0000932471-13-008828.txt : 20131223
0000932471-13-008828.hdr.sgml : 20131223
20131223112222
ACCESSION NUMBER: 0000932471-13-008828
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131031
FILED AS OF DATE: 20131223
DATE AS OF CHANGE: 20131223
EFFECTIVENESS DATE: 20131223
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANGUARD WINDSOR FUNDS
CENTRAL INDEX KEY: 0000107606
IRS NUMBER: 510082711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00834
FILM NUMBER: 131293665
BUSINESS ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
BUSINESS PHONE: 6106691000
MAIL ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD WINDSOR FUNDS/
DATE OF NAME CHANGE: 20011121
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC
DATE OF NAME CHANGE: 19931203
FORMER COMPANY:
FORMER CONFORMED NAME: WINDSOR FUNDS INC
DATE OF NAME CHANGE: 19920703
0000107606
S000004417
Vanguard Windsor Fund
C000012178
Investor Shares
VWNDX
C000012179
Admiral Shares
VWNEX
0000107606
S000004418
Vanguard Windsor II Fund
C000012180
Investor Shares
VWNFX
C000012181
Admiral Shares
VWNAX
NSAR-B
1
answer103113.fil
ANSWER FILE
PAGE 1
000 B000000 10/31/2013
000 C000000 0000107606
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 VANGUARD WINDSOR FUNDS
001 B000000 811-834
001 C000000 6106691000
002 A000000 100 VANGUARD BOULEVARD
002 B000000 MALVERN
002 C000000 PA
002 D010000 19355
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 2
007 C010100 1
007 C020100 VANGUARD WINDSOR FUND
007 C030100 N
007 C010200 2
007 C020200 VANGUARD WINDSOR II FUND
007 C030200 N
008 A000101 WELLINGTON MANAGEMENT COMPANY, LLP
008 B000101 A
008 C000101 801-15908
008 D010101 BOSTON
008 D020101 MA
008 D030101 02109
008 A000102 PZENA INVESTMENT MANAGEMENT, LLC
008 B000102 A
008 C000102 801-50838
008 D010102 NEW YORK
008 D020102 NY
008 D030102 10036
008 A000103 DELETE
008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC.
008 B000201 A
008 C000201 801-31237
008 D010201 DALLAS
008 D020201 TX
008 D030201 75201
008 A000202 ARMSTRONG SHAW ASSOCIATES INC.
008 B000202 A
008 C000202 801-20597
008 D010202 NEW CANAAN
PAGE 2
008 D020202 CT
008 D030202 06840
008 A000203 LAZARD ASSET MANAGEMENT LLC
008 B000203 A
008 C000203 801-61701
008 D010203 NEW YORK
008 D020203 NY
008 D030203 10112
008 A000204 THE VANGUARD GROUP, INC.
008 B000204 A
008 C000204 801-11953
008 D010204 MALVERN
008 D020204 PA
008 D030204 19355
008 A000205 HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
008 B000205 A
008 C000205 801-60512
008 D010205 LOS ANGELES
008 D020205 CA
008 D030205 90017
008 A000206 SANDERS CAPITAL, LLC
008 B000206 A
008 C000206 801-70661
008 D010206 NEW YORK
008 D020206 NY
008 D030206 10022
010 A00AA01 THE VANGUARD GROUP, INC.
010 B00AA01 801-11953
010 C01AA01 MALVERN
010 C02AA01 PA
010 C03AA01 19355
011 A00AA01 VANGUARD MARKETING CORP.
011 B00AA01 8-21570
011 C01AA01 MALVERN
011 C02AA01 PA
011 C03AA01 19355
012 A00AA01 THE VANGUARD GROUP, INC.
012 B00AA01 84-772
012 C01AA01 MALVERN
012 C02AA01 PA
012 C03AA01 19355
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 PHILADELPHIA
013 B02AA01 PA
013 B03AA01 19103
014 A00AA01 VANGUARD MARKETING CORP.
014 B00AA01 8-21570
015 A00AA01 BROWN BROTHERS HARRIMAN & CO.
015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
PAGE 3
015 C03AA01 02110
015 E01AA01 X
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020 C000001 1795
020 A000002 UBS SECURITIES LLC
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020 A000003 FRANK RUSSELL SECURITIES, INC.
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020 A000007 MORGAN STANLEY
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020 C000008 968
020 A000009 GOLDMAN, SACHS & CO.
020 B000009 13-5108880
020 C000009 941
020 A000010 CITIGROUP GLOBAL MARKETS, INC.
020 B000010 13-2919773
020 C000010 858
021 000000 21749
022 A000001 BANC OF AMERICA SECURITIES LLC
022 B000001 56-2058405
022 C000001 40185500
022 D000001 0
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022 B000003 13-5108880
022 C000003 213748
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022 B000004 13-5674085
PAGE 4
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022 D000004 107578
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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PAGE 10
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PAGE 11
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PAGE 12
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PAGE 13
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PAGE 14
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PAGE 15
077 P000000 N
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080 A00AA00 ICI Mutual Insurance Company
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SIGNATURE WILLIAM GESSIG
TITLE MANAGER
EX-99.77B ACCT LTTR
2
b77pwcwindsor103113.txt
ACCOUNTING LETTER
Report of Independent Registered Public Accounting
Firm
To the Board of Trustees of Vanguard Windsor Funds and the
Shareholders of
Vanguard Windsor Fund and
Vanguard Windsor II Fund
In planning and performing our audits of the financial
statements Vanguard Windsor Fund andVanguard Windsor II
Fund (constituting Vanguard Windsor Funds, hereafter referred
to as the ?Trust?) as of and for the year ended October 31, 2013,
in accordance with the standards of the Public Company
Accounting Oversight Board (United States), we considered the
Trust's internal control over financial reporting, including
controls over safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our opinion on
the financial statements and to comply with the requirements of
Form N-SAR, but not for the purpose of expressing an opinion on
the effectiveness of the Trust's internal control over financial
reporting. Accordingly, we do not express an opinion on the
effectiveness of the Trust's internal control over financial
reporting.
The management of the Trust is responsible for establishing and
maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A company?s internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
company's internal control over financial reporting includes
those policies and procedures that (1) pertain to the maintenance
of records that, in reasonable detail, accurately and fairly reflect
the transactions and dispositions of the assets of the company;
(2) provide reasonable assurance that transactions are recorded
as necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and
that receipts and expenditures of the company are being made
only in accordance with authorizations of management and
trustees of the company; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized
acquisition, use or disposition of a company?s assets that could
have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also,
projections of any evaluation of effectiveness to future periods
are subject to the risk that controls may become inadequate
because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the Trust's annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Trust's internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted
no deficiencies in the Trust's internal control over financial
reporting and its operation, including controls over safeguarding
securities that we consider to be material weaknesses as defined
above as of October 31, 2013.
This report is intended solely for the information and use of
management and the Board of Trustees of Vanguard Windsor
Funds and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than
these specified parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
December 12, 2013
2
2