsecx26x1.jpg GRAPHIC 1146
20 activeetfapplicationsecx31x1.jpg GRAPHIC 1272
21 activeetfapplicationsecx33x1.jpg GRAPHIC 1195
22 activeetfapplicationsecx36x1.jpg GRAPHIC 1203
23 activeetfapplicationsecx40x1.jpg GRAPHIC 1501
24 activeetfapplicationsecx41x1.jpg GRAPHIC 1610
25 activeetfapplicationsecx42x1.jpg GRAPHIC 1239
26 activeetfapplicationsecx43x1.jpg GRAPHIC 1202
27 activeetfapplicationsecx44x1.jpg GRAPHIC 1260
28 activeetfapplicationsecx49x1.jpg GRAPHIC 1214
  Complete submission text file 0000932471-17-004823.txt   268849
Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD EXPLORER FUND (Filer) CIK: 0000034066 (see all company filings)

IRS No.: 510106626 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-23 | Film No.: 171045083

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD INDEX FUNDS (Filer) CIK: 0000036405 (see all company filings)

IRS No.: 231999755 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14691-19 | Film No.: 171045080

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WORLD FUND (Filer) CIK: 0000052848 (see all company filings)

IRS No.: 046035483 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14691-31 | Film No.: 171045055

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MORGAN GROWTH FUND (Filer) CIK: 0000068138 (see all company filings)

IRS No.: 510108190 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14691-13 | Film No.: 171045073

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482-2600
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482-2600 6106691000
VANGUARD GROUP INC (Filer) CIK: 0000102909 (see all company filings)

IRS No.: 231945930 | State of Incorp.: PA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14691 | Film No.: 171045053

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WELLESLEY INCOME FUND (Filer) CIK: 0000105544 (see all company filings)

IRS No.: 231711688 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14691-35 | Film No.: 171045059

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WELLINGTON FUND (Filer) CIK: 0000105563 (see all company filings)

IRS No.: 510071687 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14691-34 | Film No.: 171045058

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD FIXED INCOME SECURITIES FUNDS (Filer) CIK: 0000106444 (see all company filings)

IRS No.: 231899003 | State of Incorp.: DE | Fiscal Year End: 0131
Type: 40-APP/A | Act: 40 | File No.: 812-14691-21 | Film No.: 171045054

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MONEY MARKET RESERVES (Filer) CIK: 0000106830 (see all company filings)

IRS No.: 236607979 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14691-15 | Film No.: 171045075

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WINDSOR FUNDS (Filer) CIK: 0000107606 (see all company filings)

IRS No.: 510082711 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-32 | Film No.: 171045056

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MUNICIPAL BOND FUNDS (Filer) CIK: 0000225997 (see all company filings)

IRS No.: 232022170 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-12 | Film No.: 171045072

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD TRUSTEES' EQUITY FUND (Filer) CIK: 0000313850 (see all company filings)

IRS No.: 232120820 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-02 | Film No.: 171045062

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD SPECIALIZED FUNDS (Filer) CIK: 0000734383 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0131
Type: 40-APP/A | Act: 40 | File No.: 812-14691-05 | Film No.: 171045065

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD STAR FUNDS (Filer) CIK: 0000736054 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-04 | Film No.: 171045064

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CHESTER FUNDS (Filer) CIK: 0000752177 (see all company filings)

IRS No.: 232311358 | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14691-25 | Film No.: 171045085

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CALIFORNIA TAX-FREE FUNDS (Filer) CIK: 0000783401 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14691-27 | Film No.: 171045087

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD NEW YORK TAX-FREE FUNDS (Filer) CIK: 0000788599 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14691-10 | Film No.: 171045070

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD PENNSYLVANIA TAX-FREE FUNDS (Filer) CIK: 0000788606 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14691-08 | Film No.: 171045068

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CONVERTIBLE SECURITIES FUND (Filer) CIK: 0000791107 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14691-24 | Film No.: 171045084

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD BOND INDEX FUNDS (Filer) CIK: 0000794105 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14691-28 | Film No.: 171045088

Mailing Address 100 VANGUARD BLVD PO BOX 2600 VALLEY FORGE PA 19482
Business Address 100 VANGUARD BLVD P O BOX 2600 MALVERN PA 19355 6106691000
VANGUARD QUANTITATIVE FUNDS / (Filer) CIK: 0000799127 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14691-07 | Film No.: 171045067

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD NEW JERSEY TAX-FREE FUNDS (Filer) CIK: 0000821404 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14691-11 | Film No.: 171045071

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD FENWAY FUNDS (Filer) CIK: 0000826473 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14691-22 | Film No.: 171045082

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MALVERN FUNDS (Filer) CIK: 0000836906 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14691-17 | Film No.: 171045077

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS (Filer) CIK: 0000857489 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-18 | Film No.: 171045078

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD VARIABLE INSURANCE FUNDS (Filer) CIK: 0000857490 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14691-36 | Film No.: 171045060

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD OHIO TAX-FREE FUNDS (Filer) CIK: 0000862341 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14691-09 | Film No.: 171045069

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P O BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD VALLEY FORGE FUNDS (Filer) CIK: 0000889519 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14691-01 | Film No.: 171045061

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600, V26 VALLEY FORGE PA 19482 6106691000
VANGUARD ADMIRAL FUNDS (Filer) CIK: 0000891190 (see all company filings)

IRS No.: 232696041 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14691-29 | Film No.: 171045089

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD TAX-MANAGED FUNDS (Filer) CIK: 0000923202 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14691-03 | Film No.: 171045063

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P O BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD HORIZON FUNDS (Filer) CIK: 0000932471 (see all company filings)

IRS No.: 232787277 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-20 | Film No.: 171045081

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WHITEHALL FUNDS (Filer) CIK: 0001004655 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-33 | Film No.: 171045057

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD SCOTTSDALE FUNDS (Filer) CIK: 0001021882 (see all company filings)

IRS No.: 232439140 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14691-06 | Film No.: 171045066

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MASSACHUSETTS TAX-EXEMPT FUNDS (Filer) CIK: 0001070414 (see all company filings)

IRS No.: 232975858 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14691-16 | Film No.: 171045076

Mailing Address
Business Address PO BOX 2600 VALLEY FORGE PA 19482
VANGUARD MARKETING CORP (Filer) CIK: 0001114858 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14691-30 | Film No.: 171045079

Mailing Address P.O. BOX 2600 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 VALLEY FORGE PA 19482 610-669-1000
Vanguard Montgomery Funds (Filer) CIK: 0001409957 (see all company filings)

IRS No.: 261082315 | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14691-14 | Film No.: 171045074

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106695410
Vanguard Charlotte Funds (Filer) CIK: 0001532203 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14691-26 | Film No.: 171045086