UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-834
NAME OF REGISTRANT: VANGUARD WINDSOR FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2010 - JUNE 30, 2011
FUND: VANGUARD WINDSOR II FUND
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ISSUER: 3M COMPANY
TICKER: MMM CUSIP: 88579Y101
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LINDA G. ALVARADO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT S. MORRISON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROBERT J. ULRICH ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: ABBOTT LABORATORIES
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. LAURANCE FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SAMUEL C. SCOTT III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT POLICY ON PHARMACEUTICAL PRICE SHAREHOLDER YES ABSTAIN AGAINST
RESTRAINT
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ISSUER: ACCENTURE PLC
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ACCEPTANCE, IN A NON-BINDING VOTE, OF ISSUER YES FOR FOR
THE FINANCIAL STATEMENTS FOR THE FIFTEEN MONTH PERIOD
ENDED AUGUST 31, 2010 AS PRESENTED
PROPOSAL #2A: RE-APPOINTMENT OF DIRECTOR: CHARLES H. ISSUER YES FOR FOR
GIANCARLO
PROPOSAL #2B: RE-APPOINTMENT OF DIRECTOR: DENNIS F. ISSUER YES FOR FOR
HIGHTOWER
PROPOSAL #2C: RE-APPOINTMENT OF DIRECTOR: BLYTHE J. ISSUER YES FOR FOR
MCGARVIE
PROPOSAL #2D: RE-APPOINTMENT OF DIRECTOR: MARK MOODY- ISSUER YES FOR FOR
STUART
PROPOSAL #2E: RE-APPOINTMENT OF DIRECTOR: PIERRE ISSUER YES FOR FOR
NANTERME
PROPOSAL #03: RATIFICATION, IN A NON-BINDING VOTE, OF ISSUER YES FOR FOR
APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE
2011 FISCAL YEAR AND AUTHORIZATION, IN A BINDING
VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S REMUNERATION
PROPOSAL #04: APPROVAL, IN A NON-BINDING VOTE, OF THE ISSUER YES FOR FOR
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
PROPOSAL #05: RECOMMENDATION, IN A NON-BINDING VOTE, ISSUER YES ONE YEAR AGAINST
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
PROPOSAL #06: AUTHORIZATION TO HOLD THE 2012 ANNUAL ISSUER YES FOR FOR
GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A
LOCATION OUTSIDE OF IRELAND
PROPOSAL #07: AUTHORIZATION OF ACCENTURE TO MAKE ISSUER YES FOR FOR
OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A
ORDINARY SHARES
PROPOSAL #08: DETERMINATION OF THE PRICE RANGE AT ISSUER YES FOR FOR
WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
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ISSUER: ACE LIMITED
TICKER: ACE CUSIP: H0023R105
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EVAN G. GREENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT LEO F. MULLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT OLIVIER STEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT MICHAEL P. CONNORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT EUGENE B. SHANKS, JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT JOHN A. KROL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.3: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.2: RATIFY RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
AS AUDITORS
PROPOSAL #5.3: RATIFY BDO AG AS SPECIAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
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ISSUER: AETNA INC.
TICKER: AET CUSIP: 00817Y108
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR FRANK M. CLARK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR BETSY Z. COHEN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MOLLY J. COYE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ROGER N. FARAH ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BARBARA HACKMAN FRANKLIN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GERALD GREENWALD ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR EDWARD J. LUDWIG ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOSEPH P. NEWHOUSE ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #18: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: AFLAC INCORPORATED
TICKER: AFL CUSIP: 001055102
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DANIEL P. AMOS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN SHELBY AMOS II ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAUL S. AMOS II ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MICHAEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KRISS CLONINGER III ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ELIZABETH J. HUDSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DOUGLAS W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT B. JOHNSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CHARLES B. KNAPP ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR E. STEPHEN PURDOM ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR BARBARA K. RIMER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR MARVIN R. SCHUSTER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR DAVID GARY THOMPSON ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR ROBERT L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR TAKURO YOSHIDA ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #18: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: ALLIANT ENERGY CORPORATION
TICKER: LNT CUSIP: 018802108
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SINGLETON B. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: ALTRIA GROUP, INC.
TICKER: MO CUSIP: 02209S103
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ELIZABETH E. BAILEY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GERALD L. BALILES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN T. CASTEEN III ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS F. FARRELL II ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR NABIL Y. SAKKAB ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #13: CEASE PRODUCTION OF FLAVORED TOBACCO SHAREHOLDER YES AGAINST FOR
PRODUCTS
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ISSUER: AMEREN CORPORATION
TICKER: AEE CUSIP: 023608102
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. BRAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN M. FITZSIMMONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER J. GALVIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAYLE P.W. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN H. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK T. STOKES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS R. VOSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN R. WILSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACK D. WOODARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DIRECTOR LIABILITY AND ISSUER YES FOR FOR
INDEMNIFICATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON COAL COMBUSTION WASTE HAZARD SHAREHOLDER YES ABSTAIN AGAINST
AND RISK MITIGATION EFFORTS
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ISSUER: AMERICAN EXPRESS COMPANY
TICKER: AXP CUSIP: 025816109
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1.7: DIRECTOR JAN LESCHLY ISSUER YES FOR FOR
PROPOSAL #1.8: DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.9: DIRECTOR RICHARD A. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.10: DIRECTOR EDWARD D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.11: DIRECTOR STEVEN S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.12: DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1.13: DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: AMEND BYLAWS-- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
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ISSUER: AMERICAN FINANCIAL GROUP, INC.
TICKER: AFG CUSIP: 025932104
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CARL H. LINDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL H. LINDNER, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. CRAIG LINDNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH C. AMBRECHT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE H. EMMERICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES E. EVANS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY S. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY G. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM W. VERITY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN I. VON LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES FOR AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
PROPOSAL #8: ADOPT POLICY AND REPORT ON BOARD SHAREHOLDER YES AGAINST FOR
DIVERSITY
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ISSUER: AMERIPRISE FINANCIAL, INC.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. WALKER LEWIS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AMERISOURCEBERGEN CORPORATION
TICKER: ABC CUSIP: 03073E105
MEETING DATE: 2/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF CLASS I DIRECTOR: CHARLES ISSUER YES FOR FOR
H. COTROS
PROPOSAL #1B: ELECTION OF CLASS I DIRECTOR: JANE E. ISSUER YES FOR FOR
HENNEY, M.D.
PROPOSAL #1C: ELECTION OF CLASS I DIRECTOR: R. DAVID ISSUER YES FOR FOR
YOST
PROPOSAL #02: RATIFICATION OF APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: ADVISORY VOTE ON THE COMPENSATION OF ISSUER YES FOR FOR
OUR NAMED EXECUTIVE OFFICERS.
PROPOSAL #04: ADVISORY VOTE ON THE FREQUENCY OF A ISSUER YES ONE YEAR AGAINST
STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
PROPOSAL #05: APPROVAL OF THE AMENDMENT OF ISSUER YES FOR FOR
AMERISOURCEBERGEN'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION.
PROPOSAL #06: APPROVAL OF THE AMERISOURCEBERGEN ISSUER YES FOR FOR
CORPORATION 2011 EMPLOYEE STOCK PURCHASE PLAN.
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ISSUER: AMGEN INC.
TICKER: AMGN CUSIP: 031162100
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANCOIS DE CARBONNEL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR REBECCA M. HENDERSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR FRANK C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR GILBERT S. OMENN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR J. PAUL REASON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: AOL INC.
TICKER: AOL CUSIP: 00184X105
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR TIM ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD DALZELL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KAREN DYKSTRA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ALBERTO IBARGÜEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SUSAN LYNE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PATRICIA MITCHELL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR FREDRIC REYNOLDS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAMES STENGEL ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: APACHE CORPORATION
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR G. STEVEN FARRIS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RANDOLPH M. FERLIC ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR A.D. FRAZIER, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN A. KOCUR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #8: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #9: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: APPLIED MATERIALS, INC.
TICKER: AMAT CUSIP: 038222105
MEETING DATE: 3/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR STEPHEN R. FORREST ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR THOMAS J. IANNOTTI ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR ALEXANDER A. KARSNER ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR GERHARD H. PARKER ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR WILLEM P. ROELANDTS ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR ROBERT H. SWAN ISSUER YES FOR FOR
PROPOSAL #02: AN ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION.
PROPOSAL #03: AN ADVISORY VOTE ON THE FREQUENCY OF AN ISSUER YES ONE YEAR FOR
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
PROPOSAL #04: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ARCH CAPITAL GROUP LTD.
TICKER: ACGL CUSIP: G0450A105
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEWSONG LEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN D. VOLLARO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT F. WORKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. BEVERIDGE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.6: ELECT DIRECTOR DENNIS R. BRAND AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.7: ELECT DIRECTOR KNUD CHRISTENSEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.8: ELECT DIRECTOR GRAHAM B.R. COLLIS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM J. COONEY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN FOGARTY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.11: ELECT DIRECTOR ELIZABETH FULLERTON- ISSUER YES FOR FOR
ROME AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
SUBSIDIARIES
PROPOSAL #1.12: ELECT DIRECTOR RUTGER H.W. ISSUER YES FOR FOR
FUNNEKOTTER AS DESIGNATED COMPANY DIRECTOR OF NON-
PROPOSAL #1.13: ELECT DIRECTOR MARC GRANDISSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.14: ELECT DIRECTOR MICHAEL A. GREENE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.15: ELECT DIRECTOR JOHN C.R. HELE AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.16: ELECT DIRECTOR DAVID W. HIPKIN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.17: ELECT DIRECTOR W. PRESTON HUTCHINGS ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #1.18: ELECT DIRECTOR CONSTANTINE IORDANOU ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #1.19: ELECT DIRECTOR WOLBERT H. KAMPHUIJS ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #1.20: ELECT DIRECTOR MICHAEL H. KIER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.21: ELECT DIRECTOR MARK D. LYONS AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.22: ELECT DIRECTOR ADAM MATTESON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.23: ELECT DIRECTOR DAVID MCELROY AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.24: ELECT DIRECTOR MARTIN J. NILSEN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.25: ELECT DIRECTOR NICOLAS PAPADOPOULO AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.26: ELECT DIRECTOR MICHAEL QUINN AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.27: ELECT DIRECTOR MAAMOUN RAJEH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.28: ELECT DIRECTOR PAUL S. ROBOTHAM AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.29: ELECT DIRECTOR SØREN SCHEUER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.30: ELECT DIRECTOR BUDHI SINGH AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.31: ELECT DIRECTOR HELMUT SÖHLER AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.32: ELECT DIRECTOR JULIAN STROUD AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.33: ELECT DIRECTOR ANGUS WATSON AS ISSUER YES FOR FOR
DESIGNATED COMPANY DIRECTOR OF NON-U.S. SUBSIDIARIES
PROPOSAL #1.34: ELECT DIRECTOR JAMES R. WEATHERSTONE ISSUER YES FOR FOR
AS DESIGNATED COMPANY DIRECTOR OF NON-U.S.
PROPOSAL #2: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASHLAND INC.
TICKER: ASH CUSIP: 044209104
MEETING DATE: 1/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF CLASS I DIRECTOR: KATHLEEN ISSUER YES FOR FOR
LIGOCKI
PROPOSAL #1B: ELECTION OF CLASS I DIRECTOR: JAMES J. ISSUER YES FOR FOR
O'BRIEN
PROPOSAL #1C: ELECTION OF CLASS I DIRECTOR: BARRY W. ISSUER YES FOR FOR
PERRY
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL 2011.
PROPOSAL #03: APPROVAL OF THE 2011 ASHLAND INC. ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #04: APPROVAL OF THE COMPENSATION OF THE ISSUER YES FOR FOR
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ASHLAND
INC. PROXY STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K UNDER THE SECURITIES ACT OF 1933, AS
AMENDED, AND THE SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
PROPOSAL #05: WHETHER THE SHAREHOLDER VOTE TO APPROVE ISSUER YES ONE YEAR AGAINST
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS
REQUIRED BY SECTION 14A(A)(2) OF THE SECURITIES
EXCHANGE ACT OF 1934, AS AMENDED, SHOULD OCCUR EVERY.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASSURANT, INC.
TICKER: AIZ CUSIP: 04621X108
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR HOWARD L. CARVER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JUAN N. CENTO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAVID B. KELSO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CHARLES J. KOCH ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR H. CARROLL MACKIN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT B. POLLOCK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN A.C. SWAINSON ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AT&T INC.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES P. KELLY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LYNN M. MARTIN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR LAURA D ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #19: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AUTOZONE, INC.
TICKER: AZO CUSIP: 053332102
MEETING DATE: 12/15/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR WILLIAM C. CROWLEY ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR SUE E. GOVE ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR EARL G. GRAVES, JR. ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR ROBERT R. GRUSKY ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR J.R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR W. ANDREW MCKENNA ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR GEORGE R. MRKONIC, JR. ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR LUIS P. NIETO ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR WILLIAM C. RHODES, III ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR THEODORE W. ULLYOT ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AUTOZONE, INC. 2011 EQUITY ISSUER YES FOR FOR
INCENTIVE AWARD PLAN.
PROPOSAL #03: RATIFICATION OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2011 FISCAL YEAR.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVALONBAY COMMUNITIES, INC.
TICKER: AVB CUSIP: 053484101
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE A. CHOATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. HEALY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. NAUGHTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LANCE R. PRIMIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER S. RUMMELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR H. JAY SARLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. EDWARD WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVERY DENNISON CORPORATION
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEN C. HICKS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AVON PRODUCTS, INC.
TICKER: AVP CUSIP: 054303102
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR V. ANN HAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL S. PRESSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAULA STERN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LAWRENCE A. WEINBACH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AXIS CAPITAL HOLDINGS LIMITED
TICKER: AXS CUSIP: G0692U109
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ROBERT L. FRIEDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DONALD J. GREENE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT CHERYL-ANN LISTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT THOMAS C. RAMEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT WILHELM ZELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LTD AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BALL CORPORATION
TICKER: BLL CUSIP: 058498106
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. HAYES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE M. SMART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STAURT A. TAYLOR II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: SUBMIT SHAREHOLDER RIGHTS PLAN (POISON SHAREHOLDER YES FOR AGAINST
PILL) TO SHAREHOLDER VOTE
PROPOSAL #6: REINCORPORATE IN ANOTHER STATE [DELAWARE] SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANK OF AMERICA CORPORATION
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MUKESH D. AMBANI ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR D. PAUL JONES, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR DONALD E. POWELL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR ROBERT W. SCULLY ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: DISCLOSE PRIOR GOVERNMENT SERVICE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: REQUIRE AUDIT COMMITTEE REVIEW AND SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND
SECURITIZATIONS
PROPOSAL #20: REPORT ON LOBBYING EXPENSES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #21: REPORT ON COLLATERAL IN DERIVATIVES SHAREHOLDER YES ABSTAIN AGAINST
TRADING
PROPOSAL #22: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #23: CLAW-BACK OF PAYMENTS UNDER RESTATEMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #24: PROHIBIT CERTAIN RELOCATION BENEFITS TO SHAREHOLDER YES AGAINST FOR
SENIOR EXECUTIVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BARCLAYS PLC
TICKER: BARC CUSIP: G08036124
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT ALISON CARNWATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DAMBISA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARCUS AGIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID BOOTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SIR RICHARD BROADBENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT FULVIO CONTI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ROBERT DIAMOND JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIMON FRASER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT REUBEN JEFFERY III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR ANDREW LIKIERMAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT CHRIS LUCAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIR MICHAEL RAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIR JOHN SUNDERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS NOTICE
PROPOSAL #23: APPROVE LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #24: AMEND GROUP SHARE VALUE PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAXTER INTERNATIONAL INC.
TICKER: BAX CUSIP: 071813109
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WAYNE T. HOCKMEYER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT L. PARKINSON, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR THOMAS T. STALLKAMP ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ALBERT P.L. STROUCKEN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #8: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #9: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #10: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
DECLASSIFY THE BOARD AND REDUCE SUPERMAJORITY VOTING
REQUIREMENT
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T CORPORATION
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ALLISON IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR K. DAVID BOYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA R. CABLIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD E. DEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. LITTLETON GLOVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE P. HELM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. HOWE III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KELLY S. KING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VALERIA LYNCH LEE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. HOLMES MORRISON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS N. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR STEPHEN T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BERKSHIRE HATHAWAY INC.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 4/30/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
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ISSUER: BIG LOTS, INC.
TICKER: BIG CUSIP: 089302103
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER J. HAYES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID T. KOLLAT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUSSELL SOLT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES R. TENER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS B. TISHKOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP PLC
TICKER: BP CUSIP: 055622104
MEETING DATE: 4/14/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ANTONY BURGMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT CYNTHIA CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIR WILLIAM CASTELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT GEORGE DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: RE-ELECT ROBERT DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DR BYRON GROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #17: AUTHORISE MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #22: AMEND SHAREMATCH PLAN ISSUER YES FOR FOR
PROPOSAL #23: AMEND SHARESAVE UK PLAN 2001 ISSUER YES FOR FOR
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ISSUER: BRISTOL-MYERS SQUIBB COMPANY
TICKER: BMY CUSIP: 110122108
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR L. ANDREOTTI ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR L.B. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR J.M. CORNELIUS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR L.J. FREEH ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR L.H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR M. GROBSTEIN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR L. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR A.J. LACY ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR V.L. SATO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR E. SIGAL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR T.D. WEST, JR. ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR R.S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #16: INCREASE DISCLOSURE OF EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: ADOPT POLICY TO RESTRAIN PHARMACEUTICAL SHAREHOLDER YES ABSTAIN AGAINST
PRICE INCREASES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CA, INC.
TICKER: CA CUSIP: 12673P105
MEETING DATE: 7/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: GARY J. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: KAY KOPLOVITZ ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: CHRISTOPHER B. ISSUER YES FOR FOR
LOFGREN
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM E. ISSUER YES FOR FOR
MCCRACKEN
PROPOSAL #1F: ELECTION OF DIRECTOR: RICHARD SULPIZIO ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LAURA S. UNGER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: ARTHUR F. WEINBACH ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: RENATO (RON) ISSUER YES FOR FOR
ZAMBONINI
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
PROPOSAL #03: TO RATIFY THE STOCKHOLDER PROTECTION ISSUER YES FOR FOR
RIGHTS AGREEMENT.
PROPOSAL #04: THE STOCKHOLDER PROPOSAL. SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAMERON INTERNATIONAL CORPORATION
TICKER: CAM CUSIP: 13342B105
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER J. FLUOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID ROSS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITAL ONE FINANCIAL CORPORATION
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CARNIVAL CORPORATION
TICKER: CCL CUSIP: 143658300
MEETING DATE: 4/13/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT MICKY ARISON AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC
PROPOSAL #2: REELECT SIR JONATHON BAND AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC
PROPOSAL #3: REELECT ROBERT H. DICKINSON AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #4: REELECT ARNOLD W. DONALD AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #5: REELECT PIER LUIGI FOSCHI AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC
PROPOSAL #6: REELECT HOWARD S. FRANK AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #7: REELECT RICHARD J. GLASIER AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #8: REELECT MODESTO A. MAIDIQUE AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #9: REELECT SIR JOHN PARKER AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #10: REELECT PETER G. RATCLIFFE AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #11: REELECT STUART SUBOTNICK AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC
PROPOSAL #12: REELECT LAURA WEIL AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC
PROPOSAL #13: REELECT RANDALL J. WEISENBURGER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #14: REELECT UZI ZUCKER AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC
PROPOSAL #15: REAPPOINT THE UK FIRM OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
FOR CARNIVAL PLC AND RATIFY THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR
FOR CARNIVAL CORPORATION
PROPOSAL #16: AUTHORIZE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO FIX REMUNERATION OF THE INDEPENDENT
AUDITORS OF CARNIVAL PLC
PROPOSAL #17: RECEIVE THE UK ACCOUNTS AND REPORTS OF ISSUER YES FOR FOR
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE
YEAR ENDED NOVEMBER 30, 2010
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #20: APPROVE REMUNERATION OF EXECUTIVE AND ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #21: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE SHARES FOR MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #24: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CELANESE CORPORATION
TICKER: CE CUSIP: 150870103
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DANIEL S. SANDERS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CENTERPOINT ENERGY, INC.
