0000932471-16-013743.txt : 20160627
0000932471-16-013743.hdr.sgml : 20160627
20160627133212
ACCESSION NUMBER: 0000932471-16-013743
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160430
FILED AS OF DATE: 20160627
DATE AS OF CHANGE: 20160627
EFFECTIVENESS DATE: 20160627
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANGUARD WINDSOR FUNDS
CENTRAL INDEX KEY: 0000107606
IRS NUMBER: 510082711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00834
FILM NUMBER: 161732915
BUSINESS ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
BUSINESS PHONE: 6106691000
MAIL ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD WINDSOR FUNDS/
DATE OF NAME CHANGE: 20011121
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC
DATE OF NAME CHANGE: 19931203
FORMER COMPANY:
FORMER CONFORMED NAME: WINDSOR FUNDS INC
DATE OF NAME CHANGE: 19920703
0000107606
S000004417
Vanguard Windsor Fund
C000012178
Investor Shares
VWNDX
C000012179
Admiral Shares
VWNEX
0000107606
S000004418
Vanguard Windsor II Fund
C000012180
Investor Shares
VWNFX
C000012181
Admiral Shares
VWNAX
NSAR-A
1
answer04-30-16.fil
WINDSOR NSAR
PAGE 1
000 A000000 04/30/2016
000 C000000 0000107606
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 VANGUARD WINDSOR FUNDS
001 B000000 811-834
001 C000000 6106691000
002 A000000 100 VANGUARD BOULEVARD
002 B000000 MALVERN
002 C000000 PA
002 D010000 19355
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 2
007 C010100 1
007 C020100 VANGUARD WINDSOR FUND
007 C030100 N
007 C010200 2
007 C020200 VANGUARD WINDSOR II FUND
007 C030200 N
008 A000101 WELLINGTON MANAGEMENT COMPANY, LLP
008 B000101 A
008 C000101 801-15908
008 D010101 BOSTON
008 D020101 MA
008 D030101 02109
008 A000102 PZENA INVESTMENT MANAGEMENT, LLC
008 B000102 A
008 C000102 801-50838
008 D010102 NEW YORK
008 D020102 NY
008 D030102 10036
008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC.
