0000932471-17-004462.txt : 20170627
0000932471-17-004462.hdr.sgml : 20170627
20170627095651
ACCESSION NUMBER: 0000932471-17-004462
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170430
FILED AS OF DATE: 20170627
DATE AS OF CHANGE: 20170627
EFFECTIVENESS DATE: 20170627
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANGUARD WINDSOR FUNDS
CENTRAL INDEX KEY: 0000107606
IRS NUMBER: 510082711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00834
FILM NUMBER: 17931318
BUSINESS ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
BUSINESS PHONE: 6106691000
MAIL ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD WINDSOR FUNDS/
DATE OF NAME CHANGE: 20011121
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC
DATE OF NAME CHANGE: 19931203
FORMER COMPANY:
FORMER CONFORMED NAME: WINDSOR FUNDS INC
DATE OF NAME CHANGE: 19920703
0000107606
S000004417
Vanguard Windsor Fund
C000012178
Investor Shares
VWNDX
C000012179
Admiral Shares
VWNEX
0000107606
S000004418
Vanguard Windsor II Fund
C000012180
Investor Shares
VWNFX
C000012181
Admiral Shares
VWNAX
NSAR-A
1
answer04-30-2017.fil
VANGUARD WINDSOR NSAR
PAGE 1
000 A000000 04/30/2017
000 C000000 0000107606
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 VANGUARD WINDSOR FUNDS
001 B000000 811-834
001 C000000 6106691000
002 A000000 100 VANGUARD BOULEVARD
002 B000000 MALVERN
002 C000000 PA
002 D010000 19355
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 2
007 C010100 1
007 C020100 VANGUARD WINDSOR FUND
007 C030100 N
007 C010200 2
007 C020200 VANGUARD WINDSOR II FUND
007 C030200 N
008 A000101 WELLINGTON MANAGEMENT COMPANY, LLP
008 B000101 A
008 C000101 801-15908
008 D010101 BOSTON
008 D020101 MA
008 D030101 02109
008 A000102 PZENA INVESTMENT MANAGEMENT, LLC
008 B000102 A
008 C000102 801-50838
008 D010102 NEW YORK
008 D020102 NY
008 D030102 10036
008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC.