TICKER: CNP CUSIP: 15189T107
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONALD R. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR O. HOLCOMBE CROSSWELL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MICHAEL P. JOHNSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JANIECE M. LONGORIA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID M. MCCLANAHAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SUSAN O. RHENEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR R. A. WALKER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PETER S. WAREING ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR SHERMAN M. WOLFF ISSUER YES FOR FOR
PROPOSAL #11: RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENTAUDITORS FOR 2011.
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHEVRON CORPORATION
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR L.F. DEILY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR R.E. DENHAM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR R.J. EATON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR C. HAGEL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR E. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR G.L. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR D.B. RICE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR K.W. SHARER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR C.R. SHOEMATE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR J.G. STUMPF ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR R.D. SUGAR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR C. WARE ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR J.S. WATSON ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #17: REQUEST DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL QUALIFICATIONS
PROPOSAL #18: AMEND BYLAWS TO ESTABLISH A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON HUMAN RIGHTS
PROPOSAL #19: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #20: ADOPT GUIDELINES FOR COUNTRY SELECTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES ABSTAIN AGAINST
CHANGE
PROPOSAL #22: REPORT ON ENVIRONMENTAL IMPACTS OF SHAREHOLDER YES ABSTAIN AGAINST
NATURAL GAS FRACTURING
PROPOSAL #23: REPORT ON OFFSHORE OIL WELLS AND SPILL SHAREHOLDER YES ABSTAIN AGAINST
MITIGATION MEASURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIGNA CORPORATION
TICKER: CI CUSIP: 125509109
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROMAN MARTINEZ IV ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CAROL COX WAIT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: CIMAREX ENERGY CO.
TICKER: XEC CUSIP: 171798101
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID A. HENTSCHEL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR F.H. MERELLI ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR L. PAUL TEAGUE ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: CISCO SYSTEMS, INC.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/18/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MICHAEL D. ISSUER YES FOR FOR
CAPELLAS
PROPOSAL #1D: ELECTION OF DIRECTOR: LARRY R. CARTER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DR. JOHN L. ISSUER YES FOR FOR
HENNESSY
PROPOSAL #1H: ELECTION OF DIRECTOR: RICHARD M. ISSUER YES FOR FOR
KOVACEVICH
PROPOSAL #1I: ELECTION OF DIRECTOR: RODERICK C. ISSUER YES FOR FOR
MCGEARY
PROPOSAL #1J: ELECTION OF DIRECTOR: MICHAEL K. POWELL ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JERRY YANG ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE A NON-BINDING ADVISORY ISSUER YES FOR FOR
RESOLUTION REGARDING EXECUTIVE COMPENSATION.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 30, 2011.
PROPOSAL #04: PROPOSAL SUBMITTED BY A SHAREHOLDER TO SHAREHOLDER YES ABSTAIN AGAINST
AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
PROPOSAL #05: PROPOSAL SUBMITTED BY SHAREHOLDERS SHAREHOLDER YES ABSTAIN AGAINST
REQUESTING THE BOARD TO PUBLISH A REPORT TO
SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A
SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS
CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD
THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
PROPOSAL #06: PROPOSAL SUBMITTED BY A SHAREHOLDER SHAREHOLDER YES ABSTAIN AGAINST
REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY
RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED
OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF
CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
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ISSUER: CITIGROUP INC.
TICKER: C CUSIP: 172967101
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAIN J.P. BELDA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TIMOTHY C. COLLINS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JERRY A. GRUNDHOFER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT L. JOSS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR VIKRAM S. PANDIT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR RICHARD D. PARSONS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LAWRENCE R. RICCIARDI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #17: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #20: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #21: AFFIRM POLITICAL NON-PARTISANSHIP SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #22: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #23: REPORT ON RESTORING TRUST AND SHAREHOLDER YES ABSTAIN AGAINST
CONFIDENCE IN THE FINANCIAL SYSTEM
PROPOSAL #24: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #25: REQUIRE AUDIT COMMITTEE REVIEW AND SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND
SECURITIZATIONS
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ISSUER: CMS ENERGY CORPORATION
TICKER: CMS CUSIP: 125896100
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MERRIBEL S. AYRES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. EWING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. GABRYS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. JOOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP R. LOCHNER, JR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH L. WAY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN B. YASINSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON FINANCIAL RISKS OF COAL SHAREHOLDER YES ABSTAIN AGAINST
RELIANCE
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ISSUER: COCA-COLA ENTERPRISES, INC.
TICKER: CCE CUSIP: 19122T109
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAN BENNINK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CALVIN DARDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. PHILLIP HUMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ORRIN H. INGRAM II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUZANNE B. LABARGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VÉRONIQUE MORALI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GARRY WATTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CURTIS R. WELLING ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHOEBE A. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES FOR AGAINST
CONTROL) TO SHAREHOLDER VOTE
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ISSUER: COMCAST CORPORATION
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. DECKER ANSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. MICHAEL COOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RALPH J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #8: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: COMPUTER SCIENCES CORPORATION
TICKER: CSC CUSIP: 205363104
MEETING DATE: 8/9/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR IRVING W. BAILEY, II ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR DAVID J. BARRAM ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR STEPHEN L. BAUM ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR JUDITH R. HABERKORN ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR MICHAEL W. LAPHEN ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR F. WARREN MCFARLAN ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR THOMAS H. PATRICK ISSUER YES FOR FOR
PROPOSAL #02: APPROVAL OF AMENDMENTS TO RESTATED ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE
VOTING
PROPOSAL #03: APPROVAL OF AMENDMENTS TO RESTATED ISSUER YES FOR FOR
ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY
VOTING FOR UNCONTESTED ELECTIONS OF DIRECTORS
PROPOSAL #04: APPROVAL OF THE 2010 NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTOR INCENTIVE PLAN
PROPOSAL #05: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
INDEPENDENT AUDITORS
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ISSUER: CONAGRA FOODS, INC.
TICKER: CAG CUSIP: 205887102
MEETING DATE: 9/24/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR MOGENS C. BAY ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR JOIE A. GREGOR ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR RAJIVE JOHRI ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR W.G. JURGENSEN ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR RUTH ANN MARSHALL ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR GARY M. RODKIN ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR ANDREW J. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR KENNETH E. STINSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF INDEPENDENT ISSUER YES FOR FOR
AUDITOR
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ISSUER: CONOCOPHILLIPS
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RUTH R. HARKIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR HAROLD W. MCGRAW III ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR VICTORIA J. TSCHINKEL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR KATHRYN C. TURNER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR WILLIAM E. WADE, JR. ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #17: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #18: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #20: REPORT ON LOBBYING EXPENSES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #21: REPORT ON ACCIDENT RISK REDUCTION SHAREHOLDER YES ABSTAIN AGAINST
EFFORTS
PROPOSAL #22: ADOPT POLICY TO ADDRESS COASTAL SHAREHOLDER YES ABSTAIN AGAINST
LOUISIANA ENVIRONMENTAL IMPACTS
PROPOSAL #23: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #24: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES ABSTAIN AGAINST
CHANGE
PROPOSAL #25: REPORT ON ENVIRONMENTAL IMPACT OF OIL SHAREHOLDER YES ABSTAIN AGAINST
SANDS OPERATIONS IN CANADA
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ISSUER: CONSOL ENERGY INC.
TICKER: CNX CUSIP: 20854P109
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN WHITMIRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP W. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. ALTMEYER, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAJ K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. HAMMICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. HARDESTY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM P. POWELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOSEPH T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: CONSOLIDATED EDISON, INC.
TICKER: ED CUSIP: 209115104
MEETING DATE: 5/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR K. BURKE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR V.A. CALARCO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR G. CAMPBELL, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR G.J. DAVIS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR M.J. DEL GIUDICE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR E.V. FUTTER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR J.F. HENNESSY III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR S. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR J.F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR E.R. MCGRATH ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR M.W. RANGER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR L.F. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: INCREASE DISCLOSURE OF EXECUTIVE SHAREHOLDER YES AGAINST FOR
COMPENSATION
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ISSUER: COOPER INDUSTRIES PLC
TICKER: CBE CUSIP: G24140108
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LINDA A. HILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT JAMES J. POSTL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT MARK S. THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE THE AUDIT COMMITTEE TO FIX THEIR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #9: AUTHORIZE SHARE REPURCHASE BY ANY ISSUER YES FOR FOR
SUBSIDIARY OF THE COMPANY
PROPOSAL #10: AUTHORIZE THE REISSUE PRICE RANGE OF ISSUER YES FOR FOR
TREASURY SHARES
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ISSUER: CORNING INCORPORATED
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GORDON GUND ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR H. ONNO RUDING ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
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ISSUER: CORRECTIONS CORPORATION OF AMERICA
TICKER: CXW CUSIP: 22025Y407
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAMON T. HININGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. CORRENTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS W. DECONCINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN R. HORNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. MICHAEL JACOBI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THURGOOD MARSHALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES L. OVERBY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. PRANN, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOSEPH V. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HENRI L. WEDELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: COVIDIEN PLC
TICKER: COV CUSIP: G2554F105
MEETING DATE: 3/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN M. CONNORS, ISSUER YES FOR FOR
JR.
PROPOSAL #1D: ELECTION OF DIRECTOR: CHRISTOPHER J. ISSUER YES FOR FOR
COUGHLIN
PROPOSAL #1E: ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: KATHY J. HERBERT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: RANDALL J. HOGAN, ISSUER YES FOR FOR
III
PROPOSAL #1H: ELECTION OF DIRECTOR: RICHARD J. MEELIA ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: TADATAKA YAMADA ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JOSEPH A. ISSUER YES FOR FOR
ZACCAGNINO
PROPOSAL #02: APPOINT THE INDEPENDENT AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
PROPOSAL #03: EFFECT A ONE-FOR-ONE HUNDRED REVERSE ISSUER YES FOR FOR
SPLIT FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT
OF THE COMPANY'S ORDINARY SHARES.
PROPOSAL #04: AN ADVISORY VOTE TO APPROVE EXECUTIVE ISSUER YES FOR FOR
COMPENSATION.
PROPOSAL #05: AN ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR AGAINST
EXECUTIVE COMPENSATION VOTES.
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ISSUER: CSX CORPORATION
TICKER: CSX CUSIP: 126408103
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONNA M. ALVARADO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN B. BREAUX ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEVEN T. HALVERSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR EDWARD J. KELLY, III ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GILBERT H. LAMPHERE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN D. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR TIMOTHY T. O'TOOLE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DAVID M. RATCLIFFE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MICHAEL J. WARD ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR J. STEVEN WHISLER ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: CUMMINS INC.
TICKER: CMI CUSIP: 231021106
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THEODORE M. SOLSO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM I. MILLER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GEORGIA R. NELSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CARL WARE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT K. HERDMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT J. BERNHARD ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR FRANKLIN R. CHANG-DIAZ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR STEPHEN B. DOBBS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: CVS CAREMARK CORPORATION
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR EDWIN M. BANKS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR C. DAVID BROWN II ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KRISTEN GIBNEY WILLIAMS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARIAN L. HEARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR TERRENCE MURRAY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C.A. LANCE PICCOLO ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: DARDEN RESTAURANTS, INC.
TICKER: DRI CUSIP: 237194105
MEETING DATE: 9/14/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR ODIE C. DONALD ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR CHRISTOPHER J. FRALEIGH ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR VICTORIA D. HARKER ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR DAVID H. HUGHES ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR CHARLES A. LEDSINGER JR ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR WILLIAM M. LEWIS, JR. ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR SENATOR CONNIE MACK III ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR ANDREW H. MADSEN ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR MICHAEL D. ROSE ISSUER YES FOR FOR
PROPOSAL #01.12: ELECT DIRECTOR MARIA A. SASTRE ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE AMENDED DARDEN ISSUER YES FOR FOR
RESTAURANTS, INC. 2002 STOCK INCENTIVE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 29, 2011.
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ISSUER: DELL INC.
TICKER: DELL CUSIP: 24702R101
MEETING DATE: 8/12/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR MICHAEL S. DELL ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR THOMAS W. LUCE, III ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR KLAUS S. LUFT ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR H. ROSS PEROT, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITOR ISSUER YES FOR FOR
PROPOSAL #03: AMENDMENT OF CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE
PROVISIONS
PROPOSAL #SH1: REIMBURSEMENT OF PROXY EXPENSES SHAREHOLDER YES AGAINST FOR
PROPOSAL #SH2: ADVISORY VOTE ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
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ISSUER: DEVON ENERGY CORPORATION
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MOSBACHER, JR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
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ISSUER: DIAGEO PLC
TICKER: DEO CUSIP: 25243Q205
MEETING DATE: 10/14/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: REPORT AND ACCOUNTS 2010. ISSUER YES FOR FOR
PROPOSAL #02: DIRECTORS' REMUNERATION REPORT 2010. ISSUER YES FOR FOR
PROPOSAL #03: DECLARATION OF FINAL DIVIDEND. ISSUER YES FOR FOR
PROPOSAL #04: RE-ELECTION OF PB BRUZELIUS AS A ISSUER YES FOR FOR
DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
PROPOSAL #05: RE-ELECTION OF LM DANON AS A DIRECTOR. ISSUER YES FOR FOR
(AUDIT, NOMINATION & REMUNERATION COMMITTEE)
PROPOSAL #06: RE-ELECTION OF BD HOLDEN AS A DIRECTOR. ISSUER YES FOR FOR
(AUDIT, NOMINATION & REMUNERATION COMMITTEE)
PROPOSAL #07: RE-ELECTION OF LORD HOLLICK AS A ISSUER YES FOR FOR
DIRECTOR. (AUDIT, NOMINATION & REMUNERATION (CHAIRMAN
OF THE COMMITTEE) COMMITTEE)
PROPOSAL #08: RE-ELECTION OF DR FB HUMER AS A ISSUER YES FOR FOR
DIRECTOR. (CHAIRMAN OF THE NOMINATION COMMITTEE)
PROPOSAL #09: RE-ELECTION OF PG SCOTT AS A DIRECTOR. ISSUER YES FOR FOR
(AUDIT (CHAIRMAN OF THE COMMITTEE), NOMINATION &
REMUNERATION COMMITTEE)
PROPOSAL #10: RE-ELECTION OF HT STITZER AS A ISSUER YES FOR FOR
DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
PROPOSAL #11: RE-ELECTION OF PA WALKER AS A DIRECTOR. ISSUER YES FOR FOR
(AUDIT, NOMINATION & REMUNERATION COMMITTEE)
PROPOSAL #12: RE-ELECTION OF PS WALSH AS A DIRECTOR. ISSUER YES FOR FOR
(CHAIRMAN OF THE EXECUTIVE COMMITTEE)
PROPOSAL #13: ELECTION OF LORD DAVIES AS A DIRECTOR. ISSUER YES FOR FOR
(AUDIT, NOMINATION & REMUNERATION COMMITTEE)
PROPOSAL #14: ELECTION OF DA MAHLAN AS A DIRECTOR. ISSUER YES FOR FOR
(EXECUTIVE COMMITTEE)
PROPOSAL #15: RE-APPOINTMENT OF AUDITOR. ISSUER YES FOR FOR
PROPOSAL #16: REMUNERATION OF AUDITOR. ISSUER YES FOR FOR
PROPOSAL #17: AUTHORITY TO ALLOT SHARES. ISSUER YES FOR FOR
PROPOSAL #18: DISAPPLICATION OF PRE-EMPTION RIGHTS. ISSUER YES FOR FOR
PROPOSAL #19: AUTHORITY TO PURCHASE OWN ORDINARY ISSUER YES FOR FOR
SHARES.
PROPOSAL #20: AUTHORITY TO MAKE POLITICAL DONATIONS ISSUER YES FOR FOR
AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU.
PROPOSAL #21: AMENDMENT OF THE DIAGEO PLC 2001 SHARE ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #22: ADOPTION OF THE DIAGEO PLC 2010 ISSUER YES FOR FOR
SHARESAVE PLAN.
PROPOSAL #23: AUTHORITY TO ESTABLISH INTERNATIONAL ISSUER YES FOR FOR
SHARE PLANS.
PROPOSAL #24: REDUCED NOTICE OF A GENERAL MEETING ISSUER YES FOR FOR
OTHER THAN AN ANNUAL GENERAL MEETING.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DOMINION RESOURCES, INC.
TICKER: D CUSIP: 25746U109
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PETER W. BROWN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GEORGE A. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR HELEN E. DRAGAS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS F. FARRELL II ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN W. HARRIS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT S. JEPSON, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MARK J. KINGTON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MARGARET A. MCKENNA ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR FRANK S. ROYAL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ROBERT H. SPILMAN, JR. ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DAVID A. WOLLARD ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: REPORT ON COAL USE FROM MOUNTAINTOP SHAREHOLDER YES ABSTAIN AGAINST
REMOVAL MINING
PROPOSAL #17: ADOPT RENEWABLE ENERGY PRODUCTION GOAL SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: REPORT ON FINANCIAL RISKS OF COAL SHAREHOLDER YES ABSTAIN AGAINST
RELIANCE
PROPOSAL #19: INVEST IN RENEWABLE ENERGY AND STOP SHAREHOLDER YES ABSTAIN AGAINST
CONSTRUCTION OF NUCLEAR REACTOR
PROPOSAL #20: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #22: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DOVER CORPORATION
TICKER: DOV CUSIP: 260003108
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR D.H. BENSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR R.W. CREMIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR J-P.M. ERGAS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR P.T. FRANCIS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR K.C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR R.A. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR R.K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR B.G. RETHORE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR M.B. STUBBS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR S.M. TODD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR S.K. WAGNER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR M.A. WINSTON ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DR PEPPER SNAPPLE GROUP, INC.
