0000932471-14-005905.txt : 20140627
0000932471-14-005905.hdr.sgml : 20140627
20140626095150
ACCESSION NUMBER: 0000932471-14-005905
CONFORMED SUBMISSION TYPE: NSAR-A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140430
FILED AS OF DATE: 20140626
DATE AS OF CHANGE: 20140626
EFFECTIVENESS DATE: 20140626
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANGUARD WINDSOR FUNDS
CENTRAL INDEX KEY: 0000107606
IRS NUMBER: 510082711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00834
FILM NUMBER: 14941589
BUSINESS ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
BUSINESS PHONE: 6106691000
MAIL ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD WINDSOR FUNDS/
DATE OF NAME CHANGE: 20011121
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC
DATE OF NAME CHANGE: 19931203
FORMER COMPANY:
FORMER CONFORMED NAME: WINDSOR FUNDS INC
DATE OF NAME CHANGE: 19920703
0000107606
S000004417
Vanguard Windsor Fund
C000012178
Investor Shares
VWNDX
C000012179
Admiral Shares
VWNEX
0000107606
S000004418
Vanguard Windsor II Fund
C000012180
Investor Shares
VWNFX
C000012181
Admiral Shares
VWNAX
NSAR-A
1
answer043014.fil
ANSWER FILE
PAGE 1
000 A000000 04/30/2014
000 C000000 0000107606
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 VANGUARD WINDSOR FUNDS
001 B000000 811-834
001 C000000 6106691000
002 A000000 100 VANGUARD BOULEVARD
002 B000000 MALVERN
002 C000000 PA
002 D010000 19355
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 2
007 C010100 1
007 C020100 VANGUARD WINDSOR FUND
007 C030100 N
007 C010200 2
007 C020200 VANGUARD WINDSOR II FUND
007 C030200 N
008 A000101 WELLINGTON MANAGEMENT COMPANY, LLP
008 B000101 A
008 C000101 801-15908
008 D010101 BOSTON
008 D020101 MA
008 D030101 02109
008 A000102 PZENA INVESTMENT MANAGEMENT, LLC
008 B000102 A
008 C000102 801-50838
008 D010102 NEW YORK
008 D020102 NY
008 D030102 10036
008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC.