008 B000201 A
008 C000201 801-31237
008 D010201 DALLAS
008 D020201 TX
008 D030201 75201
008 A000202 LAZARD ASSET MANAGEMENT LLC
008 B000202 A
008 C000202 801-61701
008 D010202 NEW YORK
008 D020202 NY
PAGE 2
008 D030202 10112
008 A000203 THE VANGUARD GROUP, INC.
008 B000203 A
008 C000203 801-11953
008 D010203 MALVERN
008 D020203 PA
008 D030203 19355
008 A000204 HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
008 B000204 A
008 C000204 801-60512
008 D010204 LOS ANGELES
008 D020204 CA
008 D030204 90017
008 A000205 SANDERS CAPITAL, LLC
008 B000205 A
008 C000205 801-70661
008 D010205 NEW YORK
008 D020205 NY
008 D030205 10022
010 A00AA01 THE VANGUARD GROUP, INC.
010 B00AA01 801-11953
010 C01AA01 MALVERN
010 C02AA01 PA
010 C03AA01 19355
011 A00AA01 VANGUARD MARKETING CORP.
011 B00AA01 8-21570
011 C01AA01 MALVERN
011 C02AA01 PA
011 C03AA01 19355
012 A00AA01 THE VANGUARD GROUP, INC.
012 B00AA01 84-772
012 C01AA01 MALVERN
012 C02AA01 PA
012 C03AA01 19355
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 PHILADELPHIA
013 B02AA01 PA
013 B03AA01 19103
014 A00AA01 VANGUARD MARKETING CORP.
014 B00AA01 8-21570
015 A00AA01 BROWN BROTHERS HARRIMAN & CO.
015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
015 C03AA01 02110
015 E01AA01 X
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 197
019 C00AA00 VANGUARDGR
020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
PAGE 3
020 B000001 13-5674085
020 C000001 1602
020 A000002 Abel Noser Corp (USE THIS ONE)
020 B000002 13-2833083
020 C000002 1052
020 A000003 MORGAN STANLEY
020 B000003 13-2655998
020 C000003 764
020 A000004 Sanford C Bernstein & CO (USE THIS ONE)
020 B000004 13-4132953
020 C000004 729
020 A000005 CITIGROUP GLOBAL MARKETS, INC.
020 B000005 13-2919773
020 C000005 700
020 A000006 LIQUIDNET, INC.
020 B000006 13-4095933
020 C000006 585
020 A000007 Weeden & Co., L.P.
020 B000007 13-3364318
020 C000007 449
020 A000008 CREDIT SUISSE SECURITIES (USA) LLC
020 B000008 13-5659485
020 C000008 441
020 A000009 J.P. MORGAN SECURITIES INC.
020 B000009 13-3224016
020 C000009 431
020 A000010 UBS FINANCIAL SERVICES INC.
020 B000010 13-2638166
020 C000010 399
021 000000 6423
022 A000001 VANGUARD MARKET LIQUIDITY FUND
022 B000001 20-0961056
022 C000001 10471682
022 D000001 10147426
022 A000002 Bank of America
022 B000002 56-2058405
022 C000002 15585400
022 D000002 0
022 A000003 GOLDMAN, SACHS & CO.
022 B000003 13-5108880
022 C000003 203632
022 D000003 59628
022 A000004 ISI Group Inc.
022 C000004 110323
022 D000004 20387
022 A000005 J.P. MORGAN SECURITIES INC.
022 B000005 13-3224016
022 C000005 58678
022 D000005 66255
022 A000006 BARCLAYS CAPITAL INC.
022 B000006 13-3410233
PAGE 4
022 C000006 39188
022 D000006 66159
022 A000007 UBS SECURITIES LLC
022 B000007 13-3873456
022 C000007 53502
022 D000007 50758
022 A000008 MORGAN STANLEY
022 B000008 13-2655998
022 C000008 47463
022 D000008 52261
022 A000009 DEUTSCHE BANK SECURITIES INC.
022 B000009 13-2730828
022 C000009 80810
022 D000009 14447
022 A000010 CREDIT SUISSE SECURITIES (USA) LLC
022 B000010 13-5659485
022 C000010 19768
022 D000010 72997
023 C000000 27151384
023 D000000 10953224
024 000100 Y
024 000200 Y
025 A000101 Bank of America
025 B000101 56-2058405
025 C000101 E
025 D000101 382527
025 A000102 CITIGROUP GLOBAL MARKETS, INC.
025 B000102 13-2919773
025 C000102 E
025 D000102 345095
025 A000103 MORGAN STANLEY
025 B000103 13-2655998
025 C000103 E
025 D000103 114577
025 A000104 GOLDMAN, SACHS & CO.
025 B000104 13-5108880
025 C000104 E
025 D000104 110451
025 A000105 J.P. MORGAN SECURITIES INC.
025 B000105 13-3224016
025 C000105 E
025 D000105 161345
025 A000106 Bank of America
025 B000106 56-2058405
025 C000106 D
025 D000106 128500
025 A000107 UBS SECURITIES LLC
025 B000107 13-3873456
025 C000107 E
025 D000107 86131
025 A000201 Bank of America
PAGE 5
025 B000201 56-2058405
025 C000201 E
025 D000201 1287215
025 A000202 J.P. MORGAN SECURITIES INC.
025 B000202 13-3224016
025 C000202 E
025 D000202 1091390
025 A000203 CITIGROUP GLOBAL MARKETS, INC.
025 B000203 13-2919773
025 C000203 E
025 D000203 1240347
025 A000204 MORGAN STANLEY
025 B000204 13-2655998
025 C000204 E
025 D000204 216746
025 A000205 BARCLAYS CAPITAL INC.