TICKER: DPS CUSIP: 26138E109
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JACK L. STAHL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LARRY D. YOUNG ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DUKE ENERGY CORPORATION
TICKER: DUK CUSIP: 26441C105
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM BARNET, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. ALEX BERNHARDT, SR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL G. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. DIMICCO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. FORSGREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN MAYNARD GRAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR E. JAMES REINSCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES T. RHODES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PHILIP R. SHARP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPORT ON GLOBAL WARMING LOBBYING SHAREHOLDER YES ABSTAIN AGAINST
ACTIVITIES
PROPOSAL #6: REPORT ON FINANCIAL RISKS OF COAL SHAREHOLDER YES ABSTAIN AGAINST
RELIANCE
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E. I. DU PONT DE NEMOURS AND COMPANY
TICKER: DD CUSIP: 263534109
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD H. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT A. BROWN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR BERTRAND P. COLLOMB ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ELEUTHERE I. DU PONT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #16: REPORT ON GENETICALLY ENGINEERED SEED SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: REPORT ON PAY DISPARITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EASTMAN CHEMICAL COMPANY
TICKER: EMN CUSIP: 277432100
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HUMBERTO P. ALFONSO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL P. CONNORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR HOWARD L. LANCE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES P. ROGERS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EATON CORPORATION
TICKER: ETN CUSIP: 278058102
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR NED C. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EBAY INC.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR FRED D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDISON INTERNATIONAL
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAGJEET S. BINDRA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANCE A. CORDOVA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHARLES B. CURTIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRADFORD M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LUIS G. NOGALES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES M. ROSSER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD T. SCHLOSBERG, ISSUER YES FOR FOR
III
PROPOSAL #11: ELECT DIRECTOR THOMAS C. SUTTON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EL PASO CORPORATION
TICKER: EP CUSIP: 28336L109
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JUAN CARLOS BRANIFF ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DAVID W. CRANE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DOUGLAS L. FOSHEE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT W. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ANTHONY W. HALL, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS R. HIX ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR FERRELL P. MCCLEAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR TIMOTHY J. PROBERT ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR STEVEN J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR J. MICHAEL TALBERT ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ROBERT F. VAGT ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN L. WHITMIRE ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELI LILLY AND COMPANY
TICKER: LLY CUSIP: 532457108
MEETING DATE: 4/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR M.L. ESKEW ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR A.G. GILMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR K.N. HORN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR J.C. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMBRAER SA
TICKER: N/A CUSIP: 29082A107
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO INCREASE THE SIZE OF ISSUER YES FOR FOR
BOARD, INCREASE THE MAXIMUM NUMBER OF DIRECTORS ON
COMMITTEES, AND INCREASE THE NUMBER OF DIRECTOR VOTES
NEEDED TO REMOVE DIRECTORS
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2010
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS AND NON-EXECUTIVE DIRECTORS
PROPOSAL #6: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMBRAER-EMPRESA BRASILEIRA
TICKER: ERJ CUSIP: 29081M102
MEETING DATE: 11/19/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: AMENDMENT OF THE CORPORATE NAME OF THE ISSUER YES FOR AGAINST
COMPANY TO EMBRAER S.A., THEREBY REQUIRING AN
AMENDMENT TO ARTICLE 1 OF THE COMPANY'S BYLAWS TO
REFLECT THE NEW CORPORATE NAME PROPOSED FOR THE
PROPOSAL #02: AMENDMENT TO ARTICLE 3 OF THE COMPANY'S ISSUER YES FOR AGAINST
BYLAWS TO INCLUDE BUSINESS ACTIVITIES
PROPOSAL #03: AMENDMENT TO ARTICLE 34 OF THE ISSUER YES FOR AGAINST
COMPANY'S BYLAWS TO TAKE INTO CONSIDERATION THE
DISSOLUTION OF THE EXECUTIVE COMMITTEE AND THE
CREATION OF THE STRATEGIC COMMITTEE AND THE RISK
COMMITTEE TO ASSIST THE BOARD OF DIRECTORS
PROPOSAL #04: AMENDMENT TO ARTICLE 41 OF THE ISSUER YES FOR AGAINST
COMPANY'S BYLAWS IN ORDER TO ALLOW THAT THE COMPANY'S
FISCAL COUNCIL BE COMPRISED OF THREE (3) TO FIVE (5)
MEMBERS, AS OPPOSED TO A FIXED NUMBER OF FIVE (5)
MEMBERS AS PRESENTLY REQUIRED PURSUANT TO THE CURRENT
VERSION OF ARTICLE 41 OF THE COMPANY'S BYLAWS
PROPOSAL #05: AMENDMENT TO ARTICLE 44 OF THE ISSUER YES FOR AGAINST
COMPANY'S BYLAWS TO INCREASE THE PERIODICITY OF THE
ORDINARY MEETINGS OF THE COMPANY'S ADMINISTRATIVE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC CORPORATION
TICKER: EMC CUSIP: 268648102
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RANDOLPH L. COWEN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL J. CRONIN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GAIL DEEGAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR EDMUND F. KELLY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR WINDLE B. PRIEM ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PAUL SAGAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DAVID N. STROHM ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMERSON ELECTRIC CO.
TICKER: EMR CUSIP: 291011104
MEETING DATE: 2/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR D.N. FARR* ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR H. GREEN* ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR C.A. PETERS* ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR J.W. PRUEHER* ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR R.L. RIDGWAY** ISSUER YES FOR FOR
PROPOSAL #02: RE-APPROVAL OF THE PERFORMANCE MEASURES ISSUER YES FOR FOR
UNDER THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
PROPOSAL #03: APPROVAL OF THE EMERSON ELECTRIC CO. ISSUER YES FOR FOR
2011 STOCK OPTION PLAN.
PROPOSAL #04: RATIFICATION OF KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #05: APPROVAL, BY NON-BINDING ADVISORY VOTE, ISSUER YES FOR FOR
OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION.
PROPOSAL #06: ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR AGAINST
EXECUTIVE COMPENSATION ADVISORY VOTES.
PROPOSAL #07: APPROVAL OF THE STOCKHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
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ISSUER: ENTERGY CORPORATION
TICKER: ETR CUSIP: 29364G103
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MAUREEN SCANNELL BATEMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GARY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DONALD C. HINTZ ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. WAYNE LEONARD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR STUART L. LEVENICK ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR BLANCHE L. LINCOLN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR STEWART C. MYERS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM A. PERCY, II ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR W.J. TAUZIN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR STEVEN V. WILKINSON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: EQT CORPORATION
TICKER: EQT CUSIP: 26884L109
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN A. THORINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. PORGES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. SHAPIRA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #7: AUTHORIZE BOARD TO FILL VACANCIES ISSUER YES FOR FOR
PROPOSAL #8: ELIMINATE PREEMPTIVE RIGHTS ISSUER YES FOR FOR
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ISSUER: EQUITY RESIDENTIAL
TICKER: EQR CUSIP: 29476L107
MEETING DATE: 6/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA WALKER BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY A. KEYWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN E. NEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. NEITHERCUT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GERALD A. SPECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR B. JOSEPH WHITE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
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ISSUER: EXELON CORPORATION
TICKER: EXC CUSIP: 30161N101
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR M. WALTER D ALESSIO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NELSON A. DIAZ ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SUE L. GIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROSEMARIE B. GRECO ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PAUL L. JOSKOW ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN M. PALMS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM C. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR THOMAS J. RIDGE ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR STEPHEN D. STEINOUR ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR DON THOMPSON ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #18: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: EXXON MOBIL CORPORATION
TICKER: XOM CUSIP: 30231G102
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M.J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. BRABECK-LETMATHE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L.R. FAULKNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J.S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR K.C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W.W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M.C. NELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR S.J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR S.S. REINEMUND ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR R.W. TILLERSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E.E. WHITACRE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
PROPOSAL #8: ADOPT POLICY ON HUMAN RIGHT TO WATER SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #9: REPORT ON ENVIRONMENTAL IMPACT OF OIL SHAREHOLDER YES ABSTAIN AGAINST
SANDS OPERATIONS IN CANADA
PROPOSAL #10: REPORT ON ENVIRONMENTAL IMPACTS OF SHAREHOLDER YES ABSTAIN AGAINST
NATURAL GAS FRACTURING
PROPOSAL #11: REPORT ON ENERGY TECHNOLOGIES SHAREHOLDER YES ABSTAIN AGAINST
DEVELOPMENT
PROPOSAL #12: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDEX CORPORATION
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: J.R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: SHIRLEY A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: GARY W. LOVEMAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF 2010 OMNIBUS STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIRMAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SHAREHOLDER ACTION BY WRITTEN CONSENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING CEO SHAREHOLDER YES AGAINST FOR
SUCCESSION PLANNING.
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ISSUER: FIFTH THIRD BANCORP
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRYL F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITCHEL D. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENDRIK G. MEIJER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FOOT LOCKER, INC.
TICKER: FL CUSIP: 344849104
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS DIPAOLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW M. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLEN QUESTROM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL NIDO TURPIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GUILLERMO MARMOL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: FOREST LABORATORIES, INC.
TICKER: FRX CUSIP: 345838106
MEETING DATE: 8/9/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: HOWARD SOLOMON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: LAWRENCE S. ISSUER YES FOR FOR
OLANOFF, M.D., PH.D.
PROPOSAL #1C: ELECTION OF DIRECTOR: NESLI BASGOZ, MD ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: WILLIAM J. ISSUER YES FOR FOR
CANDEE, III
PROPOSAL #1E: ELECTION OF DIRECTOR: GEORGE S. COHAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DAN L. GOLDWASSER ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: KENNETH E. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: LESTER B. SALANS, ISSUER YES FOR FOR
MD
PROPOSAL #1I: ELECTION OF DIRECTOR: PETER J. ISSUER YES FOR FOR
ZIMETBAUM, MD
PROPOSAL #02: APPROVAL OF THE AMENDMENT TO THE 2007 ISSUER YES FOR FOR
EQUITY INCENTIVE PLAN.
PROPOSAL #03: APPROVAL OF EXECUTIVE COMPENSATION ISSUER YES FOR FOR
PHILOSOPHY, POLICIES AND PROCEDURES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
PROPOSAL #04: RATIFICATION OF THE SELECTION OF BDO ISSUER YES FOR FOR
SEIDMAN, LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
PROPOSAL #05: APPROVAL OF THE STOCKHOLDER PROPOSAL TO SHAREHOLDER YES AGAINST FOR
AMEND THE BY-LAWS OF THE COMPANY TO PROVIDE FOR
REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER
OR GROUP OF STOCKHOLDERS IN CONNECTION WITH
NOMINATING ONE OR MORE DIRECTOR CANDIDATES IN CERTAIN
CIRCUMSTANCES AS DESCRIBED IN PROPOSAL 5. *NOTE*
SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FREEPORT-MCMORAN COPPER & GOLD INC.
TICKER: FCX CUSIP: 35671D857
MEETING DATE: 6/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD C. ADKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. ALLISON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. DAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. DEVON GRAHAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES C. KRULAK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BOBBY LEE LACKEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUSTAN E. MCCOY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES R. MOFFETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR B.M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN H. SIEGELE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUEST DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL QUALIFICATIONS
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ISSUER: GAZPROM OAO
TICKER: N/A CUSIP: 368287207
MEETING DATE: 6/30/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDENDS OF RUB 3.85 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ZAO PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #8: APPROVE REMUNERATION OF MEMBERS OF AUDIT ISSUER YES FOR FOR
COMMISSION
PROPOSAL #9.1: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO GAZPROMBANK RE: LOAN AGREEMENTS
PROPOSAL #9.2: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO SBERBANK OF RUSSIA RE: LOAN AGREEMENTS
PROPOSAL #9.3: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO BANK VTB RE: LOAN AGREEMENTS
PROPOSAL #9.4: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
STATE CORPORATION 'BANK FOR DEVELOPMENT AND FOREIGN
ECONOMIC AFFAIRS (VNESHECONOMBANK)' RE: LOAN
PROPOSAL #9.5: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO GAZPROMBANK RE: LOAN FACILITY AGREEMENT
PROPOSAL #9.6: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO SBERBANK OF RUSSIA RE: LOAN FACILITY AGREEMENT
PROPOSAL #9.7: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO BANK VTB RE: LOAN FACILITY AGREEMENT
PROPOSAL #9.8: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO BANK ROSSIYA RE: LOAN FACILITY AGREEMENT
PROPOSAL #9.9: APPROVE RELATED-PARTY TRANSACTION WITH ISSUER YES FOR FOR
OAO GAZPROMBANK RE: AGREEMENTS ON TRANSFER OF FUNDS
PROPOSAL #9.10: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA, OAO BANK VTB, AND OAO
BANK ROSSIYA RE: AGREEMENTS ON TRANSFER OF FUNDS
PROPOSAL #9.11: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK, OAO SBERBANK OF RUSSIA, OAO
BANK VTB, AND OAO BANK ROSSIYA RE: AGREEMENTS ON
USING ELECTRONIC PAYMENTS SYSTEM
PROPOSAL #9.12: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON FOREIGN
CURRENCY PURCHASE/SALE
PROPOSAL #9.13: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENT ON GUARANTEES TO
TAX AUTHORITIES
PROPOSAL #9.14: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SBERBANK OF RUSSIA RE: AGREEMENT ON
GUARANTEES TO TAX AUTHORITIES
PROPOSAL #9.15: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENT ON GUARANTEES TO
TAX AUTHORITIES
PROPOSAL #9.16: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF FACILITIES OF SURGUTSKY
CONDENSATE STABILIZATION PLANT
PROPOSAL #9.17: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM NEFT ORENBURG RE: AGREEMENT ON
TEMPORARY POSSESSION AND USE OF WELLS AND EQUIPMENT
WITHIN EASTERN SEGMENT OF ORENBURGSKOYE OIL AND GAS-
CONDENSATE FIELD
PROPOSAL #9.18: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH DOAO TSENTRENERGOGAZ RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF BUILDING AND EQUIPMENT
PROPOSAL #9.19: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TSENTRGAZ RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF PREVENTATIVE CLINIC FACILITIES
PROPOSAL #9.20: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF EXPERIMENTAL PROTOTYPES OF GAS-
USING EQUIPMENT LOCATED IN ROSTOV AND KEMEROVO REGIONS
PROPOSAL #9.21: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF NON-RESIDENTIAL PREMISES
PROPOSAL #9.22: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFTEKHIM SALAVAT RE: AGREEMENT ON
TEMPORARY POSSESSION AND USE OF GAS CONDENSATE
PROPOSAL #9.23: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO VOSTOKGAZPROM RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF SPECIAL-PURPOSE COMMUNICATIONS
INSTALLATION
PROPOSAL #9.24: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM EXPORT RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF SPECIAL-PURPOSE COMMUNICATIONS
INSTALLATION
PROPOSAL #9.25: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF SPECIAL-PURPOSE COMMUNICATIONS
PROPOSAL #9.26: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM SPACE SYSTEMS RE: AGREEMENT ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
PROPOSAL #9.27: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #9.28: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENT ON
TEMPORARY POSSESSION AND USE OF ERP SOFTWARE AND
EQUIPMENT COMPLEX
PROPOSAL #9.29: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO MEZHREGIONGAZ RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF SOFTWARE AND HARDWARE SOLUTIONS
PROPOSAL #9.30: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM KOMPLEKTATSIYA RE: AGREEMENT ON
TEMPORARY POSSESSION AND USE OF SOFTWARE AND HARDWARE
PROPOSAL #9.31: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENT ON
TEMPORARY POSSESSION AND USE OF ERP SOFTWARE AND
EQUIPMENT COMPLEX
PROPOSAL #9.32: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZTELECOM RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF COMMUNICATIONS FACILITIES
PROPOSAL #9.33: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM GAZORASPREDELENIYE RE: AGREEMENT ON
TEMPORARY POSSESSION AND USE OF PROPERTY COMPLEX OF
GAS DISTRIBUTION SYSTEM
PROPOSAL #9.34: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO DRUZHBA RE: AGREEMENT ON TEMPORARY
POSSESSION AND USE OF FACILITIES OF DRUZHBA VACATION
PROPOSAL #9.35: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: GUARANTEE AGREEMENTS TO
CUSTOMS AUTHORITIES
PROPOSAL #9.36: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO MEZHREGIONGAZ RE: DECLARATION FOR CUSTOMS
PROPOSAL #9.37: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: DECLARATION FOR CUSTOMS PURPOSES
PROPOSAL #9.38: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: DECLARATION FOR CUSTOMS
PROPOSAL #9.39: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENT ON
DELIVERY OF GAS
PROPOSAL #9.40: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENT ON
DELIVERY OF GAS
PROPOSAL #9.41: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM EXPORT RE: AGREEMENT ON SALE OF
COMMERCIAL PRODUCTS OWNED BY GAZPROM
PROPOSAL #9.42: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO NORTHGAS RE: AGREEMENT ON DELIVERY OF GAS
PROPOSAL #9.43: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SEVERNEFTEGAZPROM RE: AGREEMENT ON DELIVERY
PROPOSAL #9.44: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM NEFT ORENBURG RE: AGREEMENT ON
DELIVERY OF CRUDE OIL
PROPOSAL #9.45: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENT ON DELIVERY OF GAS
PROPOSAL #9.46: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO TOMSKGAZPROM RE: AGREEMENT ON TRANSPORTATION
PROPOSAL #9.47: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO MEZHREGIONGAZ RE: AGREEMENT ON
TRANSPORTATION OF GAS
PROPOSAL #9.48: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: AGREEMENT ON TRANSPORTATION
PROPOSAL #9.49: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENT ON TRANSPORTATION OF
PROPOSAL #9.50: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO NOVATEK RE: AGREEMENT ON ARRANGING OF
INJECTION AND STORAGE OF GAS
PROPOSAL #9.51: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH A/S LATVIJAS GAZE RE: AGREEMENT ON PURCHASE OF
PROPOSAL #9.52: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH AB LIETUVOS DUJOS RE: AGREEMENT ON PURCHASE OF
PROPOSAL #9.53: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH UAB KAUNO TERMOFIKACIJOS ELEKTRINE RE: AGREEMENT
ON PURCHASE OF GAS
PROPOSAL #9.54: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH MOLDOVAGAZ SA RE: AGREEMENT ON PURCHASE OF GAS
PROPOSAL #9.55: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH KAZROSGAZ LLP RE: AGREEMENT ON SALE OF GAS
PROPOSAL #9.56: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GAZPROM GERMANIA GMBH RE: AGREEMENT ON
TRANSPORTATION OF GAS
PROPOSAL #9.57: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENT ON START-UP AND
COMMISSIONING WORK
PROPOSAL #9.58: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENT ON START-UP
AND COMMISSIONING WORK
PROPOSAL #9.59: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENT ON START-
UP AND COMMISSIONING WORK
PROPOSAL #9.60: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENT ON START-UP AND
COMMISSIONING WORK
PROPOSAL #9.61: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM KOMPLEKTATSIA RE: AGREEMENT ON
PROVISION OF SERVICES RELATED TO SUPPLIES OF WELL
REPAIR EQUIPMENT FOR GAZPROM'S SPECIALIZED
PROPOSAL #9.62: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM SPACE SYSTEMS RE: AGREEMENT ON
INVESTMENT PROJECTS
PROPOSAL #9.63: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENT ON INVESTMENT
PROPOSAL #9.64: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM NEFT ORENBURG RE: AGREEMENT ON
INVESTMENT PROJECTS
PROPOSAL #9.65: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZPROM INVEST YUG RE: AGREEMENT ON
INVESTMENT PROJECTS
PROPOSAL #9.66: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENT ON INVESTMENT
PROPOSAL #9.67: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM TSENTRREMONT RE: AGREEMENT ON
INVESTMENT PROJECTS