008 B000201 A
008 C000201 801-31237
008 D010201 DALLAS
008 D020201 TX
008 D030201 75201
008 A000202 DELETE
008 A000203 LAZARD ASSET MANAGEMENT LLC
008 B000203 A
008 C000203 801-61701
008 D010203 NEW YORK
PAGE 2
008 D020203 NY
008 D030203 10112
008 A000204 THE VANGUARD GROUP, INC.
008 B000204 A
008 C000204 801-11953
008 D010204 MALVERN
008 D020204 PA
008 D030204 19355
008 A000205 HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
008 B000205 A
008 C000205 801-60512
008 D010205 LOS ANGELES
008 D020205 CA
008 D030205 90017
008 A000206 SANDERS CAPITAL, LLC
008 B000206 A
008 C000206 801-70661
008 D010206 NEW YORK
008 D020206 NY
008 D030206 10022
010 A00AA01 THE VANGUARD GROUP, INC.
010 B00AA01 801-11953
010 C01AA01 MALVERN
010 C02AA01 PA
010 C03AA01 19355
011 A00AA01 VANGUARD MARKETING CORP.
011 B00AA01 8-21570
011 C01AA01 MALVERN
011 C02AA01 PA
011 C03AA01 19355
012 A00AA01 THE VANGUARD GROUP, INC.
012 B00AA01 84-772
012 C01AA01 MALVERN
012 C02AA01 PA
012 C03AA01 19355
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 PHILADELPHIA
013 B02AA01 PA
013 B03AA01 19103
014 A00AA01 VANGUARD MARKETING CORP.
014 B00AA01 8-21570
015 A00AA01 BROWN BROTHERS HARRIMAN & CO.
015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
015 C03AA01 02110
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 178
019 C00AA00 VANGUARDGR
020 A000001 FRANK RUSSELL SECURITIES, INC.
PAGE 3
020 B000001 91-0604934
020 C000001 1082
020 A000002 UBS SECURITIES LLC
020 B000002 13-3873456
020 C000002 997
020 A000003 J.P. MORGAN SECURITIES INC.
020 B000003 13-3224016
020 C000003 873
020 A000004 CREDIT SUISSE SECURITIES (USA) LLC
020 B000004 13-5659485
020 C000004 723
020 A000005 MORGAN STANLEY
020 B000005 13-2655998
020 C000005 689
020 A000006 CITIGROUP GLOBAL MARKETS, INC.
020 B000006 13-2919773
020 C000006 648
020 A000007 Weeden & Co., L.P.
020 B000007 13-3364318
020 C000007 636
020 A000008 BARCLAYS CAPITAL INC.
020 B000008 13-3410233
020 C000008 613
020 A000009 Bernstein (Sanford C.) & Co., Inc.
020 B000009 13-2625874
020 C000009 593
020 A000010 ISI Group
020 C000010 433
021 000000 11937
022 A000001 BANC OF AMERICA SECURITIES LLC
022 B000001 56-2058405
022 C000001 20689100
022 D000001 0
022 A000002 VANGUARD MARKET LIQUIDITY FUND
022 B000002 20-0961056
022 C000002 4897690
022 D000002 5090195
022 A000003 J.P. MORGAN SECURITIES INC.
022 B000003 13-3224016
022 C000003 162183
022 D000003 36242
022 A000004 GOLDMAN, SACHS & CO.
022 B000004 13-5108880
022 C000004 97627
022 D000004 78458
022 A000005 CREDIT SUISSE SECURITIES (USA) LLC
022 B000005 13-5659485
022 C000005 24775
022 D000005 89440
022 A000006 MORGAN STANLEY
022 B000006 13-2655998
PAGE 4
022 C000006 59898
022 D000006 38343
022 A000007 BARCLAYS CAPITAL INC.
022 B000007 13-3410233
022 C000007 31465
022 D000007 36294
022 A000008 CITIGROUP GLOBAL MARKETS, INC.
022 B000008 13-2919773
022 C000008 31604
022 D000008 27329
022 A000009 ITG, INC.
022 B000009 95-4339369
022 C000009 49210
022 D000009 7342
022 A000010 UBS SECURITIES LLC
022 B000010 13-3873456
022 C000010 24439
022 D000010 21802
023 C000000 26251310
023 D000000 5574637
024 000100 Y
024 000200 Y
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025 B000101 56-2058405
025 C000101 E
025 D000101 196264
025 A000102 GOLDMAN, SACHS & CO.
025 B000102 13-5108880
025 C000102 E
025 D000102 101973
025 A000103 J.P. MORGAN SECURITIES INC.
025 B000103 13-3224016
025 C000103 E
025 D000103 118126
025 A000104 MORGAN STANLEY
025 B000104 13-2655998
025 C000104 E
025 D000104 101286
025 A000105 BANC OF AMERICA SECURITIES LLC
025 B000105 56-2058405
025 C000105 D
025 D000105 162300
025 A000106 UBS SECURITIES LLC
025 B000106 13-3873456
025 C000106 E
025 D000106 106927
025 A000107 CITIGROUP GLOBAL MARKETS, INC.
025 B000107 13-2919773
025 C000107 E
025 D000107 348271
025 A000201 J.P. MORGAN SECURITIES INC.
PAGE 5
025 B000201 13-3224016
025 C000201 E
025 D000201 1262366
025 A000202 DELETE
025 D000202 0
025 A000203 GOLDMAN, SACHS & CO.
025 B000203 13-5108880
025 C000203 E
025 D000203 106277
025 A000204 BARCLAYS CAPITAL INC.
025 B000204 13-3410233
025 C000204 E
025 D000204 115603
025 A000205 MORGAN STANLEY
025 B000205 13-2655998
025 C000205 E
025 D000205 184525
025 A000206 BANC OF AMERICA SECURITIES LLC
025 B000206 56-2058405
025 C000206 E
025 D000206 846622
025 A000207 CITIGROUP GLOBAL MARKETS, INC.
025 B000207 13-2919773
025 C000207 E
025 D000207 994489
026 A000000 N
026 B000000 Y
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
054 O000100 N
054 A000200 N
054 B000200 N
054 C000200 N
054 D000200 N
054 E000200 N
054 F000200 N
054 G000200 N
054 H000200 N
054 I000200 N
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PAGE 10
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PAGE 11
070 A020200 N
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PAGE 12
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PAGE 13
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PAGE 14
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SIGNATURE WILLIAM GESSIG
TITLE MANAGER
EX-99
2
q773windsorII43014.txt
SUPPLEMENTARY DATA
EXHIBIT 77Q3 TO FORM N-SAR
Registrant Name: Vanguard Windsor Fund(s)
File Number: 811-00834
Registrant CIK Number: 0000107606
Items 72, 73 and 74
Because the electronic format for filing Form N-SAR does not provide
adequate space for responding to Items 72 through 74 completely, the Registrant
has set forth in their entirety the complete responses to the indicated Items or
Sub-Items below, in accordance with verbal instructions provided to the
Registrant by the staff of the Commission on September 20, 2002, and September
23, 2002.
Series 1 Identifier S000004418
Class 1 SEC Identifier C000012180
Class 2 SEC Identifier C000012181
Item 73
Distributions per share for which record date passed during the period:
B) 1. Distributions of capital gains $0.797
2. Distributions of capital gains from a second class of open-end
company shares $1.414