025 B000205 13-3410233
025 C000205 E
025 D000205 99477
025 A000206 GOLDMAN, SACHS & CO.
025 B000206 13-5108880
025 C000206 E
025 D000206 73463
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
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026 G020000 Y
026 H000000 N
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PAGE 6
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028 G020200 2962044
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029 00AA00 N
030 A00AA00 0
030 B00AA00 0.00
030 C00AA00 0.00
031 A00AA00 0
031 B00AA00 0
032 00AA00 0
033 00AA00 0
034 00AA00 N
035 00AA00 0
036 B00AA00 0
PAGE 7
037 000100 N
037 000200 N
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038 000200 0
039 000100 Y
039 000200 Y
040 000100 N
040 000200 N
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042 C000100 0
042 D000100 0
042 E000100 0
042 F000100 0
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PAGE 8
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048 K020200 0.000
049 000100 N
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054 C000100 N
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054 E000100 N
054 F000100 N
054 G000100 N
054 H000100 N
054 I000100 N
054 J000100 N
054 K000100 N
054 L000100 N
PAGE 9
054 M000100 N
054 N000100 N
054 O000100 N
054 A000200 N
054 B000200 N
054 C000200 N
054 D000200 N
054 E000200 N
054 F000200 N
054 G000200 N
054 H000200 N
054 I000200 N
054 J000200 N
054 K000200 N
054 L000200 N
054 M000200 N
054 N000200 N
054 O000200 N
055 A000100 N
055 B000100 N
055 A000200 N
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PAGE 10
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068 B000100 N
068 A000200 N
068 B000200 N
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069 000200 N
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PAGE 11
070 M010100 Y
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070 Q020100 N
070 R010100 Y
070 R020100 N
070 A010200 Y
070 A020200 N
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070 B020200 N
070 C010200 Y
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070 E010200 Y
070 E020200 N
070 F010200 Y
070 F020200 Y
070 G010200 Y
070 G020200 N
070 H010200 Y
070 H020200 N
070 I010200 Y
070 I020200 N
070 J010200 Y
070 J020200 N
070 K010200 Y
070 K020200 Y
070 L010200 Y
070 L020200 Y
070 M010200 Y
070 M020200 Y
070 N010200 Y
070 N020200 Y
070 O010200 Y
070 O020200 N
070 P010200 Y
070 P020200 Y
070 Q010200 Y
070 Q020200 N
070 R010200 Y
070 R020200 N
071 A000100 2300169
071 B000100 3020865
071 C000100 17381419
PAGE 12
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PAGE 13
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PAGE 14
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PAGE 15
077 I000000 N
077 J000000 N
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077 M000000 N
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SIGNATURE CHARLES SIMPKINS
TITLE MANAGER
EX-99
2
3.q773windsor043117.txt
SUPPLEMENTAL
EXHIBIT 77Q3 TO FORM N-SAR
Registrant Name: Vanguard Windsor Fund(s)
File Number: 811-00834
Registrant CIK Number: 0000107606
Items 72, 73 and 74
Because the electronic format for filing Form N-SAR does not provide
adequate space for responding to Items 72 through 74 completely, the Registrant
has set forth in their entirety the complete responses to the indicated Items or
Sub-Items below, in accordance with verbal instructions provided to the
Registrant by the staff of the Commission on September 20, 2002, and September
23, 2002.
Series 1 Identifier S000004417 Windsosr Fund
Class 1 SEC Identifier C000012178
Class 2 SEC Identifier C000012179
Item 73
Distributions per share for which record date passed during the period:
B) 1. Distributions of capital gains $.595
2. Distributions of capital gains from a second class of open-end
company shares $2.007
Series 2 Identifier S000004418 Windsor II
Class 1 SEC Identifier C000012180
Class 2 SEC Identifier C000012181
Item 73
Distributions per share for which record date passed during the period:
B) 1. Distributions of capital gains $1.966
2. Distributions of capital gains from a second class of open-end
company shares $3.488