PROPOSAL #9.68: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO GAZTELECOM RE: AGREEMENT ON INVESTMENT
PROPOSAL #9.69: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON PROPERTY INSURANCE
PROPOSAL #9.70: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON LIFE, HEALTH, AND
INDIVIDUAL PROPERTY INSURANCE
PROPOSAL #9.71: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON INSURANCE OF
GAZPROM'S EMPLOYEES
PROPOSAL #9.72: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON INSURANCE OF
GAZPROM'S EMPLOYEES
PROPOSAL #9.73: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON LIABILITY INSURANCE
TO MEMBERS OF BOARD OF DIRECTORS AND MANAGEMENT BOARD
PROPOSAL #9.74: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON INSURANCE IN
CONNECTION WITH CUSTOMS OPERATIONS
PROPOSAL #9.75: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO SOGAZ RE: AGREEMENT ON INSURANCE OF
TRANSPORATION VEHICLE OWNED BY OAO GAZPROM
PROPOSAL #9.76: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH MULTIPLE PARTIES RE: AGREEEMENTS ON ARRANGING
STOCKTAKING OF PROPERTY
PROPOSAL #9.77: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.78: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON COST
ANALYSIS OF DESIGN AND SURVEYING WORKS FOR OAO GAZPROM
PROPOSAL #9.79: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENTS ON
IMPLEMENTATION OF PROGRAMS FOR SCIENTIFIC AND
PROPOSAL #9.80: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.81: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.82: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.83: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.84: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.85: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.86: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON MAINTAINING
INFORMATION PORTAL FOR OFFICE FOR CONVERSION TO GAS
SERVICES AND GAS USES
PROPOSAL #9.87: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.88: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON PREPARATION
OF PROPOSALS TO ENLIST PARTNER COMPANIES IN
DEVELOPMENT OF HYDROCARBON FIELDS
PROPOSAL #9.89: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.90: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON SERVICES
REGARDING CONDUCT OF ANALYSIS AND PREPARATION OF
PROPOSALS
PROPOSAL #9.91: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.92: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.93: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.94: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.95: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.96: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.97: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.98: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.99: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.100: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.101: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.102: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.103: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.104: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.105: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.106: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.107: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.108: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON RESEARCH
WORK FOR OAO GAZPROM
PROPOSAL #9.109: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST RE: AGREEMENT ON TRANSFER OF
INCLUSIVE INVENTION RIGHTS
PROPOSAL #9.110: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON PROVISION
OF SERVICES REGARDING CONVERSION OF RUSSIAN
FEDERATION'S REGIONS TO USE OF GAS
PROPOSAL #9.111: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON PROVISION
OF SERVICES ON UPDATING INFORMATION
PROPOSAL #9.112: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON PROVISION
OF SERVICES ON PRODUCTION OF REFERENCE BOOK IN
LEGISLATIVE AND OTHER LEGAL REGULATION OF GAS
DISTRIBUTION OPERATIONS
PROPOSAL #9.113: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM PROMGAZ RE: AGREEMENT ON PROVISION
OF CONSULTING SERVICES
PROPOSAL #9.114: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM GAZORASPREDELENIYE RE: AGREEMENT ON
PROVISION OF SERVICES REGARDING PRODUCTION OF REPORT
ON REHABILITATION OF FACILITIES CONSTITUTING PART OF
MOSCOW GAS PIPELINE RING
PROPOSAL #9.115: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM GAZORASPREDELENIYE RE: AGREEMENT ON
ORGANIZATION AND CONDUCT OF CONFERENCE ON
DISTRIBUTION AND CONSUMPTION OF GAS
PROPOSAL #9.116: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH ZAO YAMALGAZINVEST, ZAO GAZTELECOM, OOO GAZPROM
NEFTEKHIM SALAVAT, AND GAZPROMIPOTEKA FOUNDATION RE:
LICENSE TO USE OAO GAZPROM'S TRADEMARKS
PROPOSAL #9.117: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROM NEFT RE: LICENSE TO USE OAO
GAZPROM'S TRADEMARKS
PROPOSAL #9.118: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ AND OAO GAZPROM
GAZORASPREDELENIYE RE: LICENSE TO USE OAO GAZPROM'S
TRADEMARKS
PROPOSAL #9.119: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH GAZPROM EP INTERNATIONAL B.V. RE: LICENSE TO USE
OAO GAZPROM'S TRADEMARKS
PROPOSAL #9.120: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROM MEZHREGIONGAZ RE: AGREEMENTS ON
DELIVERY OF GAS
PROPOSAL #9.121: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO BELTRANSGAZ RE: AGREEMENTS ON SALE/PURCHASE
OF GAS
PROPOSAL #9.122: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OOO GAZPROMTRANS RE: AGREEMENTS ON TEMPORARY
POSSESSION AND USE OF RAILWAY LINE
PROPOSAL #9.123: APPROVE RELATED-PARTY TRANSACTION ISSUER YES FOR FOR
WITH OAO GAZPROMBANK RE: AGREEMENTS ON GUARANTEES TO
CUSTOMS AUTHORITIES
PROPOSAL #10.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #10.2: ELECT ALEXANDR ANANENKOV AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10.3: ELECT FARIT GAZIZULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #10.4: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #10.5: ELECT ELENA KARPEL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10.6: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10.7: ELECT VALERY MUSIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #10.8: ELECT ELVIRA NABIULLINA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #10.9: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10.10: ELECT SERGEY SHMATKO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #10.11: ELECT IGOR YUSUFOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #11.1: ELECT DMITRY ARKHIPOV AS MEMBER OF ISSUER YES FOR N/A
AUDIT COMMISSION
PROPOSAL #11.2: ELECT ANDREY BELOBROV AS MEMBER OF ISSUER YES AGAINST N/A
AUDIT COMMISSION
PROPOSAL #11.2: ELECT ANDREY BELOBROV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #11.3: ELECT VADIM BIKULOV AS MEMBER OF ISSUER YES FOR N/A
AUDIT COMMISSION
PROPOSAL #11.4: ELECT ALEKSEY MIRONOV AS MEMBER OF ISSUER YES AGAINST N/A
AUDIT COMMISSION
PROPOSAL #11.4: ELECT ALEKSEY MIRONOV AS MEMBER OF ISSUER NO N/A N/A
AUDIT COMMISSION
PROPOSAL #11.5: ELECT LIDIYA MOROZOVA AS MEMBER OF ISSUER YES AGAINST N/A
AUDIT COMMISSION
PROPOSAL #11.6: ELECT ANNA NESTEROVA AS MEMBER OF ISSUER YES AGAINST N/A
AUDIT COMMISSION
PROPOSAL #11.7: ELECT YURY NOSOV AS MEMBER OF AUDIT ISSUER YES FOR N/A
COMMISSION
PROPOSAL #11.8: ELECT KAREN OGANYAN AS MEMBER OF ISSUER YES AGAINST N/A
AUDIT COMMISSION
PROPOSAL #11.9: ELECT KONSTANTIN PESOTSKY AS MEMBER ISSUER YES FOR N/A
OF AUDIT COMMISSION
PROPOSAL #11.10: ELECT MARIA TIKHONOVA AS MEMBER OF ISSUER YES FOR N/A
AUDIT COMMISSION
PROPOSAL #11.11: ELECT ALEKSANDR YUGOV AS MEMBER OF ISSUER YES FOR N/A
AUDIT COMMISSION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAZPROM OAO
TICKER: N/A CUSIP: 368287207
MEETING DATE: 6/30/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EARLY TERMINATION OF POWERS OF ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #2.1: ELECT ANDREY AKIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.2: ELECT ALEKSANDR ANANENKOV AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.3: ELECT FARIT GAZIZULLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.4: ELECT ELENA KARPEL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.5: ELECT TIMUR KULIBAYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.6: ELECT VIKTOR MARTYNOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.7: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.8: ELECT ALEKSEY MILLER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.9: ELECT VALERY MUSIN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #2.10: ELECT MIKHAIL SEREDA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #2.11: ELECT IGOR YUSUFOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #2.12: ELECT VIKTOR ZUBKOV AS DIRECTOR ISSUER YES AGAINST N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL DYNAMICS CORPORATION
TICKER: GD CUSIP: 369550108
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARY T. BARRA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR NICHOLAS D. CHABRAJA ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM P. FRICKS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAY L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GEORGE A. JOULWAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PAUL G. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN M. KEANE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ROBERT WALMSLEY ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #15: REVIEW AND ASSESS HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #16: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL ELECTRIC COMPANY
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JEFFREY R. IMMELT ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ALAN G. LAFLEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RALPH S. LARSEN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR ROGER S. PENSKE ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR ROBERT J. SWIERINGA ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR DOUGLAS A. WARNER III ISSUER YES FOR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #20: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: PERFORMANCE-BASED EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #22: WITHDRAW STOCK OPTIONS GRANTED TO SHAREHOLDER YES AGAINST FOR
EXECUTIVE OFFICERS
PROPOSAL #23: REPORT ON CLIMATE CHANGE BUSINESS RISK SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #24: REPORT ON ANIMAL TESTING AND PLANS FOR SHAREHOLDER YES ABSTAIN AGAINST
REDUCTION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL MOTORS COMPANY
TICKER: GM CUSIP: 37045V100
MEETING DATE: 6/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DAVID BONDERMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN J. GIRSKY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR E. NEVILLE ISDELL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT D. KREBS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR KATHRYN V. MARINELLO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR CAROL M. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR CYNTHIA A. TELLES ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENUINE PARTS COMPANY
TICKER: GPC CUSIP: 372460105
MEETING DATE: 4/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY B. BULLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN DOUVILLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE C. GUYNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN D. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. HICKS LANIER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. LOUDERMILK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.10: ELECT DIRECTOR WENDY B. NEEDHAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JERRY W. NIX ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR GARY W. ROLLINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENWORTH FINANCIAL, INC.
TICKER: GNW CUSIP: 37247D106
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN W. ALESIO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM H. BOLINDER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL D. FRAIZER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. ROBERT "BOB" KERREY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RISA J. LAVIZZO-MOUREY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHRISTINE B. MEAD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES A. PARKE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GILEAD SCIENCES, INC.
TICKER: GILD CUSIP: 375558103
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ETIENNE F. DAVIGNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. DENNY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLA A. HILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. MADIGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON E. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD J. WHITLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GAYLE E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PER WOLD-OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GOOGLE INC.
TICKER: GOOG CUSIP: 38259P508
MEETING DATE: 6/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: AMEND BYLAWS TO ESTABLISH A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON CODE OF CONDUCT COMPLIANCE SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H&R BLOCK, INC.
TICKER: HRB CUSIP: 093671105
MEETING DATE: 9/30/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: RICHARD C. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: WILLIAM C. COBB ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROBERT A. GERARD ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: BRUCE C. ROHDE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: TOM D. SEIP ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: L. EDWARD SHAW, ISSUER YES FOR FOR
JR.
PROPOSAL #1J: ELECTION OF DIRECTOR: CHRISTIANNA WOOD ISSUER YES FOR FOR
PROPOSAL #02: THE APPROVAL OF AN ADVISORY PROPOSAL ON ISSUER YES FOR FOR
THE COMPANY'S EXECUTIVE PAY-FOR-PERFORMANCE
COMPENSATION POLICIES AND PROCEDURES.
PROPOSAL #03: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
2003 LONG-TERM EXECUTIVE COMPENSATION PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON
STOCK ISSUABLE UNDER THE PLAN BY 10,000,000 SHARES
(FROM 14,000,000 SHARES TO 24,000,000 SHARES).
PROPOSAL #04: THE APPROVAL OF THE MATERIAL TERMS OF ISSUER YES FOR FOR
PERFORMANCE GOALS UNDER THE EXECUTIVE PERFORMANCE
PROPOSAL #05: A SHAREHOLDER PROPOSAL TO ADOPT A ISSUER YES AGAINST AGAINST
SIMPLE MAJORITY VOTING STANDARD.
PROPOSAL #06: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT TO CALL A SPECIAL MEETING OF THE
COMPANY'S SHAREHOLDERS.
PROPOSAL #07: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT RELATED TO THE REMOVAL OF DIRECTORS.
PROPOSAL #08: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT RELATED TO AMENDMENTS TO THE COMPANY'S
ARTICLES OF INCORPORATION AND BYLAWS.
PROPOSAL #09: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING
REQUIREMENT REGARDING THE RELATED PERSON TRANSACTION
PROVISION.
PROPOSAL #10: THE RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING APRIL 30, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HALLIBURTON COMPANY
TICKER: HAL CUSIP: 406216101
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES R. BOYD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MILTON CARROLL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR S. MALCOLM GILLIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ABDALLAH S. JUM'AH ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT A. MALONE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR J LANDIS MARTIN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DEBRA L. REED ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: REVIEW AND ASSESS HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #15: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCP, INC.
TICKER: HCP CUSIP: 40414L109
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES F. FLAHERTY III ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID B. HENRY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LAURALEE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL D. MCKEE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR KENNETH B. ROATH ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RICHARD M. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOSEPH P. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEWLETT-PACKARD COMPANY
TICKER: HPQ CUSIP: 428236103
MEETING DATE: 3/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: M.L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: L. APOTHEKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: L.T. BABBIO, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: S.M. BALDAUF ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: S. BANERJI ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: R.L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J.H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: R.J. LANE ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: G.M. REINER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: P.F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: D. SENEQUIER ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: G.K. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: M.C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2011.
PROPOSAL #03: ADVISORY VOTE ON EXECUTIVE COMPENSATION. ISSUER YES FOR FOR
PROPOSAL #04: ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR FOR
HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
PROPOSAL #05: APPROVAL OF THE HEWLETT-PACKARD COMPANY ISSUER YES FOR FOR
2011 EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #06: APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
HEWLETT-PACKARD COMPANY 2005 PAY-FOR-RESULTS PLAN TO
EXTEND THE TERM OF THE PLAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HONEYWELL INTERNATIONAL INC.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CLIVE R. HOLLICK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #16: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HORMEL FOODS CORPORATION
TICKER: HRL CUSIP: 440452100
MEETING DATE: 1/31/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JEFFREY M. ISSUER YES FOR FOR
ETTINGER
PROPOSAL #1C: ELECTION OF DIRECTOR: JODY H. FERAGEN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: SUSAN I. MARVIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOHN L. MORRISON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ELSA A. MURANO, ISSUER YES FOR FOR
PH.D.
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT C. NAKASONE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: SUSAN K. NESTEGARD ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: RONALD D. PEARSON ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: DAKOTA A. PIPPINS ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: HUGH C. SMITH, ISSUER YES FOR FOR
M.D.
PROPOSAL #1L: ELECTION OF DIRECTOR: JOHN G. TURNER ISSUER YES FOR FOR
PROPOSAL #02: VOTE ON A PROPOSAL TO AMEND THE ISSUER YES AGAINST AGAINST
COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK FROM 400 MILLION
TO 800 MILLION SHARES AND TO REDUCE THE PAR VALUE
FROM $.0586 TO $.0293 PER SHARE, IN ORDER TO EFFECT A
TWO-FOR-ONE SPLIT OF THE COMPANY'S COMMON STOCK, TO
INCREASE THE AUTHORIZED NONVOTING COMMON STOCK FROM
200 MILLION TO 400 MILLION SHARES, AND TO INCREASE
THE AUTHORIZED PREFERRED STOCK FROM 80 MILLION TO 160
MILLION SHARES.
PROPOSAL #03: RATIFY THE APPOINTMENT BY THE AUDIT ISSUER YES FOR FOR
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING OCTOBER 30, 2011.
PROPOSAL #04: VOTE ON A NON-BINDING RESOLUTION TO ISSUER YES FOR FOR
APPROVE THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, THE TABULAR
DISCLOSURE REGARDING SUCH COMPENSATION, AND THE
ACCOMPANYING NARRATIVE DISCLOSURE, SET FORTH IN THE
COMPANY'S 2011 ANNUAL MEETING PROXY STATEMENT.
PROPOSAL #05: VOTE ON A NON-BINDING RESOLUTION TO ISSUER YES ONE YEAR AGAINST
DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH STOCKHOLDERS OF THE COMPANY
SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HUMANA INC.
TICKER: HUM CUSIP: 444859102
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR FRANK A. D'AMELIO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. ROY DUNBAR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KURT J. HILZINGER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID A. JONES, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL B. MCCALLISTER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM E. MITCHELL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID B. NASH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARISSA T. PETERSON ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IAC/INTERACTIVECORP
TICKER: IACI CUSIP: 44919P508
MEETING DATE: 6/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY R. BLATT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR BRONFMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. EISNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VICTOR A. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRYAN LOURD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ARTHUR C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID ROSENBLATT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALAN G. SPOON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALEXANDER VON ISSUER YES FOR FOR
FURSTENBERG
PROPOSAL #1.12: ELECT DIRECTOR RICHARD F. ZANNINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ILLINOIS TOOL WORKS INC.
TICKER: ITW CUSIP: 452308109
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SUSAN CROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DON H. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT C. MCCORMACK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT S. MORRISON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID B. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DAVID B. SPEER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KEVIN M. WARREN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ANRE D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IMPERIAL TOBACCO GROUP PLC
TICKER: ITYBY CUSIP: 453142101
MEETING DATE: 2/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE THE ACCOUNTS FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED 30 SEPTEMBER 2010 TOGETHER WITH
THE DIRECTORS' AND AUDITOR'S REPORTS.
PROPOSAL #02: TO RECEIVE AND APPROVE THE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2010 TOGETHER WITH THE AUDITOR'S REPORT.
PROPOSAL #03: TO DECLARE A FINAL DIVIDEND FOR THE ISSUER YES FOR FOR
FINANCIAL YEAR ENDED 30 SEPTEMBER 2010 OF 60.0 PENCE
PER ORDINARY SHARE OF 10 PENCE PAYABLE ON 18 FEBRUARY
2011 TO THOSE SHAREHOLDERS ON THE REGISTER AT THE
CLOSE OF BUSINESS ON 21 JANUARY 2011.
PROPOSAL #04: TO RE-ELECT DR K M BURNETT AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #05: TO RE-ELECT MRS A J COOPER AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #06: TO RE-ELECT MR R DYRBUS AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #07: TO RE-ELECT MR M H C HERLIHY AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #08: TO RE-ELECT DR P H JUNGELS AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #09: TO RE-ELECT MS S E MURRAY AS A DIRECTOR ISSUER YES FOR FOR
OF THE COMPANY.
PROPOSAL #10: TO RE-ELECT MR I J G NAPIER AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #11: TO RE-ELECT MR B SETRAKIAN AS A ISSUER YES AGAINST AGAINST
DIRECTOR OF THE COMPANY.
PROPOSAL #12: TO RE-ELECT MR M D WILLIAMSON AS A ISSUER YES FOR FOR
DIRECTOR OF THE COMPANY.
PROPOSAL #13: TO REAPPOINT PRICEWATERHOUSECOOPERS LLP ISSUER YES FOR FOR
AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY.
PROPOSAL #14: TO AUTHORISE THE DIRECTORS TO SET THE ISSUER YES FOR FOR
REMUNERATION OF THE AUDITORS.
PROPOSAL #O15: APPROVAL OF RESOLUTION #15 AS ORDINARY ISSUER YES FOR FOR
RESOLUTION AS SET FORTH IN THE COMPANY'S NOTICE OF
MEETING.
PROPOSAL #O16: APPROVAL OF RESOLUTION #16 AS ORDINARY ISSUER YES FOR FOR
RESOLUTION AS SET FORTH IN THE COMPANY'S NOTICE OF
MEETING.
