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Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0000932471-15-007273
Filing Date
2015-10-09
Accepted
2015-10-09 12:17:40
Documents
2
Confirming Copy
 

Document Format Files

Seq Description Document Type Size
1 activeetfapp_amend3clean.htm 40-APP/A 215915
4 oct9thresponsetoseccommex1x1.jpg GRAPHIC 2379
  Complete submission text file 0000932471-15-007273.txt   246638
Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD EXPLORER FUND (Filer) CIK: 0000034066 (see all company filings)

IRS No.: 510106626 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-30

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD INDEX FUNDS (Filer) CIK: 0000036405 (see all company filings)

IRS No.: 231999755 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-26

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WORLD FUND (Filer) CIK: 0000052848 (see all company filings)

IRS No.: 046035483 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14287-01

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MORGAN GROWTH FUND (Filer) CIK: 0000068138 (see all company filings)

IRS No.: 510108190 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-18

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482-2600
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482-2600 6106691000
VANGUARD GROUP INC (Filer) CIK: 0000102909 (see all company filings)

IRS No.: 231945930 | State of Incorp.: PA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WELLESLEY INCOME FUND (Filer) CIK: 0000105544 (see all company filings)

IRS No.: 231711688 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-05

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WELLINGTON FUND (Filer) CIK: 0000105563 (see all company filings)

IRS No.: 510071687 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-04

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD FIXED INCOME SECURITIES FUNDS (Filer) CIK: 0000106444 (see all company filings)

IRS No.: 231899003 | State of Incorp.: DE | Fiscal Year End: 0131
Type: 40-APP/A | Act: 40 | File No.: 812-14287-28

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MONEY MARKET RESERVES (Filer) CIK: 0000106830 (see all company filings)

IRS No.: 236607979 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14287-21

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WINDSOR FUNDS (Filer) CIK: 0000107606 (see all company filings)

IRS No.: 510082711 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-02

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MUNICIPAL BOND FUNDS (Filer) CIK: 0000225997 (see all company filings)

IRS No.: 232022170 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-19

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD TRUSTEES' EQUITY FUND (Filer) CIK: 0000313850 (see all company filings)

IRS No.: 232120820 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-08

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD SPECIALIZED FUNDS (Filer) CIK: 0000734383 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0131
Type: 40-APP/A | Act: 40 | File No.: 812-14287-11

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD STAR FUNDS (Filer) CIK: 0000736054 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-10

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CHESTER FUNDS (Filer) CIK: 0000752177 (see all company filings)

IRS No.: 232311358 | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-33

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CALIFORNIA TAX-FREE FUNDS (Filer) CIK: 0000783401 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-35

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD NEW YORK TAX-FREE FUNDS (Filer) CIK: 0000788599 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-16

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD PENNSYLVANIA TAX-FREE FUNDS (Filer) CIK: 0000788606 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-14

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD CONVERTIBLE SECURITIES FUND (Filer) CIK: 0000791107 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-31

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD BOND INDEX FUNDS (Filer) CIK: 0000794105 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-36

Mailing Address 100 VANGUARD BLVD PO BOX 2600 VALLEY FORGE PA 19482
Business Address 100 VANGUARD BLVD P O BOX 2600 MALVERN PA 19355 6106691000
VANGUARD QUANTITATIVE FUNDS / (Filer) CIK: 0000799127 (see all company filings)

IRS No.: 000000000 | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-13

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD NEW JERSEY TAX-FREE FUNDS (Filer) CIK: 0000821404 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-17

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD FENWAY FUNDS (Filer) CIK: 0000826473 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-29

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MALVERN FUNDS (Filer) CIK: 0000836906 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 0930
Type: 40-APP/A | Act: 40 | File No.: 812-14287-23

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS (Filer) CIK: 0000857489 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-24

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD VARIABLE INSURANCE FUNDS (Filer) CIK: 0000857490 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-06

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD OHIO TAX-FREE FUNDS (Filer) CIK: 0000862341 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-15

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P O BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD VALLEY FORGE FUNDS (Filer) CIK: 0000889519 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-07

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600, V26 VALLEY FORGE PA 19482 6106691000
VANGUARD ADMIRAL FUNDS (Filer) CIK: 0000891190 (see all company filings)

IRS No.: 232696041 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14287-37

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD TAX-MANAGED FUNDS (Filer) CIK: 0000923202 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MD | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14287-09

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P O BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD HORIZON FUNDS (Filer) CIK: 0000932471 (see all company filings)

IRS No.: 232787277 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-27

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD WHITEHALL FUNDS (Filer) CIK: 0001004655 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-03

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD SCOTTSDALE FUNDS (Filer) CIK: 0001021882 (see all company filings)

IRS No.: 232439140 | State of Incorp.: DE | Fiscal Year End: 0831
Type: 40-APP/A | Act: 40 | File No.: 812-14287-12

Mailing Address PO BOX 2600 V26 VALLEY FORGE PA 19482
Business Address PO BOX 2600 V26 VALLEY FORGE PA 19482 6106691000
VANGUARD MASSACHUSETTS TAX-EXEMPT FUNDS (Filer) CIK: 0001070414 (see all company filings)

IRS No.: 232975858 | State of Incorp.: DE | Fiscal Year End: 1130
Type: 40-APP/A | Act: 40 | File No.: 812-14287-22

Mailing Address
Business Address PO BOX 2600 VALLEY FORGE PA 19482
VANGUARD MARKETING CORP (Filer) CIK: 0001114858 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14287-38

Mailing Address P.O. BOX 2600 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 VALLEY FORGE PA 19482 610-669-1000
Vanguard Montgomery Funds (Filer) CIK: 0001409957 (see all company filings)

IRS No.: 261082315 | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14287-20

Mailing Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482
Business Address P.O. BOX 2600 V26 VALLEY FORGE PA 19482 6106695410
Vanguard Charlotte Funds (Filer) CIK: 0001532203 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1031
Type: 40-APP/A | Act: 40 | File No.: 812-14287-34