008 B000201 A
008 C000201 801-31237
008 D010201 DALLAS
008 D020201 TX
008 D030201 75201
008 A000202 DELETE
008 A000203 LAZARD ASSET MANAGEMENT LLC
008 B000203 A
008 C000203 801-61701
008 D010203 NEW YORK
PAGE 2
008 D020203 NY
008 D030203 10112
008 A000204 THE VANGUARD GROUP, INC.
008 B000204 A
008 C000204 801-11953
008 D010204 MALVERN
008 D020204 PA
008 D030204 19355
008 A000205 HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
008 B000205 A
008 C000205 801-60512
008 D010205 LOS ANGELES
008 D020205 CA
008 D030205 90017
008 A000206 SANDERS CAPITAL, LLC
008 B000206 A
008 C000206 801-70661
008 D010206 NEW YORK
008 D020206 NY
008 D030206 10022
010 A00AA01 THE VANGUARD GROUP, INC.
010 B00AA01 801-11953
010 C01AA01 MALVERN
010 C02AA01 PA
010 C03AA01 19355
011 A00AA01 VANGUARD MARKETING CORP.
011 B00AA01 8-21570
011 C01AA01 MALVERN
011 C02AA01 PA
011 C03AA01 19355
012 A00AA01 THE VANGUARD GROUP, INC.
012 B00AA01 84-772
012 C01AA01 MALVERN
012 C02AA01 PA
012 C03AA01 19355
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 PHILADELPHIA
013 B02AA01 PA
013 B03AA01 19103
014 A00AA01 VANGUARD MARKETING CORP.
014 B00AA01 8-21570
015 A00AA01 BROWN BROTHERS HARRIMAN & CO.
015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
015 C03AA01 02110
015 E01AA01 X
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 198
019 C00AA00 VANGUARDGR
PAGE 3
020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
020 B000001 13-5674085
020 C000001 1325
020 A000002 CITIGROUP GLOBAL MARKETS, INC.
020 B000002 13-2919773
020 C000002 877
020 A000003 CREDIT SUISSE SECURITIES (USA) LLC
020 B000003 13-5659485
020 C000003 791
020 A000004 Weeden & Co., L.P.
020 B000004 13-3364318
020 C000004 781
020 A000005 BARCLAYS CAPITAL INC.
020 B000005 13-3410233
020 C000005 623
020 A000006 J.P. MORGAN SECURITIES INC.
020 B000006 13-3224016
020 C000006 571
020 A000007 Bernstein (Sanford C.) & Co., Inc.
020 B000007 13-2625874
020 C000007 540
020 A000008 MORGAN STANLEY
020 B000008 13-2655998
020 C000008 516
020 A000009 Bloomberg Tradebook LLC
020 C000009 425
020 A000010 LIQUIDNET, INC.
020 B000010 13-4095933
020 C000010 395
021 000000 10732
022 A000001 VANGUARD MARKET LIQUIDITY FUND
022 B000001 20-0961056
022 C000001 6750822
022 D000001 7551470
022 A000002 GOLDMAN, SACHS & CO.
022 B000002 13-5108880
022 C000002 136466
022 D000002 96212
022 A000003 MORGAN STANLEY
022 B000003 13-2655998
022 C000003 53289
022 D000003 113927
022 A000004 BARCLAYS CAPITAL INC.
022 B000004 13-3410233
022 C000004 51390
022 D000004 54728
022 A000005 DEUTSCHE BANK SECURITIES INC.
022 B000005 13-2730828
022 C000005 76223
022 D000005 25127
022 A000006 UBS SECURITIES LLC
PAGE 4
022 B000006 13-3873456
022 C000006 40222
022 D000006 36138
022 A000007 J.P. MORGAN SECURITIES INC.
022 B000007 13-3224016
022 C000007 19799
022 D000007 36875
022 A000008 LIQUIDNET, INC.
022 B000008 13-4095933
022 C000008 27340
022 D000008 27972
022 A000009 JEFFERIES & COMPANY, INC.
022 B000009 95-2622900
022 C000009 27743
022 D000009 18613
022 A000010 BANC OF AMERICA SECURITIES LLC
022 B000010 56-2058405
022 C000010 17200984
022 D000010 0
023 C000000 24542539
023 D000000 8181690
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024 000200 Y
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025 C000101 E
025 D000101 87448
025 A000102 CITIGROUP GLOBAL MARKETS, INC.
025 B000102 13-2919773
025 C000102 E
025 D000102 316726
025 A000103 MORGAN STANLEY
025 B000103 13-2655998
025 C000103 E
025 D000103 99514
025 A000104 J.P. MORGAN SECURITIES INC.
025 B000104 13-3224016
025 C000104 E
025 D000104 147281
025 A000105 BANC OF AMERICA SECURITIES LLC
025 B000105 56-2058405
025 C000105 E
025 D000105 253894
025 A000106 GOLDMAN, SACHS & CO.
025 B000106 13-5108880
025 C000106 E
025 D000106 102126
025 A000107 Bank of America
025 B000107 56-2058405
025 C000107 D
025 D000107 97600
PAGE 5
025 A000201 J.P. MORGAN SECURITIES INC.
025 B000201 13-3224016
025 C000201 E
025 D000201 1300676
025 A000202 CITIGROUP GLOBAL MARKETS, INC.
025 B000202 13-2919773
025 C000202 E
025 D000202 955013
025 A000203 GOLDMAN, SACHS & CO.
025 B000203 13-5108880
025 C000203 E
025 D000203 140347
025 A000204 BARCLAYS CAPITAL INC.
025 B000204 13-3410233
025 C000204 E
025 D000204 91208
025 A000205 MORGAN STANLEY
025 B000205 13-2655998
025 C000205 E
025 D000205 106200
025 A000206 BANC OF AMERICA SECURITIES LLC
025 B000206 56-2058405
025 C000206 E
025 D000206 1141168
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026 B000000 Y
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PAGE 6
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PAGE 7
036 B00AA00 0
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PAGE 8
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054 E000100 N
054 F000100 N
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054 L000100 N
054 M000100 N
054 N000100 N
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PAGE 9
054 A000200 N
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054 D000200 N
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054 G000200 N
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PAGE 10
063 A00AA00 0
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PAGE 11
070 B010200 Y
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070 R020200 N
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PAGE 12
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PAGE 13
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PAGE 14
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SIGNATURE JOSH DORRELL
TITLE MANAGER
EX-99
2
q773windsor043016.txt
SUPPLEMENTAL
EXHIBIT 77Q3 TO FORM N-SAR
Registrant Name: Vanguard Windsor Fund(s)
File Number: 811-00834
Registrant CIK Number: 0000107606
Items 72, 73 and 74
Because the electronic format for filing Form N-SAR does not provide
adequate space for responding to Items 72 through 74 completely, the Registrant
has set forth in their entirety the complete responses to the indicated Items or
Sub-Items below, in accordance with verbal instructions provided to the
Registrant by the staff of the Commission on September 20, 2002, and September
23, 2002.
Series 1 Identifier S000004417
Class 1 SEC Identifier C000012178
Class 2 SEC Identifier C000012179
Item 73
Distributions per share for which record date passed during the period:
B) 1. Distributions of capital gains $1.269
2. Distributions of capital gains from a second class of open-end
company shares $4.279
Series 2 Identifier S000004418
Class 1 SEC Identifier C000012180
Class 2 SEC Identifier C000012181
Item 73
Distributions per share for which record date passed during the period:
B) 1. Distributions of capital gains $1.862
2. Distributions of capital gains from a second class of open-end
company shares $3.303