PROPOSAL #O17: APPROVAL OF RESOLUTION #17 AS ORDINARY ISSUER YES FOR FOR
RESOLUTION AS SET FORTH IN THE COMPANY'S NOTICE OF
MEETING.
PROPOSAL #S18: APPROVAL OF RESOLUTION #18 AS SPECIAL ISSUER YES FOR FOR
RESOLUTION AS SET FORTH IN THE COMPANY'S NOTICE OF
MEETING.
PROPOSAL #S19: APPROVAL OF RESOLUTION #19 AS SPECIAL ISSUER YES FOR FOR
RESOLUTION AS SET FORTH IN THE COMPANY'S NOTICE OF
MEETING.
PROPOSAL #S20: APPROVAL OF RESOLUTION #20 AS SPECIAL ISSUER YES FOR FOR
RESOLUTION AS SET FORTH IN THE COMPANY'S NOTICE OF
MEETING.
PROPOSAL #S21: APPROVAL OF RESOLUTION #21 AS SPECIAL ISSUER YES FOR FOR
RESOLUTION AS SET FORTH IN THE COMPANY'S NOTICE OF
MEETING.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INGERSOLL-RAND PLC
TICKER: IR CUSIP: G47791101
MEETING DATE: 6/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN BRUTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PETER C. GODSOE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR EDWARD E. HAGENLOCKER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MICHAEL W. LAMACH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR THEODORE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXECUTIVE INCENTIVE SCHEME ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: AUTHORIZE MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTEGRYS ENERGY GROUP, INC.
TICKER: TEG CUSIP: 45822P105
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH E. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. BRODSKY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALBERT J. BUDNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PASTORA SAN JUAN ISSUER YES FOR FOR
CAFFERTY
PROPOSAL #1.5: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHELLE L. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN M. HASSELBLAD- ISSUER YES FOR FOR
PASCALE
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES L. KEMERLING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL E. LAVIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM F. PROTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CHARLES A. SCHROCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTEL CORPORATION
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JANE E. SHAW ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERNATIONAL BUSINESS MACHINES CORPORATION
TICKER: IBM CUSIP: 459200101
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR A. J. P. BELDA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. R. BRODY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR K. I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR M. L. ESKEW ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR S. A. JACKSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR A. N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR W. J. MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR J. W. OWENS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR S. J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR J. E. SPERO ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR S. TAUREL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR L. H. ZAMBRANO ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #16: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: REPORT ON LOBBYING EXPENSES SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITT CORPORATION
TICKER: ITT CUSIP: 450911102
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CURTIS J. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTINA A. GOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RALPH F. HAKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. HAMRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL J. KERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK T. MACINNIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SURYA N. MOHAPATRA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LINDA S. SANFORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARKOS I. TAMBAKERAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: AMEND HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J. C. PENNEY COMPANY, INC.
TICKER: JCP CUSIP: 708160106
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM A. ACKMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR COLLEEN C. BARRETT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR THOMAS J. ENGIBOUS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENT B. FOSTER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR G.B. LAYBOURNE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BURL OSBORNE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LEONARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR STEVEN ROTH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAVIER G. TERUEL ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR R. GERALD TURNER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MARY BETH WEST ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR MYRON E. ULLMAN, III ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JOHNSON & JOHNSON
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARY SUE COLEMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR IAN E.L. DAVIS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SUSAN L. LINDQUIST ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LEO F. MULLIN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DAVID SATCHER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: ADOPT POLICY TO RESTRAIN PHARMACEUTICAL SHAREHOLDER YES ABSTAIN AGAINST
PRICE INCREASES
PROPOSAL #16: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON APPLICANT'S HEALTH STATUS
PROPOSAL #17: ADOPT ANIMAL-FREE TRAINING METHODS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JOHNSON CONTROLS, INC.
TICKER: JCI CUSIP: 478366107
MEETING DATE: 1/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR NATALIE A. BLACK ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR ROBERT A. CORNOG ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR WILLIAM H. LACY ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR STEPHEN A. ROELL ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
AS INDEPENDENT AUDITORS FOR 2011
PROPOSAL #03: APPROVAL OF A PROPOSED AMENDMENT TO THE ISSUER YES FOR FOR
JOHNSON CONTROLS, INC. RESTATED ARTICLES OF
INCORPORATION TO ALLOW FOR A MAJORITY VOTING STANDARD
FOR UNCONTESTED ELECTIONS OF DIRECTORS
PROPOSAL #04: APPROVAL OF THE JOHNSON CONTROLS, INC. ISSUER YES FOR FOR
ANNUAL INCENTIVE PERFORMANCE PLAN.
PROPOSAL #05: APPROVAL OF THE JOHNSON CONTROLS, INC. ISSUER YES FOR FOR
LONG-TERM INCENTIVE PERFORMANCE PLAN
PROPOSAL #06: ADVISORY VOTE ON COMPENSATON OF OUR ISSUER YES FOR FOR
NAMED EXECUTIVE OFFICERS
PROPOSAL #07: ADVISORY VOTE ON THE FREQUENCY OF THE ISSUER YES ONE YEAR AGAINST
ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JOY GLOBAL INC.
TICKER: JOYG CUSIP: 481165108
MEETING DATE: 3/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR STEVEN L. GERARD ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR JOHN NILS HANSON ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR KEN C. JOHNSEN ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR RICHARD B. LOYND ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR P. ERIC SIEGERT ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR JAMES H. TATE ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
PROPOSAL #03: ADVISORY VOTE ON THE COMPENSATION OF ISSUER YES FOR FOR
THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
PROPOSAL #04: ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR FOR
FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
PROPOSAL #05: APPROVAL OF THE JOY GLOBAL INC. ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMORGAN CHASE & CO.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: AFFIRM POLITICAL NON-PARTISANSHIP SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: REPORT ON LOAN MODIFICATIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #20: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #21: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBR, INC.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. HUFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. SLATER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES FOR AGAINST
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KEYCORP
TICKER: KEY CUSIP: 493267108
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD P. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL A. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER M. CUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR H. JAMES DALLAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH R. GILE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUTH ANN M. GILLIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISTEN L. MANOS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BETH E. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BILL R. SANFORD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BARBARA R. SNYDER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR EDWARD W. STACK ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS C. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND CODE OF REGULATIONS REMOVING ALL ISSUER YES FOR FOR
SHAREHOLDER VOTING REQUIREMENTS GREATER THAN THE
STATUTORY NORM
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICER'S COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KIMBERLY-CLARK CORPORATION
TICKER: KMB CUSIP: 494368103
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN R. ALM ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MAE C. JEMISON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR G. CRAIG SULLIVAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #15: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KIMCO REALTY CORPORATION
TICKER: KIM CUSIP: 49446R109
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. COVIELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. DOOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. GRILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. P. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR F. LOURENSO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR R. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KRAFT FOODS INC.
TICKER: KFT CUSIP: 50075N104
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR AJAYPAL S. BANGA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MYRA M. HART ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PETER B. HENRY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MARK D. KETCHUM ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RICHARD A. LERNER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MACKEY J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR FREDRIC G. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR IRENE B. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR J.F. VAN BOXMEER ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LENDER PROCESSING SERVICES, INC.
TICKER: LPS CUSIP: 52602E102
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP G. HEASLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN E. LESTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LEXMARK INTERNATIONAL, INC.
TICKER: LXK CUSIP: 529771107
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL A. ROOKE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RALPH E. GOMORY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LIMITED BRANDS, INC.
TICKER: LTD CUSIP: 532716107
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JEFFREY H. MIRO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RAYMOND ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LINCOLN NATIONAL CORPORATION
TICKER: LNC CUSIP: 534187109
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DENNIS R. GLASS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL F. MEE ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION ALLOWING ISSUER YES FOR FOR
SHAREHOLDERS TO AMEND THE BYLAWS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LOCKHEED MARTIN CORPORATION
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROSALIND G. BREWER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GWENDOLYN S. KING ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES M. LOY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DOUGLAS H. MCCORKINDALE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOSEPH W. RALSTON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ANNE STEVENS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ROBERT J. STEVENS ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: LOWE'S COMPANIES, INC.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BERNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAWN E. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN F. PAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #7: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #8: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T BANK CORPORATION
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.7: ELECT DIRECTOR MARK J. CZARNECKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK W.E. HODGSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD G. KING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JORGE G. PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MICHAEL P. PINTO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR ROBERT G. WILMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: MACY'S, INC.
TICKER: M CUSIP: 55616P104
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MEYER FELDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. PICHLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOYCE M. ROCHÉ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MAGNA INTERNATIONAL INC.
TICKER: MG CUSIP: 559222401
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK STRONACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. TREVOR EYTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LADY BARBARA JUDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS E. LATAIF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KURT J. LAUK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DONALD RESNICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD J. WALKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAWRENCE D. WORRALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM YOUNG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MARATHON OIL CORPORATION
TICKER: MRO CUSIP: 565849106
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PIERRE BRONDEAU ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID A. DABERKO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM L. DAVIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CHARLES R. LEE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MICHAEL E. J. PHELPS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR SETH E. SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #18: REPORT ON ACCIDENT RISK REDUCTION SHAREHOLDER YES AGAINST FOR
EFFORTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MASSEY ENERGY COMPANY
TICKER: MEE CUSIP: 576206106
MEETING DATE: 10/6/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE A PROPOSAL TO AMEND AND ISSUER YES FOR FOR
RESTATE OUR RESTATED CERTIFICATE OF INCORPORATION IN
ORDER TO DECLASSIFY OUR BOARD.
PROPOSAL #02: TO APPROVE A PROPOSAL TO AMEND AND ISSUER YES FOR FOR
RESTATE OUR RESTATED CERTIFICATE OF INCORPORATION IN
ORDER TO ELIMINATE CUMULATIVE VOTING.
PROPOSAL #03: TO APPROVE A PROPOSAL TO AMEND AND ISSUER YES FOR FOR
RESTATE OUR RESTATED CERTIFICATE OF INCORPORATION IN
ORDER TO REMOVE SUPERMAJORITY VOTE PROVISIONS RELATED
TO STOCKHOLDER AMENDMENT OF BYLAWS.
PROPOSAL #04: TO APPROVE A PROPOSAL TO AMEND AND ISSUER YES FOR FOR
RESTATE OUR RESTATED CERTIFICATE OF INCORPORATION IN
ORDER TO REMOVE SUPERMAJORITY VOTE PROVISIONS RELATED
TO STOCKHOLDER APPROVAL OF BUSINESS COMBINATIONS
WITH A MORE THAN 5% STOCKHOLDER.
PROPOSAL #05: TO APPROVE A PROPOSAL TO AMEND AND ISSUER YES FOR FOR
RESTATE OUR RESTATED CERTIFICATE OF INCORPORATION IN
ORDER TO REMOVE THE PROHIBITION OF THE RIGHT OF
STOCKHOLDERS TO REQUEST SPECIAL MEETINGS OF
STOCKHOLDERS.
PROPOSAL #06: TO APPROVE A PROPOSAL TO AMEND AND ISSUER YES AGAINST AGAINST
RESTATE OUR RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE AUTHORIZED SHARES OF COMMON STOCK FROM
150,000,000 TO 300,000,000 SHARES.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MASTERCARD INCORPORATED
TICKER: MA CUSIP: 57636Q104
MEETING DATE: 9/21/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: AMEND AND RESTATE THE COMPANY'S CURRENT ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD
OF DIRECTORS IN PHASES AND EFFECT RELATED CHANGES IN
DIRECTOR VACANCY AND REMOVAL PROCEDURES.
PROPOSAL #1B: AMEND AND RESTATE THE COMPANY'S CURRENT ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO ELIMINATE A
SUPERMAJORITY VOTING REQUIREMENT FOR AMENDING THE
COMPANY'S CERTIFICATE OF INCORPORATION.
PROPOSAL #1C: AMEND AND RESTATE THE COMPANY'S CURRENT ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO REVISE REQUIREMENTS
APPLICABLE TO THE COMPOSITION OF THE BOARD OF
DIRECTORS.
PROPOSAL #1D: AMEND AND RESTATE THE COMPANY'S CURRENT ISSUER YES FOR FOR
CERTIFICATE OF INCORPORATION TO REVISE REQUIREMENTS
APPLICABLE TO THE OWNERSHIP OF THE COMPANY'S STOCK
AND DELETE RELATED OBSOLETE PROVISIONS.
PROPOSAL #02: APPROVAL OF THE ADJOURNMENT OF THE ISSUER YES FOR FOR
ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE EACH OF THE PROPOSALS
COMPRISING PROPOSAL 1 AT THE TIME OF THE ANNUAL
PROPOSAL #03.1: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #03.2: ELECT DIRECTOR J.O. REYES LAGUNES ISSUER YES FOR FOR
PROPOSAL #03.3: ELECT DIRECTOR EDWARD SUNING TIAN ISSUER YES FOR FOR
PROPOSAL #03.4: ELECT DIRECTOR SILVIO BARZI ISSUER YES FOR FOR
PROPOSAL #04: RE-APPROVAL OF THE COMPANY'S SENIOR ISSUER YES FOR FOR
EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN.
PROPOSAL #05: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
2010.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MASTERCARD INCORPORATED
TICKER: MA CUSIP: 57636Q104
MEETING DATE: 6/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARC OLIVIÉ ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RIMA QURESHI ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARK SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDTRONIC, INC.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/25/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR J. DZAU, M.D. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY A. JACKSON, PHD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEAN-PIERRE ROSSO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #2: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERCK & CO., INC.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM B. HARRISON. JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HARRY R. JACOBSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM N. KELLEY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR THOMAS E. SHENK ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR ANNE M. TATLOCK ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #17: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #18: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #19: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #20: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #21: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: METLIFE, INC.
TICKER: MET CUSIP: 59156R108
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. KANDARIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SYLVIA MATHEWS BURWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDUARDO CASTRO-WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LULU C. WANG ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: METROPCS COMMUNICATIONS, INC.
TICKER: PCS CUSIP: 591708102
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER D. LINQUIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR C. PATTERSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICRON TECHNOLOGY, INC.
TICKER: MU CUSIP: 595112103
MEETING DATE: 12/16/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: STEVEN R. APPLETON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: TERUAKI AOKI ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JAMES W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: TO APPROVE AN AMENDMENT TO THE COMPANY'S ISSUER YES FOR FOR
2007 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE THEREUNDER BY
PROPOSAL #3: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING SEPTEMBER 1, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICROSOFT CORPORATION
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/16/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #02: ELECTION OF DIRECTOR: DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #03: ELECTION OF DIRECTOR: WILLIAM H. GATES ISSUER YES FOR FOR
III
PROPOSAL #04: ELECTION OF DIRECTOR: RAYMOND V. ISSUER YES FOR FOR
GILMARTIN
PROPOSAL #05: ELECTION OF DIRECTOR: REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #06: ELECTION OF DIRECTOR: MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #07: ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #08: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #09: ELECTION OF DIRECTOR: HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #10: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR
PROPOSAL #11: SHAREHOLDER PROPOSAL - ESTABLISHMENT OF SHAREHOLDER YES ABSTAIN AGAINST
BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOLSON COORS BREWING COMPANY
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTORS JOHN E. CLEGHORN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTORS CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTORS DAVID P. O'BRIEN ISSUER YES FOR FOR
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ISSUER: MONSANTO COMPANY
TICKER: MON CUSIP: 61166W101
MEETING DATE: 1/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LAURA K. IPSEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: WILLIAM U. PARFET ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GEORGE H. POSTE, ISSUER YES FOR FOR
PH.D., D.V.M.
PROPOSAL #02: RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011
PROPOSAL #03: TO APPROVE, BY NON-BINDING VOTE, ISSUER YES FOR FOR
EXECUTIVE COMPENSATION
PROPOSAL #04: TO RECOMMEND, BY NON-BINDING VOTE, THE ISSUER YES ONE YEAR AGAINST
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
PROPOSAL #05: TO APPROVE THE PERFORMANCE GOALS UNDER ISSUER YES FOR FOR
THE MONSANTO COMPANY CODE SECTION 162(M) ANNUAL
INCENTIVE PLAN FOR COVERED EXECUTIVES
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ISSUER: MORGAN STANLEY
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROY J. BOSTOCK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR HOWARD J. DAVIES ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES H. HANCE JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN J. MACK ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES. W. OWENS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR MASAAKI TANAKA ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: MOTOROLA MOBILITY HOLDINGS, INC.
TICKER: MMI CUSIP: 620097105
MEETING DATE: 5/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SANJAY K. JHA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM R. HAMBRECHT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JEANNE P. JACKSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KEITH A. MEISTER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS J. MEREDITH ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DANIEL A. NINIVAGGI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAMES R. STENGEL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ANTHONY J. VINCIQUERRA ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ANDREW J. VITERBI ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: MOTOROLA SOLUTIONS, INC.
TICKER: MOT CUSIP: 620076109
MEETING DATE: 11/29/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: AUTHORIZATION FOR THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO EFFECT, IN ITS DISCRETION PRIOR TO
DECEMBER 31, 2011, A REVERSE STOCK SPLIT OF THE
OUTSTANDING AND TREASURY COMMON STOCK OF MOTOROLA, AT
A REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND
OF UP TO 1-FOR-7, AS DETERMINED BY THE BOARD OF
PROPOSAL #02: APPROVAL OF A CORRESPONDING AMENDMENT ISSUER YES FOR FOR
TO MOTOROLA'S RESTATED CERTIFICATE OF INCORPORATION
TO EFFECT THE REVERSE STOCK SPLIT AND TO REDUCE
PROPORTIONATELY THE TOTAL NUMBER OF SHARES OF COMMON
STOCK THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT
TO THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON SUCH
AMENDMENT.
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ISSUER: MOTOROLA SOLUTIONS, INC.
TICKER: MSI CUSIP: 620076307
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM J. BRATTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MICHAEL V. HAYDEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SAMUEL C. SCOTT III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN A. WHITE ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #11: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AMEND HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: NATIONAL OILWELL VARCO, INC.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JEFFERY A. SMISEK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #8: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: NEW YORK COMMUNITY BANCORP, INC.
TICKER: NYB CUSIP: 649445103
MEETING DATE: 6/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINICK CIAMPA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W.C. FREDERICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAX L. KUPFERBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SPIROS J. VOUTSINAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT WANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: NEWELL RUBBERMAID INC.
TICKER: NWL CUSIP: 651229106
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL T. COWHIG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARK D. KETCHUM ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RAYMOND G. VIAULT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
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ISSUER: NEWMONT MINING CORPORATION
TICKER: NEM CUSIP: 651639106
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLEN A. BARTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT A. CALARCO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. CARRABBA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NOREEN DOYLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VERONICA M. HAGEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. HAMSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD T. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. PRESCOTT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD C. ROTH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SIMON THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
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ISSUER: NOBLE CORPORATION
TICKER: N0L CUSIP: H5833N103
MEETING DATE: 4/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE J. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE CREATION OF RESERVE THROUGH ISSUER YES FOR FOR
APPROPRIATION OF RETAINED EARNINGS.
PROPOSAL #4: APPROVE CHF 38.4 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #5: APPROVE EXTENSION OF CHF 133 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE CHF 143 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL AND REPAYMENT OF CHF 0.13 PER SHARE
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND
PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR
PROPOSAL #8: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: NOKIA CORPORATION
TICKER: NOK CUSIP: 654902204
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #07: ADOPTION OF THE ANNUAL ACCOUNTS. ISSUER YES FOR FOR
PROPOSAL #08: RESOLUTION ON THE USE OF THE PROFIT ISSUER YES FOR FOR
SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF
PROPOSAL #09: RESOLUTION ON THE DISCHARGE OF THE ISSUER YES FOR FOR
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
PROPOSAL #10: RESOLUTION ON THE REMUNERATION OF THE ISSUER YES FOR FOR
MEMBERS OF THE BOARD OF DIRECTORS.
PROPOSAL #11: RESOLUTION ON THE NUMBER OF MEMBERS OF ISSUER YES FOR FOR
THE BOARD OF DIRECTORS.
PROPOSAL #12.1: ELECT DIRECTOR STEPHEN ELOP ISSUER YES FOR FOR
PROPOSAL #12.2: ELECT DIRECTOR DR. BENGT HOLMSTROM ISSUER YES FOR FOR
PROPOSAL #12.3: ELECT DIRECTOR PROF. DR. H. KAGERMANN ISSUER YES FOR FOR
PROPOSAL #12.4: ELECT DIRECTOR PER KARLSSON ISSUER YES FOR FOR
PROPOSAL #12.5: ELECT DIRECTOR JOUKO KARVINEN ISSUER YES FOR FOR
PROPOSAL #12.6: ELECT DIRECTOR HELGE LUND ISSUER YES FOR FOR
PROPOSAL #12.7: ELECT DIRECTOR ISABEL MAREY-SEMPER ISSUER YES FOR FOR
PROPOSAL #12.8: ELECT DIRECTOR JORMA OLLILA ISSUER YES FOR FOR
PROPOSAL #12.9: ELECT DIRECTOR DAME MARJORIE SCARDINO ISSUER YES FOR FOR
PROPOSAL #12.10: ELECT DIRECTOR RISTO SIILASMAA ISSUER YES FOR FOR
PROPOSAL #12.11: ELECT DIRECTOR KARI STADIGH ISSUER YES FOR FOR
PROPOSAL #13: RESOLUTION ON THE REMUNERATION OF THE ISSUER YES FOR FOR
AUDITOR.
PROPOSAL #14: ELECTION OF AUDITOR. ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZING THE BOARD OF DIRECTORS TO ISSUER YES FOR FOR
RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES.
PROPOSAL #16: GRANT OF STOCK OPTIONS TO SELECTED ISSUER YES FOR FOR
PERSONNEL OF NOKIA.
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ISSUER: NORFOLK SOUTHERN CORPORATION
TICKER: NSC CUSIP: 655844108
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GERALD L. BALILES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KAREN N. HORN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR J. PAUL REASON ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: NORTHEAST UTILITIES
TICKER: NU CUSIP: 664397106
MEETING DATE: 3/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: PROPOSAL TO ADOPT THE AGREEMENT AND ISSUER YES FOR FOR
PLAN OF MERGER, BY AND AMONG NORTHEAST UTILITIES, NU
HOLDING ENERGY 1 LLC, NU HOLDING ENERGY 2 LLC AND
NSTAR, AS AMENDED AND AS IT MAY BE AMENDED FURTHER,
AND APPROVE THE MERGER, INCLUDING THE ISSUANCE OF
NORTHEAST UTILITIES COMMON SHARES TO NSTAR
SHAREHOLDERS PURSUANT TO THE MERGER.
PROPOSAL #02: PROPOSAL TO INCREASE THE NUMBER OF ISSUER YES FOR FOR
NORTHEAST UTILITIES COMMON SHARES AUTHORIZED FOR
ISSUANCE BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH
SECTION 19 OF THE NORTHEAST UTILITIES DECLARATION OF
TRUST BY 155,000,000 COMMON SHARES, FROM 225,000,000
AUTHORIZED COMMON SHARES TO 380,000,000 AUTHORIZED
COMMON SHARES.
PROPOSAL #03: PROPOSAL TO FIX THE NUMBER OF TRUSTEES ISSUER YES FOR FOR
OF THE NORTHEAST UTILITIES BOARD OF TRUSTEES AT
FOURTEEN.
PROPOSAL #04: PROPOSAL TO ADJOURN THE SPECIAL ISSUER YES FOR FOR
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE THE FOREGOING PROPOSALS.
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ISSUER: NORTHEAST UTILITIES
TICKER: NU CUSIP: 664397106
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. CLARKESON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COTTON M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANFORD CLOUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH T. KENNAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH R. LEIBLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. PATRICELLI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. SWOPE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENNIS R. WRAASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: NORTHROP GRUMMAN CORPORATION
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LEWIS W. COLEMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR VICTOR H. FAZIO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN E. FRANK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MADELEINE KLEINER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: NOVARTIS AG
TICKER: NVS CUSIP: 66987V109
MEETING DATE: 2/22/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: APPROVAL OF THE ANNUAL REPORT, THE ISSUER YES FOR FOR
FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS
YEAR 2010
PROPOSAL #02: DISCHARGE FROM LIABILITY OF THE MEMBERS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE
PROPOSAL #03: APPROPRIATION OF AVAILABLE EARNINGS OF ISSUER YES FOR FOR
NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF
DIVIDEND
PROPOSAL #04: CONSULTATIVE VOTE ON THE COMPENSATION ISSUER YES FOR FOR
SYSTEM
PROPOSAL #5B1: RE-ELECTION OF ANN FUDGE FOR A THREE- ISSUER YES FOR FOR
YEAR TERM TO THE BOARD OF DIRECTORS
PROPOSAL #5B2: RE-ELECTION OF PIERRE LANDOLT FOR A ISSUER YES FOR FOR
THREE-YEAR TERM TO THE BOARD OF DIRECTORS
PROPOSAL #5B3: RE-ELECTION OF ULRICH LEHNER, PH.D. ISSUER YES FOR FOR
FOR A THREE-YEAR TERM TO THE BOARD OF DIRECTORS
PROPOSAL #5C: ELECTION OF NEW MEMBER THE BOARD OF ISSUER YES FOR FOR
DIRECTORS PROPOSES TO VOTE FOR THE ELECTION OF ENRICO
VANNI, PH.D.,FOR A THREE YEAR TERM
PROPOSAL #06: APPOINTMENT OF THE AUDITOR ISSUER YES FOR FOR
PROPOSAL #07: ADDITIONAL AND/OR COUNTER-PROPOSALS ISSUER YES AGAINST AGAINST
PRESENTED AT THE MEETING
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ISSUER: NOVARTIS AG
TICKER: NOVN CUSIP: 66987V109
MEETING DATE: 4/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE MERGER AGREEMENT WITH ALCON ISSUER YES FOR FOR
INC.
PROPOSAL #1.2: APPROVE CREATION OF CHF 54 MILLION ISSUER YES FOR FOR
POOL OF AUTHORIZED CAPITAL IN CONNECTION WITH MERGER
AGREEMENT WITH ALCON INC.
PROPOSAL #2: ADDITIONAL AND/OR COUNTER-PROPOSALS ISSUER YES AGAINST AGAINST
PRESENTED AT THE MEETING
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ISSUER: NOVELLUS SYSTEMS, INC.
TICKER: NVLS CUSIP: 670008101
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL R. BONKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YOUSSEF A. EL-MANSY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLEN G. POSSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN D. RHOADS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KRISHNA SARASWAT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DELBERT A. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: NUCOR CORPORATION
TICKER: NUE CUSIP: 670346105
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTORIA F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. KEARNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
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ISSUER: NYSE EURONEXT
TICKER: NYX CUSIP: 629491101
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANDRE BERGEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ELLYN L. BROWN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARSHALL N. CARTER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DOMINIQUE CERUTTI ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PATRICIA M. CLOHERTY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR SIR GEORGE COX ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SYLVAIN HEFES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAN-MICHIEL HESSELS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DUNCAN M. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES J. MCNULTY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR DUNCAN L. NIEDERAUER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR RICARDO SALGADO ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR ROBERT G. SCOTT ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR RIJNHARD VAN TETS ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR SIR BRIAN WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #19: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #20: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #21: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #22: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OCCIDENTAL PETROLEUM CORPORATION
TICKER: OXY CUSIP: 674599105
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR STEPHEN I. CHAZEN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR EDWARD P. DJEREJIAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JOHN E. FEICK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARGARET M. FORAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RAY R. IRANI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR AVEDICK B. POLADIAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RODOLFO SEGOVIA ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR AZIZ D. SYRIANI ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ROSEMARY TOMICH ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR WALTER L. WEISMAN ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #17: REVIEW POLITICAL EXPENDITURES AND SHAREHOLDER YES ABSTAIN AGAINST
PROCESSES
PROPOSAL #18: REQUEST DIRECTOR NOMINEE WITH SHAREHOLDER YES ABSTAIN AGAINST
ENVIRONMENTAL QUALIFICATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMNICOM GROUP INC.
TICKER: OMC CUSIP: 681919106
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN D. WREN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR BRUCE CRAWFORD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT CHARLES CLARK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ERROL M. COOK ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SUSAN S. DENISON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOHN R. PURCELL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR GARY L. ROUBOS ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #15: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ONEOK, INC.
TICKER: OKE CUSIP: 682680103
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JULIE H. EDWARDS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM L. FORD ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN W. GIBSON ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BERT H. MACKIE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JIM W. MOGG ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GARY D. PARKER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR EDUARDO A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR GERALD B. SMITH ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR DAVID J. TIPPECONNIC ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ORACLE CORPORATION
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 10/6/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR DONALD L. LUCAS ISSUER YES FOR FOR
PROPOSAL #01.12: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES FOR FOR
PROPOSAL #02: APPROVE THE ORACLE CORPORATION ISSUER YES FOR FOR
EXECUTIVE BONUS PLAN.
PROPOSAL #03: APPROVE THE ORACLE CORPORATION AMENDED ISSUER YES FOR FOR
AND RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE
NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
PROPOSAL #04: RATIFY THE SELECTION OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
PROPOSAL #05: ACT ON A STOCKHOLDER PROPOSAL TO AMEND SHAREHOLDER YES ABSTAIN AGAINST
THE CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON SUSTAINABILITY.
PROPOSAL #06: ACT ON A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
MAJORITY VOTING IN DIRECTOR ELECTIONS.
PROPOSAL #07: ACT ON A STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
EQUITY RETENTION.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PACCAR INC
TICKER: PCAR CUSIP: 693718108
MEETING DATE: 4/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. FLUKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK S. HACHIGIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN F. PAGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. PLIMPTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARKER-HANNIFIN CORPORATION
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR KLAUS-PETER MULLER ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR JOSEPH M. SCAMINACE ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR MARKOS I. TAMBAKERAS ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #01.12: ELECT DIRECTOR DONALD E. WASHKEWICZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
PROPOSAL #03: APPROVAL OF THE PARKER-HANNIFIN ISSUER YES FOR FOR
CORPORATION 2010 PERFORMANCE BONUS PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL TO AMEND THE CODE SHAREHOLDER YES AGAINST FOR
OF REGULATIONS TO SEPARATE THE ROLES OF CHAIRMAN OF
THE BOARD AND CHIEF EXECUTIVE OFFICER.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARTNERRE LTD.
TICKER: PRE CUSIP: G6852T105
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT JUDITH HANRATTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT COSTAS MIRANTHIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT REMY SAUTTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT JURGEN ZECH AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LTD AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PEPSICO, INC.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR S.L. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR I.M. COOK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR D. DUBLON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR V.J. DZAU ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR R.L. HUNT ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR A. IBARGUEN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR A.C. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR I.K. NOOYI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR S.P. ROCKEFELLER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR J.J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR L.G. TROTTER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR D. VASELLA ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #17: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #18: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PFIZER INC.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL S. BROWN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM H. GRAY III ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOHN P. MASCOTTE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: PUBLISH POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: REPORT ON PUBLIC POLICY ADVOCACY PROCESS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: ADOPT POLICY TO RESTRAIN PHARMACEUTICAL SHAREHOLDER YES ABSTAIN AGAINST
PRICE INCREASES
PROPOSAL #20: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #22: REPORT ON ANIMAL TESTING AND PLANS FOR SHAREHOLDER YES ABSTAIN AGAINST
REDUCTION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PHILIP MORRIS INTERNATIONAL INC.
TICKER: PM CUSIP: 718172109
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HAROLD BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MATHIS CABIALLAVETTA ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LOUIS C. CAMILLERI ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR J. DUDLEY FISHBURN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JENNIFER LI ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GRAHAM MACKAY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR SERGIO MARCHIONNE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LUCIO A. NOTO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CARLOS SLIM HELU ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR STEPHEN M. WOLF ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: REPORT ON EFFECT OF MARKETING PRACTICES SHAREHOLDER YES ABSTAIN AGAINST
ON THE POOR
PROPOSAL #15: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PINNACLE WEST CAPITAL CORPORATION
TICKER: PNW CUSIP: 723484101
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD N. BASHA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD E. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN CLARK-JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL L. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA GRANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R.A. HERBERGER, JR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DALE E. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HUMBERTO S. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KATHRYN L. MUNRO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRUCE J. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR W. DOUGLAS PARKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PPG INDUSTRIES, INC.
TICKER: PPG CUSIP: 693506107
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. ANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH GRANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT MEHRABIAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON COMMUNITY ENVIRONMENTAL IMPACT SHAREHOLDER YES ABSTAIN AGAINST
DISCLOSURE PROCESS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRAXAIR, INC.
TICKER: PX CUSIP: 74005P104
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. ANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OSCAR BERNARDES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA D. HALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND W. LEBOEUF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LARRY D. MCVAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WAYNE T. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: PRUDENTIAL FINANCIAL, INC.
TICKER: PRU CUSIP: 744320102
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS J. BALTIMORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GASTON CAPERTON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GILBERT F. CASELLAS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MARK B. GRIER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MARTINA HUND-MEJEAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR CHRISTINE A. POON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN R. STRANGFIELD ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #17: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES FOR FOR
PROPOSAL #18: REPORT ON LOBBYING CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
EXPENSES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
TICKER: PEG CUSIP: 744573106
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALBERT R. GAMPER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CONRAD K. HARPER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM V. HICKEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RALPH IZZO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HAK CHEOL SHIN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QWEST COMMUNICATIONS INTERNATIONAL INC.
TICKER: Q CUSIP: 749121109
MEETING DATE: 8/24/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ADOPT AGREEMENT AND PLAN OF MERGER ISSUER YES FOR FOR
AMONG CENTURYLINK, INC., SB44 ACQUISITION COMPANY AND
QWEST COMMUNICATIONS INTERNATIONAL INC., PURSUANT TO
WHICH SB44 ACQUISITION COMPANY BE MERGED WITH AND
INTO QWEST AND EACH OUTSTANDING SHARE OF COMMON STOCK
OF QWEST BE CONVERTED INTO RIGHT TO RECEIVE 0.1664
SHARES OF COMMON STOCK OF CENTURYLINK, WITH CASH PAID
IN LIEU OF FRACTIONAL SHARES
PROPOSAL #02: TO VOTE UPON AN ADJOURNMENT OF THE ISSUER YES FOR FOR
QWEST SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO ADOPT THE MERGER AGREEMENT
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ISSUER: RAYMOND JAMES FINANCIAL, INC.
TICKER: RJF CUSIP: 754730109
MEETING DATE: 2/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR SHELLEY G. BROADER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR FRANCIS S. GODBOLD ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR H.W. HABERMEYER, JR. ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR CHET HELCK ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR THOMAS A. JAMES ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR GORDON L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR PAUL C. REILLY ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ROBERT P. SALTZMAN ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR HARDWICK SIMMONS ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR SUSAN N. STORY ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT BY THE AUDIT ISSUER YES FOR FOR
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
PROPOSAL #03: TO APPROVE AMENDMENTS TO THE 2005 ISSUER YES FOR FOR
RESTRICTED STOCK PLAN.
PROPOSAL #04: TO APPROVE THE ADVISORY (NON-BINDING) ISSUER YES FOR FOR
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
PROPOSAL #05: EXECUTIVE COMPENSATION SHAREHOLDER VOTE ISSUER YES ONE YEAR FOR
FREQUENCY.
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ISSUER: RAYONIER INC.
TICKER: RYN CUSIP: 754907103
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL G. BOYNTON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MARK E. GAUMOND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID W. OSKIN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RAYTHEON COMPANY
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN M. DEUTCH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL C. RUETTGERS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #14: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: REPORT ON LOBBYING CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
EXPENSES
PROPOSAL #16: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RENAISSANCERE HOLDINGS LTD.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. BUSHNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN D. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REYNOLDS AMERICAN INC.
TICKER: RAI CUSIP: 761713106
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUC JOBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANA MENSAH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. ZILLMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. DALY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL M. DELEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
PROPOSAL #7: CEASE PRODUCTION OF FLAVORED TOBACCO SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS
PROPOSAL #8: ADOPT HUMAN RIGHTS PROTOCOLS FOR COMPANY SHAREHOLDER YES ABSTAIN AGAINST
AND SUPPLIERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROCKWELL AUTOMATION, INC.
TICKER: ROK CUSIP: 773903109
MEETING DATE: 2/1/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A.1: ELECT DIRECTOR DONALD R. PARFET ISSUER YES FOR FOR
PROPOSAL #A.2: ELECT DIRECTOR STEVEN R. KALMANSON ISSUER YES FOR FOR
PROPOSAL #A.3: ELECT DIRECTOR JAMES P. KEANE ISSUER YES FOR FOR
PROPOSAL #B: TO APPROVE THE SELECTION OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #C: TO APPROVE ON AN ADVISORY BASIS THE ISSUER YES FOR FOR
COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE
OFFICERS.
PROPOSAL #D: TO APPROVE ON AN ADVISORY BASIS THE ISSUER YES ONE YEAR AGAINST
FREQUENCY OF THE VOTE ON THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROCKWELL COLLINS, INC.
TICKER: COL CUSIP: 774341101
MEETING DATE: 2/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR C.A. DAVIS ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR R.E. EBERHART ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR D. LILLEY ISSUER YES FOR FOR
PROPOSAL #02: TO CONSIDER AND VOTE ON A NON-BINDING ISSUER YES FOR FOR
RESOLUTION TO APPROVE THE COMPENSATION OF EXECUTIVE
OFFICERS AND RELATED DISCLOSURES.
PROPOSAL #03: TO VOTE ON THE FREQUENCY OF THE ISSUER YES ONE YEAR AGAINST
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
PROPOSAL #04: FOR THE SELECTION OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS OUR AUDITORS FOR FISCAL YEAR 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROYAL CARIBBEAN CRUISES LTD.
TICKER: N/A CUSIP: V7780T103
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LAURA D.B. LAVIADA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT EYAL M. OFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WILLIAM K. RELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT A. ALEXANDER WIHELMSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: ADVISORY VOTE TO RATIFY DIRECTORS' SHAREHOLDER YES AGAINST FOR
COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROYAL DUTCH SHELL PLC
TICKER: RDSB CUSIP: 780259107
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOSEF ACKERMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MALCOLM BRINDED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT LORD KERR OF KINLOCHARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHRISTINE MORIN-POSTEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT JORMA OLLILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JEROEN VAN DER VEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PETER VOSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #21: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RUBY TUESDAY, INC.
TICKER: RT CUSIP: 781182100
MEETING DATE: 10/6/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF CLASS III DIRECTOR FOR A ISSUER YES FOR FOR
TERM OF THREE YEARS TO THE BOARD OF DIRECTORS: SAMUEL
E. BEALL, III
PROPOSAL #1B: ELECTION OF CLASS III DIRECTOR FOR A ISSUER YES FOR FOR
TERM OF THREE YEARS TO THE BOARD OF DIRECTORS:
BERNARD LANIGAN, JR.
PROPOSAL #2: TO APPROVE THE COMPANY'S 2010 EXECUTIVE ISSUER YES FOR FOR
INCENTIVE COMPENSATION PLAN
PROPOSAL #3: TO RATIFY THE SELECTION OF KPMG LLP TO ISSUER YES FOR FOR
SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31,
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAFEWAY INC.
TICKER: SWY CUSIP: 786514208
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JANET E. GROVE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MOHAN GYANI ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PAUL HAZEN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR FRANK C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KENNETH W. ODER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR T. GARY ROGERS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MICHAEL S. SHANNON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM Y. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SARA LEE CORPORATION
TICKER: SLE CUSIP: 803111103
MEETING DATE: 10/28/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CHRISTOPHER B. ISSUER YES FOR FOR
BEGLEY
PROPOSAL #1B: ELECTION OF DIRECTOR: CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: LAURETTE T. ISSUER YES FOR FOR
KOELLNER
PROPOSAL #1F: ELECTION OF DIRECTOR: CORNELIS J.A. VAN ISSUER YES FOR FOR
LEDE
PROPOSAL #1G: ELECTION OF DIRECTOR: DR. JOHN MCADAM ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: SIR IAN PROSSER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: NORMAN R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JONATHAN P. WARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SEMPRA ENERGY
TICKER: SRE CUSIP: 816851109
MEETING DATE: 5/13/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES G. BROCKSMITH JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILFORD D. GODBOLD JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM D. JONES ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM G. OUCHI ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CARLOS RUIZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR WILLIAM C. RUSNACK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM P. RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR LUIS M. TÉLLEZ ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES ABSTAIN AGAINST
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SERVICE CORPORATION INTERNATIONAL
TICKER: SCI CUSIP: 817565104
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MALCOLM GILLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLIFTON H. MORRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. BLAIR WALTRIP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND DIRECTOR COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SIRIUS XM RADIO INC.
TICKER: SIRI CUSIP: 82967N108
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DRIECTOR JOAN L. AMBLE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DRIECTOR LEON D. BLACK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DRIECTOR LAWRENCE F. GILBERTI ISSUER YES FOR FOR
PROPOSAL #4: ELECT DRIECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DRIECTOR JAMES P. HOLDEN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DRIECTOR MEL KARMAZIN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DRIECTOR JAMES F. MOONEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DRIECTOR JACK SHAW ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SL GREEN REALTY CORP.
TICKER: SLG CUSIP: 78440X101
MEETING DATE: 6/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC HOLLIDAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. LEVY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SLM CORPORATION
TICKER: SLM CUSIP: 78442P106
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANN TORRE BATES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W.M. DIEFENDERFER III ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DIANE SUITT GILLELAND ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR EARL A. GOODE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RONALD F. HUNT ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ALBERT L. LORD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MICHAEL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR BARRY A. MUNITZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR A. ALEXANDER PORTER, JR. ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR FRANK C. PULEO ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR WOLFGANG SCHOELLKOPF ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR STEVEN L. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR ANTHONY P. TERRACCIANO ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR BARRY L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #17: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #18: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #19: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: SPECTRA ENERGY CORP
TICKER: SE CUSIP: 847560109
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM T. ESREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY L. EBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AUSTIN A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAMELA L. CARTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR F. ANTHONY COMPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER B. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS R. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH H. NETHERLAND ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL E.J. PHELPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
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ISSUER: STANLEY BLACK & DECKER, INC.
TICKER: SWK CUSIP: 854502101
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS M. CARDOSO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MANUEL A. FERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARIANNE M. PARRS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STATE STREET CORPORATION
TICKER: STT CUSIP: 857477103
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR K. BURNES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR P. COYM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR P. DE SAINT-AIGNAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR A. FAWCETT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR D. GRUBER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR L. HILL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR J. HOOLEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR R. KAPLAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR C. LAMANTIA ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR R. SERGEL ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR R. SKATES ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR G. SUMME ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR R. WEISSMAN ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: SUNOCO, INC.
TICKER: SUN CUSIP: 86764P109
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS C. CASCIATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY W. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN L. ELSENHANS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR URSULA O. FAIRBAIRN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN P. JONES, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES G. KAISER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. ROWE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN K. WULFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DOUBLE TRIGGER ON EQUITY PLANS SHAREHOLDER YES AGAINST FOR
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ISSUER: SUNTRUST BANKS, INC.
TICKER: STI CUSIP: 867914103
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT M. BEALL, II ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ALSTON D. CORRELL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEFFREY C. CROWE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR BLAKE P. GARRETT, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAVID H. HUGHES ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR M. DOUGLAS IVESTER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR J. HICKS LANIER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR KYLE PRECHTL LEGG ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM A. LINNENBRINGER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR G. GILMER MINOR, III ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR FRANK S. ROYAL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JAMES M. WELLS, III ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR PHAIL WYNN, JR. ISSUER YES FOR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #18: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #19: PREPARE SUSTAINABILITY REPORT SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: SYMANTEC CORPORATION
TICKER: SYMC CUSIP: 871503108
MEETING DATE: 9/20/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: STEPHEN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MICHAEL A. BROWN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: WILLIAM T. ISSUER YES FOR FOR
COLEMAN III
PROPOSAL #1D: ELECTION OF DIRECTOR: FRANK E. DANGEARD ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GERALDINE B. ISSUER YES FOR FOR
LAYBOURNE
PROPOSAL #1F: ELECTION OF DIRECTOR: DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: ENRIQUE SALEM ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
PROPOSAL #03: AMENDMENT TO OUR 2004 EQUITY INCENTIVE ISSUER YES FOR FOR
PLAN, AS AMENDED, TO INCREASE THE NUMBER OF
AUTHORIZED SHARES ISSUABLE BY 55,000,000.
PROPOSAL #04: AMENDMENT TO OUR 2008 EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN, TO INCREASE NUMBER OF AUTHORIZED
SHARES ISSUABLE THEREUNDER BY 20,000,000.
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ISSUER: SYSCO CORPORATION
TICKER: SYY CUSIP: 871829107
MEETING DATE: 11/12/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JOHN M. CASSADAY ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: MANUEL A. ISSUER YES FOR FOR
FERNANDEZ
PROPOSAL #1C: ELECTION OF DIRECTOR: HANS-JOACHIM ISSUER YES FOR FOR
KOERBER
PROPOSAL #1D: ELECTION OF DIRECTOR: JACKIE M. WARD ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE AN AMENDMENT TO THE SYSCO ISSUER YES FOR FOR
CORPORATION 1974 EMPLOYEES' STOCK PURCHASE PLAN TO
RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO
CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ERNST & ISSUER YES FOR FOR
YOUNG LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2011.
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ISSUER: TEXAS INSTRUMENTS INCORPORATED
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR R.W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR D.A. CARP ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR C.S. COX ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR S.P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR P.H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR R.E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR W.R. SANDERS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR R.J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR R.K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C.T. WHITMAN ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE ALLSTATE CORPORATION
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RONALD T. LEMAY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR H. JOHN RILEY, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARY ALICE TAYLOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #14: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BANK OF NEW YORK MELLON CORPORATION
TICKER: BK CUSIP: 064058100
MEETING DATE: 4/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RUTH E. BRUCH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR NICHOLAS M. DONOFRIO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR EDMUND F. KELLY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ROBERT P. KELLY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RICHARD J. KOGAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MICHAEL J. KOWALSKI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN A. LUKE, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MARK A. NORDENBERG ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR CATHERINE A. REIN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM C. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR SAMUEL C. SCOTT III ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #17: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #18: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #19: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #20: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE BOEING COMPANY
TICKER: BA CUSIP: 097023105
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN E. BRYSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #7: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN F. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: IMPLEMENT THIRD-PARTY SUPPLY CHAIN SHAREHOLDER YES ABSTAIN AGAINST
MONITORING
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #20: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE CHUBB CORPORATION
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ZOE BAIRD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN D. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LAWRENCE M. SMALL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JESS SODERBERG ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DANIEL E. SOMERS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE COCA-COLA COMPANY
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DONALD F. MCHENRY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JAMES D. ROBINSON III ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR PETER V. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR JACOB WALLENBERG ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR JAMES B. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #18: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #19: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #20: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #21: PUBLISH REPORT ON CHEMICAL BISPHENOL-A SHAREHOLDER YES ABSTAIN AGAINST
(BPA)
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE DOW CHEMICAL COMPANY
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ARNOLD A. ALLEMANG ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BARBARA H. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JENNIFER M. GRANHOLM ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN B. HESS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR PAUL G. STERN ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: THE GAP, INC.
TICKER: GPS CUSIP: 364760108
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADRIAN D.P. BELLAMY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN K. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAYO A. SHATTUCK III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE TSANG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KNEELAND C. YOUNGBLOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE GOLDMAN SACHS GROUP, INC.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN H. BRYAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CLAES DAHLBACK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: AMEND BYLAWS-- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: REVIEW EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: REPORT ON CLIMATE CHANGE BUSINESS RISKS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: THE HARTFORD FINANCIAL SERVICES GROUP, INC.
TICKER: HIG CUSIP: 416515104
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROBERT B. ALLARDICE, III ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TREVOR FETTER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAUL G. KIRK, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LIAM E. MCGEE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KATHRYN A. MIKELLS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MICHAEL G. MORRIS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CHARLES B. STRAUSS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: THE HOME DEPOT, INC.
TICKER: HD CUSIP: 437076102
MEETING DATE: 6/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. FRANK BROWN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ARMANDO CODINA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KAREN L. KATEN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #15: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #17: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: ADOPT PROXY STATEMENT REPORTING ON SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS AND ADVISORY VOTE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE INTERPUBLIC GROUP OF COMPANIES, INC.
TICKER: IPG CUSIP: 460690100
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR REGINALD K. BRACK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JILL M. CONSIDINE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RICHARD A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR H. JOHN GREENIAUS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARY J. STEELE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DAVID M. THOMAS ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: AMEND BYLAWS-- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MOSAIC COMPANY
TICKER: MOS CUSIP: 61945A107
MEETING DATE: 10/7/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR WILLIAM R. GRABER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR EMERY N. KOENIG ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR SERGIO RIAL ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR DAVID T. SEATON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE NASDAQ OMX GROUP, INC.
TICKER: NDAQ CUSIP: 631103108
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR URBAN BACKSTROM ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR H. FURLONG BALDWIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL CASEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR BORJE EKHOLM ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR LON GORMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT GREIFELD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR GLENN H. HUTCHINS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR BIRGITTA KANTOLA ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ESSA KAZIM ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOHN D. MARKESE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR HANS MUNK NIELSEN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR THOMAS F. O NEILL ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JAMES S. RIEPE ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR LARS WEDENBORN ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR DEBORAH L. WINCE-SMITH ISSUER YES FOR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PNC FINANCIAL SERVICES GROUP, INC.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD O. BERNDT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRUCE C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR HELGE H. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PROCTER & GAMBLE COMPANY
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/12/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: KENNETH I. ISSUER YES FOR FOR
CHENAULT
PROPOSAL #1C: ELECTION OF DIRECTOR: SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: RAJAT K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: W. JAMES ISSUER YES FOR FOR
MCNERNEY, JR.
PROPOSAL #1G: ELECTION OF DIRECTOR: JOHNATHAN A. ISSUER YES FOR FOR
RODGERS
PROPOSAL #1H: ELECTION OF DIRECTOR: MARY A. ISSUER YES FOR FOR
WILDEROTTER
PROPOSAL #1I: ELECTION OF DIRECTOR: PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: SHAREHOLDER PROPOSAL - CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TIMKEN COMPANY
TICKER: TKR CUSIP: 887389104
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. BALLBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WARD J. TIMKEN, JR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TRAVELERS COMPANIES, INC.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR LAWRENCE G. GRAEV ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS R. HODGSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CLEVE L. KILLINGSWORTH, ISSUER YES FOR FOR
JR.
PROPOSAL #10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE WALT DISNEY COMPANY
TICKER: DIS CUSIP: 254687106
MEETING DATE: 3/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN E. BRYSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JUDITH L. ESTRIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: STEVEN P. JOBS ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: FRED H. LANGHAMMER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: ROBERT W. ISSUER YES FOR FOR
MATSCHULLAT
PROPOSAL #1K: ELECTION OF DIRECTOR: JOHN E. PEPPER, ISSUER YES FOR FOR
JR.
PROPOSAL #1L: ELECTION OF DIRECTOR: SHERYL K. SANDBERG ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: ORIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
PROPOSAL #03: TO APPROVE THE 2011 STOCK INCENTIVE ISSUER YES FOR FOR
PLAN.
PROPOSAL #04: TO APPROVE THE ADVISORY RESOLUTION ON ISSUER YES FOR FOR
EXECUTIVE COMPENSATION.
PROPOSAL #05: TO APPROVE HOLDING AN ADVISORY VOTE ON ISSUER YES ONE YEAR FOR
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
PROPOSAL #06: TO APPROVE THE SHAREHOLDER PROPOSAL SHAREHOLDER YES AGAINST FOR
RELATING TO PERFORMANCE TESTS FOR RESTRICTED STOCK
UNITS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THERMO FISHER SCIENTIFIC INC.
TICKER: TMO CUSIP: 883556102
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL E. PORTER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SCOTT M. SPERLING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER CABLE INC.
TICKER: TWC CUSIP: 88732J207
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CAROLE BLACK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR THOMAS H. CASTRO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID C. CHANG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PETER R. HAJE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DON LOGAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WAYNE H. PACE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER INC.
TICKER: TWX CUSIP: 887317303
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR FRANK J. CAUFIELD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MICHAEL A. MILES ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KENNETH J. NOVACK ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR PAUL D. WACHTER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TORCHMARK CORPORATION
TICKER: TMK CUSIP: 891027104
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARK S. MCANDREW ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SAM R. PERRY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LAMAR C. SMITH ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOTAL SA
TICKER: FP CUSIP: 89151E109
MEETING DATE: 5/13/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.28 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT PATRICIA BARBIZET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT PAUL DESMARAIS JR. AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: REELECT CLAUDE MANDIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MARIE-CHRISTINE COISNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT BARBARA KUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE UP TO 0.8 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLAN
PROPOSAL #A: AMEND ARTICLE 9 OF BYLAWS RE: SHARE SHAREHOLDER YES AGAINST FOR
OWNERSHIP DISCLOSURE THRESHOLD PUBLICATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRANSOCEAN LTD.
TICKER: RIGN CUSIP: H8817H100
MEETING DATE: 5/13/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #4: APPROVE RE-ALLOCATION OF FREE RESERVES ISSUER YES FOR FOR
TO LEGAL RESERVES FROM CAPITAL CONTRIBUTION
PROPOSAL #5: APPROVE REDUCTION IN SHARE CAPITAL AND ISSUER YES FOR FOR
REPAYMENT OF $3.11 PER SHARE
PROPOSAL #6: APPROVE RELEASE AND RE-ALLOCATION OF ISSUER YES FOR FOR
LEGAL RESERVES, RESERVE FROM CAPITAL CONTRIBUTION, TO
DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS
PROPOSAL #7: APPROVE CREATION OF CHF 67 MILLION POOL ISSUER YES AGAINST AGAINST
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE DECREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #9a: REELECT JAGJEET S. BINDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9b: REELECT STEVE LUCAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9c: REELECT TAN EK KIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9d: REELECT MARTIN B. MCNAMARA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9e: REELECT IAN C. STRACHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2010
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRW AUTOMOTIVE HOLDINGS CORP.
TICKER: TRW CUSIP: 87264S106
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS J. CASTAING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. GAMBRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL H. O'NEILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYCO ELECTRONICS LTD
TICKER: TEL CUSIP: H8912P106
MEETING DATE: 3/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JUERGEN W. GROMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT M. ISSUER YES FOR FOR
HERNANDEZ
PROPOSAL #1D: ELECTION OF DIRECTOR: THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LAWRENCE S. SMITH ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #2A: TO APPROVE THE 2010 ANNUAL REPORT OF ISSUER YES FOR FOR
TYCO ELECTRONICS LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 24, 2010 AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 24,
2010)
PROPOSAL #2B: TO APPROVE THE STATUTORY FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
PROPOSAL #2C: TO APPROVE THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
PROPOSAL #03: TO RELEASE THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND EXECUTIVE OFFICERS OF TYCO ELECTRONICS
FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER
24, 2010
PROPOSAL #4A: TO ELECT DELOITTE & TOUCHE LLP AS TYCO ISSUER YES FOR FOR
ELECTRONICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
PROPOSAL #4B: TO ELECT DELOITTE AG, ZURICH, ISSUER YES FOR FOR
SWITZERLAND, AS TYCO ELECTRONICS' SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
PROPOSAL #4C: TO ELECT PRICEWATERHOUSECOOPERS AG, ISSUER YES FOR FOR
ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
PROPOSAL #05: AN ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #06: AN ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR AGAINST
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
THERE IS NO MANAGEMENT RECOMMENDATION FOR PROPOSAL 6.
IF NO DIRECTION IS MADE OR GIVEN, THIS PROPOSAL WILL
BE VOTED AS ABSTAIN.
PROPOSAL #07: TO APPROVE A DIVIDEND PAYMENT TO ISSUER YES FOR FOR
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US$
0.72 PER ISSUED SHARE (INCLUDING TREASURY SHARES) TO
BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$
0.18 STARTING WITH THE THIRD FISCAL QUARTER OF 2011
AND ENDING IN THE SECOND FISCAL QUARTER OF 2012
PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION
PROPOSAL #08: TO APPROVE THE CHANGE OF TYCO ISSUER YES FOR FOR
ELECTRONICS' CORPORATE NAME FROM TYCO ELECTRONICS
LTD. TO TE CONNECTIVITY LTD. AND RELATED AMENDMENTS
TO THE ARTICLES OF ASSOCIATION
PROPOSAL #09: TO APPROVE THE RENEWAL OF AUTHORIZED ISSUER YES FOR FOR
CAPITAL AND RELATED AMENDMENT TO THE ARTICLES OF
ASSOCIATION
PROPOSAL #10: TO APPROVE A REDUCTION OF SHARE CAPITAL ISSUER YES FOR FOR
FOR SHARES ACQUIRED UNDER TYCO ELECTRONICS' SHARE
REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
PROPOSAL #11: TO APPROVE AN AUTHORIZATION RELATED TO ISSUER YES AGAINST AGAINST
TYCO ELECTRONICS' SHARE REPURCHASE PROGRAM
PROPOSAL #12: TO APPROVE ANY ADJOURNMENTS OR ISSUER YES AGAINST AGAINST
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYCO ELECTRONICS LTD
TICKER: TEL CUSIP: H8912P106
MEETING DATE: 3/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JUERGEN W. GROMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT M. ISSUER YES FOR FOR
HERNANDEZ
PROPOSAL #1D: ELECTION OF DIRECTOR: THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LAWRENCE S. SMITH ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #2A: TO APPROVE THE 2010 ANNUAL REPORT OF ISSUER YES FOR FOR
TYCO ELECTRONICS LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 24, 2010 AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 24,
2010)
PROPOSAL #2B: TO APPROVE THE STATUTORY FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
PROPOSAL #2C: TO APPROVE THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
PROPOSAL #03: TO RELEASE THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND EXECUTIVE OFFICERS OF TYCO ELECTRONICS
FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER
24, 2010
PROPOSAL #4A: TO ELECT DELOITTE & TOUCHE LLP AS TYCO ISSUER YES FOR FOR
ELECTRONICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
PROPOSAL #4B: TO ELECT DELOITTE AG, ZURICH, ISSUER YES FOR FOR
SWITZERLAND, AS TYCO ELECTRONICS' SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
PROPOSAL #4C: TO ELECT PRICEWATERHOUSECOOPERS AG, ISSUER YES FOR FOR
ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
PROPOSAL #05: AN ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #06: AN ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR AGAINST
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
THERE IS NO MANAGEMENT RECOMMENDATION FOR PROPOSAL 6.
IF NO DIRECTION IS MADE OR GIVEN, THIS PROPOSAL WILL
BE VOTED AS ABSTAIN.
PROPOSAL #07: TO APPROVE A DIVIDEND PAYMENT TO ISSUER YES FOR FOR
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US$
0.72 PER ISSUED SHARE (INCLUDING TREASURY SHARES) TO
BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$
0.18 STARTING WITH THE THIRD FISCAL QUARTER OF 2011
AND ENDING IN THE SECOND FISCAL QUARTER OF 2012
PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION
PROPOSAL #08: TO APPROVE THE CHANGE OF TYCO ISSUER YES FOR FOR
ELECTRONICS' CORPORATE NAME FROM TYCO ELECTRONICS
LTD. TO TE CONNECTIVITY LTD. AND RELATED AMENDMENTS
TO THE ARTICLES OF ASSOCIATION
PROPOSAL #09: TO APPROVE THE RENEWAL OF AUTHORIZED ISSUER YES FOR FOR
CAPITAL AND RELATED AMENDMENT TO THE ARTICLES OF
ASSOCIATION
PROPOSAL #10: TO APPROVE A REDUCTION OF SHARE CAPITAL ISSUER YES FOR FOR
FOR SHARES ACQUIRED UNDER TYCO ELECTRONICS' SHARE
REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
PROPOSAL #11: TO APPROVE AN AUTHORIZATION RELATED TO ISSUER YES AGAINST AGAINST
TYCO ELECTRONICS' SHARE REPURCHASE PROGRAM
PROPOSAL #12: TO APPROVE ANY ADJOURNMENTS OR ISSUER YES AGAINST AGAINST
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYCO INTERNATIONAL LTD.
TICKER: TYC CUSIP: H89128104
MEETING DATE: 3/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO APPROVE THE ANNUAL REPORT, THE ISSUER YES FOR FOR
PARENT COMPANY FINANCIAL STATEMENTS OF TYCO
INTERNATIONAL LTD (TYCO) AND FINANCIAL STATEMENTS FOR
YEAR ENDED SEPTEMBER 24, 2010.
PROPOSAL #02: TO DISCHARGE THE BOARD OF DIRECTORS ISSUER YES FOR FOR
FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER
24, 2010.
PROPOSAL #03.1: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #03.2: ELECT DIRECTOR MICHAEL E. DANIELS ISSUER YES FOR FOR
PROPOSAL #03.3: ELECT DIRECTOR TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #03.4: ELECT DIRECTOR BRIAN DUPERREAULT ISSUER YES FOR FOR
PROPOSAL #03.5: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #03.6: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #03.7: ELECT DIRECTOR JOHN A. KROL ISSUER YES FOR FOR
PROPOSAL #03.8: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #03.9: ELECT DIRECTOR DINESH PALIWAL ISSUER YES FOR FOR
PROPOSAL #03.10: ELECT DIRECTOR WILLIAM S. ISSUER YES FOR FOR
STAVROPOULOS
PROPOSAL #03.11: ELECT DIRECTOR SANDRA S. WIJNBERG ISSUER YES FOR FOR
PROPOSAL #03.12: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #4A: TO ELECT DELOITTE AG (ZURICH) AS ISSUER YES FOR FOR
STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING.
PROPOSAL #4B: TO RATIFY APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
PROPOSAL #4C: TO ELECT PRICEWATERHOUSECOOPERS AG ISSUER YES FOR FOR
(ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING.
PROPOSAL #5A: TO APPROVE THE ALLOCATION OF FISCAL ISSUER YES FOR FOR
YEAR 2010 RESULTS.
PROPOSAL #5B: TO APPROVE THE PAYMENT OF AN ORDINARY ISSUER YES FOR FOR
CASH DIVIDEND IN THE AMOUNT OF $1.00 PER SHARE TO BE
MADE OUT OF TYCO'S CONTRIBUTED SURPLUS EQUITY
POSITION IN ITS STATUTORY ACCOUNTS.
PROPOSAL #06: APPROVAL OF AN AMENDMENT TO TYCO'S ISSUER YES FOR FOR
ARTICLES OF ASSOCIATION TO RENEW THE AMOUNT OF
AUTHORIZED SHARE CAPITAL.
PROPOSAL #07: TO APPROVE THE CANCELLATION OF ISSUER YES FOR FOR
REPURCHASED TREASURY SHARES.
PROPOSAL #8A: TO CAST A NON-BINDING ADVISORY VOTE TO ISSUER YES FOR FOR
APPROVE EXECUTIVE COMPENSATION.
PROPOSAL #8B: TO CAST A NON-BINDING ADVISORY VOTE ON ISSUER YES ONE YEAR AGAINST
THE FREQUENCY OF THE EXECUTIVE COMPENSATION VOTE.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYSON FOODS, INC.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 2/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.2: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR JIM KEVER ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR BRAD T. SAUER ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ALBERT C. ZAPANTA ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING OCTOBER 1, 2011. THE
BOARD OF DIRECTORS RECOMMENDS THAT YOU
VOTE AGAINST ITEM 3
PROPOSAL #03: TO CONSIDER AND ACT UPON THE SHAREHOLDER YES ABSTAIN AGAINST
SHAREHOLDER PROPOSAL DESCRIBED IN THE ATTACHED PROXY
STATEMENT, IF PROPERLY PRESENTED AT THE ANNUAL
PROPOSAL #04: TO CONSIDER AND APPROVE AN ADVISORY ISSUER YES FOR FOR
RESOLUTION REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
PROPOSAL #05: TO CONSIDER AND ACT UPON AN ADVISORY ISSUER YES ONE YEAR AGAINST
VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. BANCORP
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR Y. MARC BELTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR VICTORIA BUYNISKI GLUCKMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOEL W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JERRY W. LEVIN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR O DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RICHARD G. REITEN ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR PATRICK T. STOKES ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: ADVISORY VOTE TO RATIFY DIRECTORS' SHAREHOLDER YES AGAINST FOR
COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED CONTINENTAL HOLDINGS, INC.
TICKER: UAL CUSIP: 910047109
MEETING DATE: 6/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRBYJON H. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE C. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HENRY L. MEYER III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OSCAR MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LAURENCE E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEFFERY A. SMISEK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CHARLES A. YAMARONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED PARCEL SERVICE, INC.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STUART E. EIZENSTAT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RUDY H.P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CLARK T. RANDT, JR. ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED TECHNOLOGIES CORPORATION
TICKER: UTX CUSIP: 913017109
MEETING DATE: 4/13/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LOUIS R. CHENEVERT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN V. FARACI ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEAN-PIERRE GARNIER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ELLEN J. KULLMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHARLES R. LEE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RICHARD D. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HAROLD MCGRAW III ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR H. PATRICK SWYGERT ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR ANDRE VILLENEUVE ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #18: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITEDHEALTH GROUP INCORPORATED
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 5/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DOUGLAS W. LEATHERDALE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNUM GROUP
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JON S. FOSSEL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VALERO ENERGY CORPORATION
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RONALD K. CALGAARD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #10: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #11: REVIEW POLITICAL EXPENDITURES AND SHAREHOLDER YES ABSTAIN AGAINST
PROCESSES
PROPOSAL #12: REPORT ON ACCIDENT RISK REDUCTION SHAREHOLDER YES ABSTAIN AGAINST
EFFORTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VALIDUS HOLDINGS, LTD.
TICKER: VR CUSIP: G9319H102
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW J. GRAYSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN-MARIE NESSI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MANDAKINI PURI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT EDWARD J. NOONAN AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: ELECT C.N. RUPERT ATKIN AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT PATRICK G. BARRY AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: ELECT PETER A. BILSBY AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: ELECT JULIAN P. BOSWORTH AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.9: ELECT MICHAEL E.A. CARPENTER AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.10: ELECT RODRIGO CASTRO AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.11: ELECT JANE S. CLOUTING AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.12: ELECT JOSEPH E. (JEFF) CONSOLINO AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.13: ELECT C. JEROME DILL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.14: ELECT ANDREW DOWNEY AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.15: ELECT KERRY A. EMANUEL AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.16: ELECT JONATHAN D. EWINGTON AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.17: ELECT ANDREW M. GIBBS AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.18: ELECT MICHAEL GREENE AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.19: ELECT NICHOLAS J. HALES AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.20: ELECT MARK S. JOHNSON AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.21: ELECT ANTHONY J. KEYS AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.22: ELECT ROBERT F. KUZLOSKI AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.23: ELECT GILLIAN S. LANGFORD AS ISSUER YES FOR FOR
SUBSIDIARY DIRECTOR
PROPOSAL #2.24: ELECT STUART W. MERCER AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.25: ELECT PAUL J. MILLER AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.26: ELECT JEAN-MARIE NESSI AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.27: ELECT JULIAN G. ROSS AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.28: ELECT RAFAEL SAER AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.29: ELECT JAMES E. SKINNER AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.30: ELECT VERNER G. SOUTHEY AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.31: ELECT NIGEL D. WACHMAN AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.32: ELECT CONAN M. WARD AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.33: ELECT LIXIN ZENG AS SUBSIDIARY ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS HAMILTON ISSUER YES FOR FOR
BERMUDA AS INDEPENDENT AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VENTAS, INC.
TICKER: VTR CUSIP: 92276F100
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBRA A. CAFARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS CROCKER II ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW J. LUSTIG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT D. REED ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHELI Z. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GLENN J. RUFRANO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES D. SHELTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS C. THEOBALD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VERIZON COMMUNICATIONS INC.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: DISCLOSE PRIOR GOVERNMENT SERVICE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: PERFORMANCE-BASED EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VF CORPORATION
TICKER: VFC CUSIP: 918204108
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUAN ERNESTO DE BEDOUT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR URSULA O. FAIRBAIRN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC C WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VODAFONE GROUP PLC
TICKER: VOD CUSIP: 92857W209
MEETING DATE: 7/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE THE COMPANY'S ACCOUNTS AND ISSUER YES FOR FOR
REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE
YEAR ENDED 31 MARCH 2010
PROPOSAL #02: TO RE-ELECT SIR JOHN BOND AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
PROPOSAL #03: TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE AUDIT COMMITTEE, MEMBER OF THE
NOMINATIONS AND GOVERNANCE COMMITTEE)
PROPOSAL #04: TO RE-ELECT VITTORIO COLAO AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #05: TO RE-ELECT MICHEL COMBES AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #06: TO RE-ELECT ANDY HALFORD AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #07: TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #08: TO RE-ELECT ALAN JEBSON AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE AUDIT COMMITTEE)
PROPOSAL #09: TO RE-ELECT SAMUEL JONAH AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE REMUNERATION COMMITTEE)
PROPOSAL #10: TO RE-ELECT NICK LAND AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE AUDIT COMMITTEE)
PROPOSAL #11: TO RE-ELECT ANNE LAUVERGEON AS A ISSUER YES FOR FOR
DIRECTOR (MEMBER OF THE AUDIT COMMITTEE)
PROPOSAL #12: TO RE-ELECT LUC VANDEVELDE AS A ISSUER YES FOR FOR
DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE, MEMBER OF THE REMUNERATION COMMITTEE)
PROPOSAL #13: TO RE-ELECT ANTHONY WATSON AS A ISSUER YES FOR FOR
DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE)
PROPOSAL #14: TO RE-ELECT PHILIP YEA AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE REMUNERATION COMMITTEE)
PROPOSAL #15: TO APPROVE A FINAL DIVIDEND OF 5.65P ISSUER YES FOR FOR
PER ORDINARY SHARE
PROPOSAL #16: TO APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: TO RE-APPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: TO AUTHORISE THE AUDIT COMMITTEE TO ISSUER YES FOR FOR
DETERMINE THE REMUNERATION OF THE AUDITORS
PROPOSAL #19: TO AUTHORISE THE DIRECTORS TO ALLOT ISSUER YES FOR FOR
SHARES
PROPOSAL #S20: TO AUTHORISE THE DIRECTORS TO DIS- ISSUER YES FOR FOR
APPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)
PROPOSAL #S21: TO AUTHORISE THE COMPANY'S TO PURCHASE ISSUER YES FOR FOR
ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006)
(SPECIAL RESOLUTION)
PROPOSAL #S22: TO ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
(SPECIAL RESOLUTION)
PROPOSAL #S23: TO AUTHORISE THE CALLING OF A GENERAL ISSUER YES FOR FOR
MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
PROPOSAL #24: TO APPROVE THE CONTINUED OPERATION OF ISSUER YES FOR FOR
THE VODAFONE SHARE INCENTIVE PLAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VORNADO REALTY TRUST
TICKER: VNO CUSIP: 929042109
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY W. DEERING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL LYNNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD G. TARGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WALGREEN CO.
TICKER: WAG CUSIP: 931422109
MEETING DATE: 1/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: DAVID J. BRAILER ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: STEVEN A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: WILLIAM C. FOOTE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: MARK P. FRISSORA ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: ALAN G. MCNALLY ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: NANCY M. ISSUER YES FOR FOR
SCHLICHTING
PROPOSAL #1H: ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: ALEJANDRO SILVA ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JAMES A. SKINNER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS WALGREEN CO.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
PROPOSAL #03: AMEND THE WALGREEN CO. ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO REVISE THE PURPOSE CLAUSE.
PROPOSAL #04: AMEND THE WALGREEN CO. ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO ELIMINATE CERTAIN SUPERMAJORITY VOTE
REQUIREMENTS.
PROPOSAL #05: AMEND THE WALGREEN CO. ARTICLES OF ISSUER YES FOR FOR
INCORPORATION TO ELIMINATE THE FAIR PRICE CHARTER
PROVISION APPLICABLE TO CERTAIN BUSINESS COMBINATIONS.
PROPOSAL #06: SHAREHOLDER PROPOSAL ON A POLICY TO SHAREHOLDER YES AGAINST FOR
CHANGE THE VOTE REQUIRED FOR SHAREHOLDERS TO CALL
SPECIAL SHAREHOLDER MEETINGS.
PROPOSAL #07: SHAREHOLDER PROPOSAL ON A POLICY THAT A SHAREHOLDER YES AGAINST FOR
SIGNIFICANT PORTION OF FUTURE STOCK OPTION GRANTS TO
SENIOR EXECUTIVES SHOULD BE PERFORMANCE-BASED.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WAL-MART STORES, INC.
TICKER: WMT CUSIP: 931142103
MEETING DATE: 6/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR AIDA M. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ROGER C. CORBETT ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DOUGLAS N. DAFT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MICHAEL T. DUKE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GREGORY B. PENNER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR H. LEE SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ARNE M. SORENSON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JIM C. WALTON ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR S. ROBSON WALTON ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR CHRISTOPHER J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #18: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #19: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
PROPOSAL #20: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #21: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #22: REQUIRE SUPPLIERS TO PRODUCE SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY REPORTS
PROPOSAL #23: REPORT ON CLIMATE CHANGE BUSINESS RISKS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WALTER ENERGY, INC.
TICKER: WLT CUSIP: 93317Q105
MEETING DATE: 4/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD L. CLARK, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JERRY W. KOLB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK A. KRIEGSHAUSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH B. LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A.J. WAGNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID R. BEATTY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH CALDER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GRAHAM MASCALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WELLPOINT, INC.
TICKER: WLP CUSIP: 94973V107
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN Y. JOBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. MAYS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3a: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO VOTE REQUIREMENT
PROPOSAL #3b: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO REMOVAL OF DIRECTORS
PROPOSAL #3c: OPT OUT OF STATE'S CONTROL SHARE ISSUER YES FOR FOR
ACQUISITION LAW
PROPOSAL #3d: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE CERTAIN OBSOLETE PROVISIONS
PROPOSAL #3e: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE OTHER OBSOLETE PROVISIONS AND MAKE CONFORMING
CHANGES
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: FEASIBILITY STUDY FOR CONVERTING TO SHAREHOLDER YES AGAINST FOR
NONPROFIT STATUS
PROPOSAL #7: REINCORPORATE IN ANOTHER STATE [FROM SHAREHOLDER YES AGAINST FOR
INDIANA TO DELAWARE]
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WELLS FARGO & COMPANY
TICKER: WFC CUSIP: 949746101
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECTION DIRECTOR JOHN D. BAKER II ISSUER YES FOR FOR
PROPOSAL #2: ELECTION DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #3: ELECTION DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #4: ELECTION DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #5: ELECTION DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECTION DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #7: ELECTION DIRECTOR MACKEY J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #8: ELECTION DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PHILIP J. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR AN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #19: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #20: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: ADVISORY VOTE TO RATIFY DIRECTORS' SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #22: REQUIRE AUDIT COMMITTEE REVIEW AND SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND
SECURITIZATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESTERN DIGITAL CORPORATION
TICKER: WDC CUSIP: 958102105
MEETING DATE: 11/11/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PETER D. BEHRENDT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN F. COYNE ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: HENRY T. DENERO ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: MICHAEL D. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: MATTHEW E. ISSUER YES FOR FOR
MASSENGILL
PROPOSAL #1I: ELECTION OF DIRECTOR: ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: ARIF SHAKEEL ISSUER YES FOR FOR
PROPOSAL #02: TO RATIFY THE APPOINTMENT OF KPMG LLP ISSUER YES FOR FOR
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL YEAR
ENDING JULY 1, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WHIRLPOOL CORPORATION
TICKER: WHR CUSIP: 963320106
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL F. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM T. KERR ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MILES L. MARSH ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MICHAEL D. WHITE ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #13: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WYNDHAM WORLDWIDE CORPORATION
TICKER: WYN CUSIP: 98310W108
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. BUCKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE HERRERA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XEROX CORPORATION
TICKER: XRX CUSIP: 984121103
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RICHARD J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR WILLIAM CURT HUNTER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ROBERT J. KEEGAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XL GROUP PLC
TICKER: XL CUSIP: G98290102
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT HERBERT N. HAAG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MICHAEL S. MCGAVICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ELLEN E. THROWER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JOHN M. VEREKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WINDSOR FUNDS
By: /s/F. William McNabb III
(Heidi Stam)
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 31, 2011
* By Power of Attorney. Filed on April 26, 2010, see File Number 33-53683.
Incorporated by Reference.